SEC Form 4/A · accession 0000720672-16-000168
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas W Weisel
Director
Period of report
Mar 24, 2015
Accepted (ET)
Nov 15, 2016 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2015 | S | 3,031 | $56.90 | D | 7,995 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The original reporting of the sale incorrectly reported the shares were owned by Trust. The 3,031 sharees that were sold on 3/24/2015 were owned Direct.