SEC Form 5/A · accession 0000720672-17-000022
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
David M Minnick
Officer — General Counsel & Senior VP
Period of report
Dec 31, 2015
Accepted (ET)
Jan 6, 2017 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2015 | G | 0 | $0.00 | A | 12,176 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On the December 31, 2015 Form 5, gifts totaling 1,250 shares were erroneously repoted. These gifts had previously been reported on a Form 4 dated January 22, 2015.