SEC Form 4 · accession 0000720672-15-000032
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce A Beda
Director
Period of report
Mar 12, 2013
Accepted (ET)
Mar 13, 2015 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2013 | S | 5,343 | $55.92 | D | 42,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 25,264 | 25,264 | D |
| Stock Option (Option to Buy)F3 | $17.00 | holding | — | — | — | — | Jan 3, 2016 | Common Stock | 2,250 | 2,250 | D |
Explanation of responses
- F1Currently exercisable.
- F2No expiration date for these Units.
- F3Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.