Company · CIK 0000720672 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE
STIFEL FINANCIAL CORP · SF
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2017 SForm 4 → | Aug 3, 4:20 pm EDT | Victor NesiDirector, Director | 25,000 | $50.86 | $1,271,400 | 114,486 | −17.9% | plan? |
| Jun 6, 2017 MForm 4 → | Jun 8, 4:41 pm EDT | Bruce A BedaDirector | 27,096 | — | — | 45,588 | — | plan? |
| Jun 1, 2017 GForm 5 → | Feb 13, 2018, 4:59 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR | 2,050 | — | — | 5,252 | — | plan? |
| May 18, 2017 JForm 4 → | May 19, 3:39 pm EDT | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 41,700 | $44.69 | $1,863,573 | 782,576 | — | plan? |
| Feb 24, 2017 GForm 5 → | Feb 13, 2018, 4:59 pm EST | Thomas W WeiselDirector | 6,876 | — | — | 51,912 | — | plan? |
| Feb 22, 2017 DForm 4 → | Feb 22, 4:58 pm EST | Thomas B. MichaudDirector | 1,449 | $55.36 | $80,217 | 85,125 | — | plan? |
| Feb 16, 2017 JForm 4 → | Feb 17, 5:22 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 18,064 | $55.36 | $1,000,023 | 824,276 | — | plan? |
| Feb 15, 2017 SForm 4 → | Feb 16, 3:08 pm EST | Ben A PlotkinVice Chairman, Director | 7,083 | $55.40 | $392,398 | 116,226 | −5.74% | plan? |
| Feb 9, 2017 SForm 4 → | Feb 10, 4:24 pm EST | Thomas P MulroyDirector, Director | 30,000 | $53.47 | $1,604,100 | 109,954 | −21.4% | plan? |
| Feb 9, 2017 SForm 4 → | Feb 10, 4:20 pm EST | Richard J HimelfarbDirector, Director | 35,000 | $53.38 | $1,868,300 | 134,166 | −20.7% | plan? |
| Jan 6, 2017 DGMForm 4 → | Jan 6, 3:56 pm EST | David M MinnickGeneral Counsel & Senior VP | 14,333 | — | — | 0 | — | plan? |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:33 pm EST | Robert Edward GradyDirector | 3,375 | — | — | 6,708 | — | plan? |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:33 pm EST | John P DubinskyDirector | 3,375 | — | — | 27,193 | — | plan? |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:33 pm EST | Frederick O HanserDirector | 3,375 | — | — | 38,565 | — | plan? |
| Dec 30, 2016 DMForm 4 → | Jan 4, 2017, 5:32 pm EST | Thomas B. MichaudDirector | 25,774 | $49.95 | $643,706 | 86,574 | — | plan? |
| Dec 30, 2016 DMForm 4 → | Jan 4, 2017, 5:32 pm EST | David D SlineyDir Strategic Planning & Tech | 45,628 | $49.95 | $1,139,559 | 87,146 | — | plan? |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:19 pm EST | Michael W BrownDirector | 3,375 | — | — | 9,820 | — | plan? |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:19 pm EST | Kelvin R WestbrookDirector | 3,375 | — | — | 11,884 | — | plan? |
| Dec 30, 2016 GMForm 4 → | Jan 4, 2017, 5:18 pm EST | James M OatesDirector | 4,914 | — | — | 0 | — | plan? |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:18 pm EST | Bruce A BedaDirector | 4,029 | — | — | 18,492 | — | plan? |
| Dec 30, 2016 FMForm 4 → | Jan 4, 2017, 5:16 pm EST | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 7,243 | $49.95 | $95,055 | 9,014 | — | plan? |
| Dec 30, 2016 FMForm 4 → | Jan 4, 2017, 5:16 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 15,298 | $49.95 | $300,999 | 26,369 | — | plan? |
| Dec 30, 2016 DMForm 4 → | Jan 4, 2017, 5:15 pm EST | Thomas W WeiselDirector | 37,736 | $49.95 | $942,457 | 67,929 | — | plan? |
| Dec 30, 2016 DMForm 4 → | Jan 4, 2017, 5:15 pm EST | Ben A PlotkinVice Chairman, Director | 25,794 | $49.95 | $644,205 | 123,309 | — | plan? |
| Dec 30, 2016 DMForm 4 → | Jan 4, 2017, 5:15 pm EST | Allen BrautigamOther | 25,952 | $49.95 | $648,151 | 15,818 | — | plan? |
| Dec 30, 2016 DMForm 4 → | Jan 4, 2017, 5:15 pm EST | Richard J HimelfarbDirector, Director | 14,552 | $49.95 | $363,436 | 169,166 | — | plan? |
| Dec 30, 2016 DMForm 4 → | Jan 4, 2017, 5:14 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 85,958 | $49.95 | $2,146,801 | 724,183 | — | plan? |
| Dec 30, 2016 DMForm 4 → | Jan 4, 2017, 5:13 pm EST | Victor NesiDirector, Director | 87,652 | $49.95 | $2,189,109 | 139,373 | — | plan? |
| Dec 22, 2016 SForm 4 → | Dec 27, 4:32 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 60,522 | $51.41 | $3,111,392 | 848,340 | −6.66% | plan? |
| Dec 16, 2016 IForm 4 → | Dec 20, 4:26 pm EST | David M MinnickGeneral Counsel & Senior VP | 318 | $50.62 | $16,099 | 1,475 | — | plan? |
| Dec 16, 2016 SForm 4 → | Dec 20, 4:26 pm EST | David M MinnickGeneral Counsel & Senior VP | 3,400 | $51.41 | $174,808 | 475 | −87.7% | plan? |
| Dec 13, 2016 GForm 4 → | Dec 15, 2:33 pm EST | Thomas P MulroyDirector, Director | 1,665 | — | — | 148,524 | — | plan? |
| Dec 12, 2016 IForm 4 → | Dec 14, 4:59 pm EST | Richard J HimelfarbDirector, Director | 8,836 | $51.02 | $450,808 | 169,166 | — | plan? |
| Dec 8, 2016 SForm 4 → | Dec 9, 3:07 pm EST | Bruce A BedaDirector | 8,500 | $51.62 | $438,770 | 14,463 | −37.0% | plan? |
| Dec 5, 2016 GForm 4 → | Dec 5, 4:30 pm EST | James M OatesDirector | 2,000 | — | — | 26,004 | — | plan? |
| Dec 5, 2016 SForm 4 → | Dec 5, 4:30 pm EST | James M OatesDirector | 5,000 | $50.42 | $252,100 | 28,004 | −15.1% | plan? |
| Dec 1, 2016 GForm 4 → | Dec 1, 5:13 pm EST | Thomas W WeiselDirector | 2,600 | $49.85 | $129,610 | 67,929 | — | plan? |
| Nov 29, 2016 SForm 4 → | Dec 1, 5:13 pm EST | Thomas W WeiselDirector | 30,000 | $49.32 | $1,479,600 | 70,529 | −29.8% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:10 pm EST | Bruce A BedaDirector | 5,000 | $50.20 | $251,000 | 22,963 | −17.9% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:10 pm EST | John P DubinskyDirector | 5,000 | $50.20 | $251,000 | 23,818 | −17.4% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:09 pm EST | James M OatesDirector | 5,000 | $50.20 | $251,000 | 33,004 | −13.2% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:09 pm EST | Frederick O HanserDirector | 5,000 | $50.20 | $251,000 | 35,190 | −12.4% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:09 pm EST | Allen BrautigamOther | 2,200 | $50.20 | $110,440 | 33,068 | −6.24% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:08 pm EST | David M MinnickGeneral Counsel & Senior VP | 10,000 | $50.20 | $502,000 | 4,193 | −70.5% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:08 pm EST | David D SlineyDir Strategic Planning & Tech | 15,000 | $50.20 | $753,000 | 87,146 | −14.7% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:07 pm EST | Thomas B. MichaudDirector | 12,571 | $50.20 | $631,064 | 87,982 | −12.5% | plan? |
| Nov 22, 2016 DForm 4 → | Nov 23, 2:07 pm EST | Thomas B. MichaudDirector | 1,964 | $47.57 | $93,427 | 100,553 | — | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:07 pm EST | Thomas W WeiselDirector | 20,000 | $50.20 | $1,004,000 | 100,529 | −16.6% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:05 pm EST | Ben A PlotkinVice Chairman, Director | 15,000 | $50.20 | $753,000 | 123,309 | −10.8% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:05 pm EST | Richard J HimelfarbDirector, Director | 20,000 | $50.20 | $1,004,000 | 177,497 | −10.1% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:04 pm EST | Victor NesiDirector, Director | 25,000 | $50.20 | $1,255,000 | 139,373 | −15.2% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:04 pm EST | Thomas P MulroyDirector, Director | 25,000 | $50.20 | $1,255,000 | 150,189 | −14.3% | plan? |
| Nov 22, 2016 GForm 4 → | Nov 23, 2:04 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 550 | — | — | 724,183 | — | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:04 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 15,000 | $50.20 | $753,000 | 724,733 | −2.03% | plan? |
| Nov 22, 2016 GForm 4 → | Nov 23, 2:03 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 8,675 | — | — | 908,862 | — | plan? |
| Nov 22, 2016 SForm 4 → | Nov 23, 2:03 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 100,000 | $50.20 | $5,020,000 | 917,537 | −9.83% | plan? |
| Nov 7, 2016 GForm 5 → | Feb 14, 2017, 2:08 pm EST | Frederick O HanserDirector | 1,310 | — | — | 38,880 | — | plan? |
| Aug 31, 2016 GForm 5 → | Feb 14, 2017, 2:08 pm EST | Thomas W WeiselDirector | 9,141 | — | — | 111,388 | — | plan? |
| Aug 16, 2016 SForm 4 → | Aug 18, 11:02 am EDT | Allen BrautigamOther | 2,725 | $36.94 | $100,662 | 35,268 | −7.17% | plan? |
| Jun 16, 2016 MForm 4 → | Jun 17, 3:54 pm EDT | Alton F Irby IIIDirector | 18,375 | — | — | 31,246 | — | plan? |
| Jun 16, 2016 MForm 4 → | Jun 17, 3:51 pm EDT | Charles A DillDirector | 18,375 | — | — | 73,820 | — | plan? |
| Jun 8, 2016 SForm 4 → | Jun 9, 11:27 am EDT | Kelvin R WestbrookDirector | 4,500 | $37.50 | $168,750 | 8,509 | −34.6% | plan? |
| May 24, 2016 SForm 4 → | May 25, 4:31 pm EDT | Ben A PlotkinVice Chairman, Director | 15,270 | $36.69 | $560,256 | 138,309 | −9.94% | plan? |
| Feb 25, 2016 DForm 4 → | Feb 29, 5:16 pm EST | Thomas B. MichaudDirector | 21,711 | $31.18 | $676,949 | 102,517 | — | plan? amended |
| Jan 22, 2016 FMForm 4 → | Jan 26, 3:42 pm EST | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 4,485 | $35.86 | $44,646 | 5,577 | — | plan? |
| Jan 22, 2016 FMForm 4 → | Jan 26, 3:42 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 5,275 | $35.86 | $69,031 | 23,123 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:42 pm EST | Robert Edward GradyDirector | 1,687 | — | — | 3,333 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:42 pm EST | Alton F Irby IIIDirector | 1,687 | — | — | 12,871 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:41 pm EST | Michael W BrownDirector | 1,687 | — | — | 6,445 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:41 pm EST | Kelvin R WestbrookDirector | 3,375 | — | — | 13,009 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:41 pm EST | John P DubinskyDirector | 3,375 | — | — | 36,818 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:41 pm EST | Frederick O HanserDirector | 3,375 | — | — | 40,190 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:40 pm EST | James M OatesDirector | 3,778 | — | — | 40,004 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:40 pm EST | Charles A DillDirector | 3,375 | — | — | 55,445 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:40 pm EST | Bruce A BedaDirector | 4,047 | — | — | 27,963 | — | plan? |
| Jan 22, 2016 FMForm 4 → | Jan 26, 3:39 pm EST | Ben A PlotkinVice Chairman, Director | 27,102 | $35.86 | $212,148 | 153,579 | — | plan? |
| Jan 22, 2016 FMForm 4 → | Jan 26, 3:36 pm EST | Thomas B. MichaudDirector | 6,346 | $35.86 | $64,620 | 124,228 | — | plan? |
| Jan 22, 2016 FMForm 4 → | Jan 26, 3:34 pm EST | David M MinnickGeneral Counsel & Senior VP | 6,983 | $35.86 | $66,628 | 15,443 | — | plan? |
| Jan 22, 2016 FMForm 4 → | Jan 26, 3:33 pm EST | David D SlineyDir Strategic Planning & Tech | 26,715 | $35.86 | $243,525 | 102,146 | — | plan? |
| Jan 22, 2016 FMForm 4 → | Jan 26, 3:29 pm EST | Thomas W WeiselDirector | 30,440 | $35.86 | $302,551 | 24,592 | — | plan? |
| Jan 22, 2016 FMForm 4 → | Jan 26, 3:22 pm EST | Allen BrautigamOther | 20,227 | $35.86 | $185,002 | 37,993 | — | plan? |
| Jan 22, 2016 FMForm 4 → | Jan 26, 3:21 pm EST | Richard J HimelfarbDirector, Director | 7,058 | $35.86 | $71,146 | 196,721 | — | plan? |
| Jan 22, 2016 FMForm 4 → | Jan 26, 3:21 pm EST | Thomas P MulroyDirector, Director | 51,484 | $35.86 | $528,039 | 175,189 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:20 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 35,316 | — | — | 740,575 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:20 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 59,777 | — | — | 1,017,537 | — | plan? |
| Jan 22, 2016 MForm 4 → | Jan 26, 3:20 pm EST | Victor NesiDirector, Director | 37,353 | — | — | 164,373 | — | plan? |
| Jan 7, 2016 GForm 5 → | Jan 6, 2017, 3:55 pm EST | David M MinnickGeneral Counsel & Senior VP | 1,450 | — | — | 13,993 | — | plan? |
| Jan 6, 2016 GForm 5 → | Feb 14, 2017, 2:08 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 1,360 | — | — | 4,602 | — | plan? |
| Dec 31, 2015 FMForm 4/A → | Jan 6, 2016, 2:38 pm EST | Robert E LeftonDirector | — | — | — | 24,620 | — | plan? |
| Dec 31, 2015 FMForm 4 → | Jan 5, 2016, 2:32 pm EST | Robert E LeftonDirector | 3,153 | $23.80 | $75,029 | 25,967 | — | plan? amended |
| Dec 31, 2015 MForm 4 → | Jan 5, 2016, 2:31 pm EST | Charles A DillDirector | 2,250 | $17.00 | $38,250 | 52,070 | — | plan? |
| Dec 11, 2015 SForm 4 → | Dec 14, 4:11 pm EST | John P DubinskyDirector | 268 | $42.00 | $11,256 | 33,443 | −0.79% | plan? |
| Dec 11, 2015 FMForm 4 → | Dec 14, 4:11 pm EST | John P DubinskyDirector | 632 | $24.20 | $15,294 | 33,711 | — | plan? |
| Dec 3, 2015 SForm 4 → | Dec 4, 2:06 pm EST | Frederick O HanserDirector | 3,375 | $45.32 | $152,955 | 36,815 | −8.40% | plan? |
| Nov 20, 2015 DForm 4 → | Nov 23, 2:21 pm EST | Thomas B. MichaudDirector | 1,964 | $44.41 | $87,221 | 121,486 | — | plan? |
| Nov 19, 2015 SForm 4 → | Nov 23, 2:21 pm EST | Frederick O HanserDirector | 1,410 | $45.51 | $64,169 | 40,190 | −3.39% | plan? |
| Nov 19, 2015 FMForm 4 → | Nov 23, 2:21 pm EST | Frederick O HanserDirector | 3,090 | $24.75 | $76,478 | 41,600 | — | plan? |
| Nov 9, 2015 SForm 4 → | Nov 10, 2:21 pm EST | Allen BrautigamOther | 2,130 | $46.89 | $99,876 | 28,084 | −7.05% | plan? |
| Aug 26, 2015 GForm 5 → | Feb 10, 2016, 3:02 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 1,454 | — | — | 3,922 | — | plan? |
| Aug 13, 2015 MForm 4 → | Aug 14, 2:18 pm EDT | Bruce A BedaDirector | 2,250 | $17.00 | $38,250 | 23,916 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2018 AForm 4 → | Mar 19, 4:29 pm EDT | Thomas W WeiselDirector | 10 | — | — | 6,088 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:29 pm EDT | David D SlineyDir Strategic Planning & Tech | 12 | — | — | 11,264 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:28 pm EDT | Ben A PlotkinVice Chairman and SVP | 13 | — | — | 10,497 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:28 pm EDT | Victor NesiCo-President | 44 | — | — | 27,780 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:28 pm EDT | Thomas B. MichaudSenior Vice President | 33 | — | — | 39,030 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:27 pm EDT | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 24 | — | — | 19,478 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:27 pm EDT | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 217 | — | — | 137,477 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:27 pm EDT | Richard J HimelfarbSenior Vice President | 7 | — | — | 6,525 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:26 pm EDT | Mark P FisherSENIOR VP & GENERAL COUNSEL | 23 | — | — | 17,719 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:26 pm EDT | Allen BrautigamOther | 9 | — | — | 8,802 | — | |
| Mar 2, 2018 AForm 4 → | Mar 6, 4:47 pm EST | Ben A PlotkinVice Chairman and SVP | 2,196 | — | — | 10,484 | — | |
| Mar 2, 2018 AForm 4 → | Mar 6, 4:47 pm EST | Thomas B. MichaudSenior Vice President | 11,667 | — | — | 38,997 | — | |
| Mar 2, 2018 AForm 4 → | Mar 6, 4:46 pm EST | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 1,667 | — | — | 19,454 | — | |
| Mar 2, 2018 AForm 4 → | Mar 6, 4:45 pm EST | Richard J HimelfarbSenior Vice President | 1,938 | — | — | 6,518 | — | |
| Feb 14, 2018 MForm 4 → | Feb 15, 4:17 pm EST | Michael W BrownDirector | 5,115 | $29.33 | $150,023 | 0 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:19 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 102,475 | — | — | 136,155 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:15 pm EST | Robert Edward GradyDirector | 4,120 | — | — | 18,346 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:15 pm EST | Michael W BrownDirector | 3,750 | — | — | 16,901 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:14 pm EST | Michael J ZimmermanDirector | 938 | — | — | 16,900 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:14 pm EST | Kelvin R WestbrookDirector | 3,750 | — | — | 16,901 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:14 pm EST | John P DubinskyDirector | 3,750 | — | — | 16,907 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:14 pm EST | Frederick O HanserDirector | 3,750 | — | — | 16,907 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:11 pm EST | James M OatesDirector | 4,246 | — | — | 26,851 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:10 pm EST | Thomas B. MichaudSenior Vice President | 14,022 | — | — | 20,397 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:09 pm EST | Thomas W WeiselDirector | 11,233 | — | — | 5,929 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:08 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 9,650 | — | — | 14,194 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:06 pm EST | Victor NesiCo-President | 52,545 | — | — | 27,139 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:06 pm EST | Ben A PlotkinVice Chairman and SVP | 12,453 | — | — | 8,174 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:04 pm EST | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 5,955 | — | — | 15,157 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:03 pm EST | Richard J HimelfarbSenior Vice President | 6,189 | — | — | 4,505 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:03 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR | 54,362 | — | — | 31,967 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:02 pm EST | David D SlineyDir Strategic Planning & Tech | 18,089 | — | — | 7,701 | — | |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:02 pm EST | Allen BrautigamOther | 9,829 | — | — | 5,335 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 5:17 pm EST | Victor NesiDirector, Director | 77,853 | — | — | 79,684 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 5:16 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 53,281 | — | — | 238,630 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 5:15 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 70,774 | — | — | 86,329 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 5:01 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 20,583 | — | — | 23,844 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 4:34 pm EST | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 13,396 | — | — | 21,112 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 4:33 pm EST | Ben A PlotkinVice Chairman and SVP | 9,478 | — | — | 20,627 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 4:33 pm EST | Thomas B. MichaudSenior Vice President | 28,320 | — | — | 34,419 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 4:31 pm EST | David D SlineyDir Strategic Planning & Tech | 31,769 | — | — | 25,790 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 4:31 pm EST | Thomas W WeiselDirector | 22,177 | — | — | 17,162 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 4:30 pm EST | Richard J HimelfarbDirector | 8,994 | — | — | 10,694 | — | |
| Dec 27, 2017 MForm 4 → | Dec 29, 4:30 pm EST | Allen BrautigamOther | 17,978 | — | — | 15,164 | — | |
| Sep 15, 2017 AForm 5 → | Feb 13, 2018, 4:59 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR | 595 | — | — | 157,698 | — | |
| Sep 15, 2017 AForm 5 → | Feb 13, 2018, 4:59 pm EST | Thomas W WeiselDirector | 149 | — | — | 39,488 | — | |
| Sep 15, 2017 AForm 5 → | Feb 13, 2018, 4:59 pm EST | Ben A PlotkinVice Chairman and SVP | 114 | — | — | 30,219 | — | |
| Sep 15, 2017 AForm 5 → | Feb 13, 2018, 4:58 pm EST | Victor NesiCo-President | 597 | — | — | 158,134 | — | |
| Sep 15, 2017 AForm 5 → | Feb 13, 2018, 4:58 pm EST | Richard J HimelfarbSenior Vice President | 75 | — | — | 19,763 | — | |
| Sep 15, 2017 AForm 5 → | Feb 13, 2018, 4:58 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 1,105 | — | — | 293,016 | — | |
| Sep 15, 2017 AForm 4 → | Feb 12, 2018, 4:34 pm EST | David D SlineyDir Strategic Planning & Tech | 3,551 | — | — | 11,252 | — | late |
| Sep 15, 2017 AForm 4 → | Feb 12, 2018, 4:34 pm EST | Thomas B. MichaudSenior Vice President | 6,933 | — | — | 27,330 | — | late |
| Sep 15, 2017 AForm 4 → | Feb 12, 2018, 4:33 pm EST | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 2,630 | — | — | 17,787 | — | late |
| Sep 15, 2017 AForm 4 → | Feb 12, 2018, 4:33 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 3,502 | — | — | 17,696 | — | late |
| Sep 15, 2017 AForm 4 → | Feb 12, 2018, 4:33 pm EST | Allen BrautigamOther | 3,458 | — | — | 8,793 | — | late |
| Jun 7, 2017 AForm 4 → | Jun 9, 4:38 pm EDT | Maura A. MarkusDirector | 1,900 | — | — | 5,650 | — | |
| Jun 7, 2017 AForm 4 → | Jun 9, 3:44 pm EDT | Kathleen BrownDirector | 1,900 | — | — | 5,650 | — | |
| Jun 7, 2017 AForm 4 → | Jun 9, 3:42 pm EDT | Michael J ZimmermanDirector | 1,900 | — | — | 17,838 | — | |
| Jun 7, 2017 AForm 4 → | Jun 9, 3:42 pm EDT | Robert Edward GradyDirector | 1,900 | — | — | 22,466 | — | |
| Jun 7, 2017 AForm 4 → | Jun 9, 3:40 pm EDT | Michael W BrownDirector | 1,900 | — | — | 20,651 | — | |
| Jun 7, 2017 AForm 4 → | Jun 9, 3:39 pm EDT | Kelvin R WestbrookDirector | 1,900 | — | — | 20,651 | — | |
| Jun 7, 2017 AForm 4 → | Jun 9, 3:39 pm EDT | Frederick O HanserDirector | 1,900 | — | — | 20,657 | — | |
| Jun 7, 2017 AForm 4 → | Jun 9, 3:39 pm EDT | John P DubinskyDirector | 1,900 | — | — | 20,657 | — | |
| Jun 7, 2017 AForm 4 → | Jun 9, 3:38 pm EDT | James M OatesDirector | 1,900 | — | — | 31,097 | — | |
| Jun 6, 2017 MForm 4 → | Jun 8, 4:41 pm EDT | Bruce A BedaDirector | 27,096 | — | — | 0 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 6:11 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 13,827 | — | — | 291,911 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 6:04 pm EST | Ben A PlotkinVice Chairman, Director | 461 | — | — | 30,105 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 4:52 pm EST | David D SlineyDir Strategic Planning & Tech | 2,998 | — | — | 57,559 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 4:48 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 5,654 | — | — | 157,103 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 4:48 pm EST | Thomas W WeiselDirector | 346 | — | — | 39,339 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 4:47 pm EST | Victor NesiDirector, Director | 6,637 | — | — | 157,537 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 4:47 pm EST | Thomas P MulroyDirector, Director | 5,654 | — | — | 151,936 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 4:47 pm EST | Thomas B. MichaudDirector | 5,408 | — | — | 62,739 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 4:46 pm EST | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 2,562 | — | — | 34,508 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 4:40 pm EST | Richard J HimelfarbDirector, Director | 346 | — | — | 19,688 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 4:40 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 3,697 | — | — | 44,427 | — | |
| Mar 2, 2017 AForm 4 → | Mar 6, 4:40 pm EST | Allen BrautigamOther | 1,541 | — | — | 33,142 | — | |
| Jan 6, 2017 MForm 4 → | Jan 6, 3:56 pm EST | David M MinnickGeneral Counsel & Senior VP | 7,108 | — | — | 0 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:33 pm EST | Robert Edward GradyDirector | 3,375 | — | — | 20,566 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:33 pm EST | John P DubinskyDirector | 3,375 | — | — | 18,757 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:33 pm EST | Frederick O HanserDirector | 3,375 | — | — | 18,757 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:32 pm EST | Thomas B. MichaudDirector | 12,887 | — | — | 57,331 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:32 pm EST | David D SlineyDir Strategic Planning & Tech | 22,814 | — | — | 54,561 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:32 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 81,113 | — | — | 278,084 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:19 pm EST | Michael W BrownDirector | 3,375 | — | — | 18,751 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:19 pm EST | Kelvin R WestbrookDirector | 3,375 | — | — | 18,751 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:18 pm EST | James M OatesDirector | 3,768 | — | — | 29,197 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:18 pm EST | Bruce A BedaDirector | 4,029 | — | — | 27,096 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:16 pm EST | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 5,340 | — | — | 31,946 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:16 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 9,272 | — | — | 40,730 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:16 pm EST | David M MinnickGeneral Counsel & Senior VP | 3,424 | — | — | 7,108 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:15 pm EST | Thomas W WeiselDirector | 18,868 | — | — | 38,993 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:15 pm EST | Ben A PlotkinVice Chairman, Director | 12,897 | — | — | 29,644 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:15 pm EST | Allen BrautigamOther | 12,976 | — | — | 31,601 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:15 pm EST | Richard J HimelfarbDirector, Director | 7,276 | — | — | 19,342 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:14 pm EST | Thomas P MulroyDirector, Director | 41,954 | — | — | 146,282 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:14 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 42,979 | — | — | 151,449 | — | |
| Dec 30, 2016 MForm 4 → | Jan 4, 2017, 5:13 pm EST | Victor NesiDirector, Director | 43,826 | — | — | 150,900 | — | |
| Jun 16, 2016 MForm 4 → | Jun 17, 3:54 pm EDT | Alton F Irby IIIDirector | 18,375 | — | — | 0 | — | |
| Jun 16, 2016 MForm 4 → | Jun 17, 3:51 pm EDT | Charles A DillDirector | 18,375 | — | — | 0 | — |