SEC Form 4 · accession 0000720672-17-000037
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Kruszewski
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 17, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | J | 18,064 | $55.36 | D | 824,276 | D | |
| Common Stock | holding | — | — | — | 1,500 | I | by Daughter | |
| Common Stock | holding | — | — | — | 3,000 | I | by Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were contributed by an LLC for which Mr. Kruszewski serves as a Manager and has voting power to the Clearfork Capital Fund LLC, an exchange fund, as part of ongoing estate and tax planning.