SEC Form 5 · accession 0000720672-17-000023
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Minnick
Officer — General Counsel & Senior VP
Period of report
Dec 31, 2016
Accepted (ET)
Jan 6, 2017 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2016 | G | 350 | $0.00 | D | 11,826 | D | |
| Common Stock | Jan 7, 2016 | G | 350 | $0.00 | D | 11,476 | D | |
| Common Stock | Jan 7, 2016 | G | 350 | $0.00 | D | 11,126 | D | |
| Common Stock | Jan 7, 2016 | G | 350 | $0.00 | D | 10,776 | D | |
| Common Stock | Apr 4, 2016 | G | 50 | $0.00 | D | 13,993 | D |
Table II — derivative securities
No Table II lines on this filing.