SEC Form 4 · accession 0000720672-17-000079
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Nesi
Officer — Director · Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | S | 15,000 | $51.02 | D | 124,486 | D | |
| Common Stock | Aug 2, 2017 | S | 10,000 | $50.61 | D | 114,486 | D | |
| Common Stock | holding | — | — | — | 4,088 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.