SEC Form 5 · accession 0000720672-17-000032
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Zemlyak
Officer — CHIEF FIN'L & ADMIN OFFCR · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 6, 2016 | G | 680 | $0.00 | D | 703,737 | D | |
| Common Stock | Jan 6, 2016 | G | 680 | $0.00 | A | 4,602 | I | by Son |
Table II — derivative securities
No Table II lines on this filing.