SEC Form 5 · accession 0000720672-17-000034
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Weisel
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2016 | G | 640 | $0.00 | D | 119,889 | D | |
| Common Stock | Sep 22, 2016 | G | 2,033 | $0.00 | D | 117,856 | D | |
| Common Stock | Oct 5, 2016 | G | 5,903 | $0.00 | D | 111,953 | D | |
| Common Stock | Oct 11, 2016 | G | 249 | $0.00 | D | 111,704 | D | |
| Common Stock | Oct 12, 2016 | G | 316 | $0.00 | D | 111,388 | D |
Table II — derivative securities
No Table II lines on this filing.