Company · CIK 0001535929 · SIC 6311 — Life Insurance · NYSE
Voya Financial, Inc. · VOYA
Insider activity reported against this company. All insider holders · Files at: KMF, KYE, FAX, KYN, DNP, BGB, BGX, CTR and 1 more. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 27, 2017 FMForm 4 → | Mar 28, 5:47 pm EDT | Kevin D SilvaSee Remarks | 14,249 | $36.98 | $188,783 | 18,720 | — | plan? |
| Mar 10, 2017 SForm 4 → | Mar 10, 4:19 pm EST | Kevin D SilvaSee Remarks | 5,798 | $40.93 | $237,338 | 14,681 | −28.3% | plan? |
| Mar 8, 2017 SForm 4 → | Mar 8, 9:26 pm EST | Kevin D SilvaSee Remarks | 2,709 | $41.64 | $112,806 | 20,479 | −11.7% | plan? |
| Mar 8, 2017 SForm 4 → | Mar 8, 9:23 pm EST | Chetlur S RagavanSee Remarks | 2,617 | $41.46 | $108,514 | 25,379 | −9.35% | plan? |
| Mar 8, 2017 SForm 4 → | Mar 8, 9:18 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 2,529 | $41.56 | $105,104 | 105,746 | −2.34% | plan? |
| Mar 7, 2017 SForm 4 → | Mar 9, 6:48 am EST | Nancy FerraraSee Remarks | 4,406 | $41.38 | $182,323 | 17,779 | −19.9% | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 9, 6:48 am EST | Nancy FerraraSee Remarks | 11,626 | $41.19 | $102,928 | 22,185 | — | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 8, 9:35 pm EST | Clyde Landon Cobb Jr.See Remarks | 1,619 | $41.39 | $18,625 | 719 | — | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 8, 9:29 pm EST | Patricia J WalshSee Remarks | 5,320 | $41.09 | $63,813 | 5,885 | — | plan? |
| Mar 7, 2017 SForm 4 → | Mar 8, 9:15 pm EST | Alain M KaraoglanSee Remarks | 21,368 | $41.26 | $881,593 | 34,819 | −38.0% | plan? |
| Mar 7, 2017 SForm 4 → | Mar 8, 9:10 pm EST | Christine HurtsellersSee Remarks | 15,730 | $41.27 | $649,181 | 0 | −100% | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 8, 9:07 pm EST | Charles P NelsonCEO, Retirement | 11,781 | $41.09 | $140,035 | 8,567 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:27 pm EST | Carolyn M JohnsonSee Remarks | 9,120 | $41.24 | $95,961 | 6,050 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:26 pm EST | Kevin D SilvaSee Remarks | 25,289 | $41.19 | $335,381 | 23,188 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:23 pm EST | Chetlur S RagavanSee Remarks | 18,264 | $41.18 | $217,715 | 27,996 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:21 pm EST | Michael S SmithSee Remarks | 39,885 | $41.22 | $572,198 | 60,430 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:18 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 178,112 | $41.20 | $2,629,104 | 108,275 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:15 pm EST | Alain M KaraoglanSee Remarks | 75,374 | $41.20 | $1,112,591 | 46,941 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:10 pm EST | Christine HurtsellersSee Remarks | 44,736 | $41.19 | $597,331 | 9,879 | — | plan? |
| Feb 15, 2017 SForm 4 → | Feb 15, 4:41 pm EST | Nancy FerraraSee Remarks | 2,358 | $42.52 | $100,267 | 15,557 | −13.2% | plan? |
| Nov 11, 2016 SForm 4 → | Nov 14, 5:49 pm EST | Nancy FerraraSee Remarks | 1,395 | $35.67 | $49,766 | 17,915 | −7.22% | plan? |
| Oct 31, 2016 FMForm 4 → | Nov 1, 5:30 pm EDT | Michael S SmithSee Remarks | 1,500 | $30.55 | $14,450 | 48,309 | — | plan? |
| Oct 31, 2016 FMForm 4 → | Nov 1, 5:03 pm EDT | Carolyn M JohnsonSee Remarks | 2,319 | $30.55 | $18,116 | 1,584 | — | plan? |
| Oct 26, 2016 FMForm 4 → | Oct 28, 4:37 pm EDT | Patricia J WalshSee Remarks | 12,821 | $30.64 | $140,178 | 3,671 | — | plan? |
| Sep 30, 2016 PForm 4 → | Oct 4, 6:10 pm EDT | Alain M KaraoglanSee Remarks | 820 | $26.89 | $22,053 | 34,819 | +2.41% | plan? |
| Aug 8, 2016 JForm 4 → | Aug 9, 6:03 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 100,000 | — | — | 57,779 | — | plan? |
| Jun 15, 2016 GForm 4 → | Aug 17, 5:14 pm EDT | J Barry GriswellDirector | 1,400 | — | — | 0 | — | plan? late |
| May 11, 2016 GForm 4 → | May 12, 4:31 pm EDT | J Barry GriswellDirector | 1,500 | — | — | 1,400 | — | plan? |
| May 1, 2016 FMForm 4 → | May 3, 5:14 pm EDT | Charles P NelsonCEO, Retirement | 7,326 | $32.69 | $60,869 | 3,602 | — | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:26 pm EDT | Chetlur S RagavanSee Remarks | 1,420 | $30.29 | $43,012 | 20,306 | −6.54% | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:23 pm EDT | Jeffrey T BeckerSee Remarks | 3,625 | $30.11 | $109,152 | 18,761 | −16.2% | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:18 pm EDT | Ewout L SteenbergenSee Remarks | 1,675 | $30.11 | $50,434 | 5,097 | −24.7% | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:09 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 2,324 | $30.34 | $70,501 | 157,779 | −1.45% | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:31 pm EDT | Michael S SmithSee Remarks | 12,271 | $30.45 | $117,781 | 47,755 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:26 pm EDT | Chetlur S RagavanSee Remarks | 4,450 | $30.45 | $46,132 | 21,726 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:23 pm EDT | Jeffrey T BeckerSee Remarks | 10,701 | $30.45 | $107,732 | 22,386 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:21 pm EDT | Kevin D SilvaSee Remarks | 14,238 | $30.45 | $155,112 | 14,185 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:18 pm EDT | Ewout L SteenbergenSee Remarks | 5,897 | $30.45 | $64,280 | 6,772 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:14 pm EDT | Alain M KaraoglanSee Remarks | 19,053 | $30.45 | $207,608 | 33,999 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:09 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 30,175 | $30.45 | $328,921 | 160,103 | — | plan? |
| Mar 8, 2016 SForm 4 → | Mar 9, 5:52 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 5,066 | $30.85 | $156,298 | 151,532 | −3.24% | plan? |
| Mar 8, 2016 SForm 4 → | Mar 9, 5:28 pm EST | Ewout L SteenbergenSee Remarks | 9,665 | $30.85 | $298,195 | 5,097 | −65.5% | plan? |
| Mar 8, 2016 SForm 4 → | Mar 9, 5:19 pm EST | Jeffrey T BeckerSee Remarks | 21,905 | $30.76 | $673,901 | 18,761 | −53.9% | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:52 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 183,465 | $31.35 | $2,058,817 | 156,598 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:42 pm EST | Alain M KaraoglanSee Remarks | 81,208 | $31.35 | $904,855 | 28,582 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:28 pm EST | Ewout L SteenbergenSee Remarks | 51,200 | $31.35 | $571,166 | 14,762 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:23 pm EST | Michael S SmithSee Remarks | 33,600 | $31.35 | $295,568 | 43,220 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:19 pm EST | Jeffrey T BeckerSee Remarks | 64,557 | $31.35 | $668,570 | 40,666 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:17 pm EST | Kevin D SilvaSee Remarks | 25,875 | $31.35 | $246,725 | 10,135 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:00 pm EST | Chetlur S RagavanSee Remarks | 18,760 | $31.35 | $173,083 | 20,306 | — | plan? |
| Jan 5, 2016 SForm 4 → | Jan 6, 5:27 pm EST | Jeffrey T BeckerSee Remarks | 9,065 | $36.68 | $332,530 | 32,887 | −21.6% | plan? |
| Jan 4, 2016 FMForm 4 → | Jan 6, 5:33 pm EST | Chetlur S RagavanSee Remarks | 9,824 | $37.20 | $102,709 | 17,716 | — | plan? |
| Jan 4, 2016 FMForm 4 → | Jan 6, 5:27 pm EST | Jeffrey T BeckerSee Remarks | 19,187 | $37.20 | $188,269 | 41,952 | — | plan? |
| Nov 20, 2015 SForm 4 → | Nov 23, 4:14 pm EST | Jeffrey T BeckerSee Remarks | 7,000 | $41.79 | $292,541 | 32,887 | −17.5% | plan? |
| Nov 10, 2015 SForm 4 → | Nov 12, 4:30 pm EST | Ewout L SteenbergenSee Remarks | 20,078 | $41.50 | $833,191 | 0 | −100% | plan? |
| Nov 2, 2015 SForm 4 → | Nov 4, 5:16 pm EST | Michael S SmithSee Remarks | 973 | $40.64 | $39,544 | 32,583 | −2.90% | plan? |
| Nov 2, 2015 FMForm 4 → | Nov 4, 5:16 pm EST | Michael S SmithSee Remarks | 3,133 | $40.57 | $43,816 | 33,556 | — | plan? |
| Sep 25, 2015 SForm 4 → | Sep 29, 5:33 pm EDT | Kevin D SilvaSee Remarks | 20,755 | $39.94 | $828,996 | 0 | −100% | plan? |
| Sep 11, 2015 SForm 4 → | Sep 11, 4:06 pm EDT | Joseph D. HoranSee Remarks | 2,944 | $42.45 | $124,962 | 0 | −100% | plan? |
| Sep 3, 2015 SForm 4 → | Sep 4, 5:02 pm EDT | Jeffrey T BeckerSee Remarks | 3,565 | $42.42 | $151,231 | 39,887 | −8.20% | plan? |
| Aug 21, 2015 PForm 4 → | Aug 24, 4:56 pm EDT | Joseph V TripodiDirector | 1,000 | $42.99 | $42,990 | 3,875 | +34.8% | plan? |
| Aug 13, 2015 GForm 4 → | Aug 31, 5:27 pm EDT | J Barry GriswellDirector | 2,200 | — | — | 11,395 | — | plan? late |
| Aug 10, 2015 SForm 4 → | Aug 12, 9:12 pm EDT | Alain M KaraoglanSee Remarks | 38,495 | $45.48 | $1,750,629 | 5,100 | −88.3% | plan? |
| Aug 7, 2015 PForm 4 → | Aug 7, 4:56 pm EDT | Byron H Pollitt Jr.Director | 2,000 | $44.84 | $89,679 | 3,015 | +197% | plan? |
| Aug 7, 2015 PForm 4 → | Aug 7, 4:05 pm EDT | Ruth Ann M GillisDirector | 2,000 | $45.28 | $90,563 | 3,015 | +197% | plan? |
| Jul 30, 2015 AForm 4 → | Aug 3, 4:26 pm EDT | Ruth Ann M GillisDirector | 1,015 | — | — | 1,015 | — | plan? |
| Jul 30, 2015 AForm 4 → | Aug 3, 4:14 pm EDT | Byron H Pollitt Jr.Director | 1,015 | — | — | 1,015 | — | plan? |
| May 20, 2015 PForm 4 → | May 21, 4:18 pm EDT | Joseph V TripodiDirector | 1,000 | $45.70 | $45,700 | 2,875 | +53.3% | plan? |
| May 13, 2015 SForm 4 → | May 15, 4:18 pm EDT | Ewout L SteenbergenSee Remarks | 2,350 | $44.52 | $104,622 | 20,078 | −10.5% | plan? |
| Apr 20, 2015 FForm 4 → | Apr 22, 4:16 pm EDT | Alain M KaraoglanSee Remarks | 9,892 | $42.93 | $424,664 | 43,595 | — | plan? |
| Apr 20, 2015 FForm 4 → | Apr 22, 4:13 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 29,674 | $42.93 | $1,273,905 | 104,477 | — | plan? |
| Apr 13, 2015 AForm 4 → | Apr 14, 5:23 pm EDT | Joseph V TripodiDirector | 1,875 | — | — | 1,875 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:21 pm EDT | Deborah C WrightDirector | 2,668 | — | — | 4,471 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:19 pm EDT | Jane ChwickDirector | 2,668 | — | — | 4,471 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:15 pm EDT | J Barry GriswellDirector | 2,668 | — | — | 13,595 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:13 pm EDT | David K ZwienerDirector | 2,668 | — | — | 13,595 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:11 pm EDT | Lynne BiggarDirector | 2,668 | — | — | 3,184 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:08 pm EDT | Fred S HubbellDirector | 2,668 | — | — | 16,159 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 7:00 pm EDT | Steven T PiersonChief Accounting Officer | 6,829 | $43.54 | $297,355 | 8,415 | −44.8% | plan? |
| Mar 30, 2015 MForm 4 → | Apr 1, 7:00 pm EDT | Steven T PiersonChief Accounting Officer | 6,829 | — | — | 15,244 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:52 pm EDT | Michael S SmithSee Remarks | 1,154 | $43.79 | $50,539 | 32,583 | −3.42% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:52 pm EDT | Michael S SmithSee Remarks | 24,530 | $43.31 | $334,570 | 33,737 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:50 pm EDT | Jeffrey T BeckerSee Remarks | 3,790 | $43.65 | $165,425 | 43,452 | −8.02% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:50 pm EDT | Jeffrey T BeckerSee Remarks | 21,295 | $43.31 | $301,871 | 47,242 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:49 pm EDT | Kevin D SilvaSee Remarks | 999 | $43.67 | $43,628 | 20,755 | −4.59% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:49 pm EDT | Kevin D SilvaSee Remarks | 26,617 | $43.31 | $360,772 | 21,754 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:47 pm EDT | Alain M KaraoglanSee Remarks | 2,368 | $43.65 | $103,353 | 53,487 | −4.24% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:47 pm EDT | Alain M KaraoglanSee Remarks | 38,132 | $43.31 | $591,658 | 55,855 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:46 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 4,641 | $43.58 | $202,264 | 134,151 | −3.34% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:46 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 60,377 | $43.31 | $936,795 | 138,792 | — | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:21 pm EDT | Ewout L SteenbergenSee Remarks | 11,803 | $43.31 | $183,158 | 22,428 | — | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:14 pm EDT | Chetlur S RagavanSee Remarks | 8,055 | $43.31 | $94,676 | 13,414 | — | plan? |
| Mar 9, 2015 DForm 4 → | Mar 9, 4:30 pm EDT | ING GROEP NV10% Owner | 13,599,274 | $44.12 | $599,999,969 | 0 | — | plan? |
| Mar 9, 2015 SForm 4 → | Mar 9, 4:30 pm EDT | ING GROEP NV10% Owner | 32,018,100 | $44.20 | $1,415,200,020 | 13,599,274 | −70.2% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2018 AForm 4 → | Jul 17, 5:07 pm EDT | Patricia J WalshSee Remarks | 6 | $47.40 | $275 | 1,149 | — | |
| Jun 29, 2018 AForm 4 → | Jul 2, 5:00 pm EDT | Charles P NelsonSee Remarks | 7 | $47.00 | $350 | 1,769 | — | |
| Jun 29, 2018 AForm 4 → | Jul 2, 4:57 pm EDT | Carolyn M JohnsonSee Remarks | 10 | $47.00 | $458 | 1,115 | — | |
| Jun 29, 2018 AForm 4 → | Jul 2, 4:54 pm EDT | Patricia J WalshSee Remarks | 6 | $47.00 | $275 | 1,144 | — | |
| Jun 29, 2018 AForm 4 → | Jul 2, 4:51 pm EDT | Nancy FerraraSee Remarks | 9 | $47.00 | $400 | 6,963 | — | |
| Jun 29, 2018 AForm 4 → | Jul 2, 4:47 pm EDT | Chetlur S RagavanSee Remarks | 18 | $47.00 | $855 | 7,978 | — | |
| Jun 29, 2018 AForm 4 → | Jul 2, 4:42 pm EDT | Ruth Ann M GillisDirector | 199 | $47.00 | $9,375 | 1,312 | — | |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:49 pm EDT | Chetlur S RagavanSee Remarks | 17 | $51.32 | $855 | 7,958 | — | |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:45 pm EDT | Nancy FerraraSee Remarks | 8 | $51.32 | $400 | 6,953 | — | |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:43 pm EDT | Patricia J WalshSee Remarks | 5 | $51.32 | $275 | 1,137 | — | |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:34 pm EDT | Charles P NelsonSee Remarks | 7 | $51.32 | $350 | 1,761 | — | |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:30 pm EDT | Carolyn M JohnsonSee Remarks | 9 | $51.32 | $458 | 1,105 | — | |
| May 31, 2018 AForm 4 → | Jun 1, 5:34 pm EDT | Patricia J WalshSee Remarks | 5 | $51.94 | $275 | 1,132 | — | |
| May 31, 2018 AForm 4 → | Jun 1, 5:31 pm EDT | Charles P NelsonSee Remarks | 7 | $51.94 | $350 | 1,754 | — | |
| May 31, 2018 AForm 4 → | Jun 1, 5:28 pm EDT | Carolyn M JohnsonSee Remarks | 9 | $51.94 | $458 | 1,097 | — | |
| May 31, 2018 AForm 4 → | Jun 1, 5:26 pm EDT | Nancy FerraraSee Remarks | 8 | $51.94 | $400 | 6,945 | — | |
| May 31, 2018 AForm 4 → | Jun 1, 5:24 pm EDT | Chetlur S RagavanSee Remarks | 16 | $51.94 | $855 | 7,941 | — | |
| May 30, 2018 AForm 4 → | May 31, 5:23 pm EDT | Jane ChwickDirector | 2,686 | — | — | 14,048 | — | |
| May 30, 2018 AForm 4 → | May 31, 5:11 pm EDT | Deborah C WrightDirector | 2,686 | — | — | 14,048 | — | |
| May 30, 2018 AForm 4 → | May 31, 5:08 pm EDT | Joseph V TripodiDirector | 2,686 | — | — | 11,452 | — | |
| May 30, 2018 AForm 4 → | May 31, 5:05 pm EDT | Ruth Ann M GillisDirector | 2,686 | — | — | 10,592 | — | |
| May 30, 2018 AForm 4 → | May 31, 5:02 pm EDT | Lynne BiggarDirector | 2,686 | — | — | 12,761 | — | |
| May 30, 2018 AForm 4 → | May 31, 4:51 pm EDT | David K ZwienerDirector | 2,686 | — | — | 18,072 | — | |
| May 30, 2018 AForm 4 → | May 31, 4:37 pm EDT | J Barry GriswellDirector | 2,686 | — | — | 18,072 | — | |
| May 30, 2018 AForm 4 → | May 31, 4:30 pm EDT | Byron H Pollitt Jr.Director | 2,686 | — | — | 10,592 | — | |
| May 15, 2018 AForm 4 → | May 17, 4:48 pm EDT | Chetlur S RagavanSee Remarks | 16 | $53.19 | $855 | 7,925 | — | |
| May 15, 2018 AForm 4 → | May 17, 4:44 pm EDT | Nancy FerraraSee Remarks | 8 | $53.19 | $400 | 6,938 | — | |
| May 15, 2018 AForm 4 → | May 17, 4:41 pm EDT | Carolyn M JohnsonSee Remarks | 9 | $53.19 | $458 | 1,088 | — | |
| May 15, 2018 AForm 4 → | May 17, 4:37 pm EDT | Charles P NelsonSee Remarks | 7 | $53.19 | $350 | 1,747 | — | |
| May 15, 2018 AForm 4 → | May 17, 4:34 pm EDT | Patricia J WalshSee Remarks | 5 | $53.19 | $275 | 1,127 | — | |
| May 1, 2018 MForm 4 → | May 3, 6:05 pm EDT | Charles P NelsonSee Remarks | 21,857 | — | — | 64,800 | — | |
| Apr 30, 2018 AForm 4 → | May 1, 5:21 pm EDT | Patricia J WalshSee Remarks | 5 | $52.35 | $275 | 1,122 | — | |
| Apr 30, 2018 AForm 4 → | May 1, 5:18 pm EDT | Charles P NelsonSee Remarks | 7 | $52.35 | $350 | 1,741 | — | |
| Apr 30, 2018 AForm 4 → | May 1, 5:15 pm EDT | Carolyn M JohnsonSee Remarks | 9 | $52.35 | $458 | 1,079 | — | |
| Apr 30, 2018 AForm 4 → | May 1, 5:11 pm EDT | Nancy FerraraSee Remarks | 8 | $52.35 | $400 | 6,930 | — | |
| Apr 30, 2018 AForm 4 → | May 1, 5:08 pm EDT | Chetlur S RagavanSee Remarks | 16 | $52.35 | $855 | 7,909 | — | |
| Apr 13, 2018 AForm 4 → | Apr 16, 6:40 pm EDT | Carolyn M JohnsonSee Remarks | 9 | $51.18 | $458 | 1,070 | — | |
| Apr 13, 2018 AForm 4 → | Apr 16, 6:38 pm EDT | Nancy FerraraSee Remarks | 8 | $51.18 | $400 | 6,922 | — | |
| Apr 13, 2018 AForm 4 → | Apr 16, 6:35 pm EDT | Chetlur S RagavanSee Remarks | 17 | $51.18 | $855 | 7,893 | — | |
| Apr 13, 2018 AForm 4 → | Apr 16, 6:33 pm EDT | Patricia J WalshSee Remarks | 5 | $51.18 | $275 | 1,116 | — | |
| Apr 13, 2018 AForm 4 → | Apr 16, 6:31 pm EDT | Charles P NelsonSee Remarks | 7 | $51.18 | $350 | 1,734 | — | |
| Mar 29, 2018 AIForm 4 → | Apr 2, 5:33 pm EDT | Ruth Ann M GillisDirector | 4,422 | $50.50 | $223,311 | 1,112 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:16 pm EDT | Charles P NelsonCEO, Retirement | 7 | $50.50 | $350 | 1,727 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:13 pm EDT | Carolyn M JohnsonSee Remarks | 9 | $50.50 | $458 | 1,061 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:11 pm EDT | Nancy FerraraSee Remarks | 8 | $50.50 | $400 | 6,915 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:07 pm EDT | Chetlur S RagavanSee Remarks | 17 | $50.50 | $855 | 7,876 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:04 pm EDT | Patricia J WalshSee Remarks | 5 | $50.50 | $275 | 1,111 | — | |
| Mar 20, 2018 AForm 4 → | Mar 22, 4:24 pm EDT | Patricia J WalshSee Remarks | 774 | $53.44 | $41,362 | 1,106 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 5:07 pm EDT | Patricia J WalshSee Remarks | 5 | $54.10 | $275 | 332 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:51 pm EDT | Chetlur S RagavanSee Remarks | 16 | $54.10 | $855 | 7,858 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:48 pm EDT | Nancy FerraraSee Remarks | 7 | $54.10 | $400 | 6,905 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:44 pm EDT | Carolyn M JohnsonSee Remarks | 8 | $54.10 | $458 | 1,052 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:41 pm EDT | Charles P NelsonCEO, Retirement | 6 | $54.10 | $350 | 1,720 | — | |
| Mar 7, 2018 MForm 4 → | Mar 8, 8:14 pm EST | Clyde Landon Cobb Jr.See Remarks | 1,169 | — | — | 5,368 | — | |
| Mar 6, 2018 AMForm 4 → | Mar 8, 8:39 pm EST | Chetlur S RagavanSee Remarks | 13,755 | $52.03 | $48,440 | 19,493 | — | |
| Mar 6, 2018 AMForm 4 → | Mar 8, 8:35 pm EST | Carolyn M JohnsonSee Remarks | 7,738 | $52.03 | $54,312 | 20,589 | — | |
| Mar 6, 2018 MForm 4 → | Mar 8, 8:32 pm EST | Michael S SmithSee Remarks | 25,578 | — | — | 56,179 | — | |
| Mar 6, 2018 MForm 4 → | Mar 8, 8:29 pm EST | Alain M KaraoglanSee Remarks | 47,705 | — | — | 29,318 | — | |
| Mar 6, 2018 MForm 4 → | Mar 8, 8:24 pm EST | Kevin D SilvaSee Remarks | 16,915 | — | — | 22,582 | — | |
| Mar 6, 2018 AMForm 4 → | Mar 8, 8:19 pm EST | Nancy FerraraSee Remarks | 9,169 | $52.03 | $6,849 | 19,837 | — | |
| Mar 6, 2018 MForm 4 → | Mar 8, 8:16 pm EST | Christine HurtsellersSee Remarks | 30,100 | — | — | 69,861 | — | |
| Mar 6, 2018 AMForm 4 → | Mar 8, 8:11 pm EST | Patricia J WalshSee Remarks | 4,094 | $52.03 | $16,986 | 31,747 | — | |
| Mar 6, 2018 AMForm 4 → | Mar 8, 8:09 pm EST | Charles P NelsonCEO, Retirement | 8,823 | $52.03 | $23,390 | 70,265 | — | |
| Mar 6, 2018 MForm 4 → | Mar 8, 8:06 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 112,713 | — | — | 137,222 | — | |
| Feb 28, 2018 AForm 4 → | Mar 2, 6:07 pm EST | Chetlur S RagavanSee Remarks | 9 | $51.02 | $477 | 6,911 | — | |
| Feb 22, 2018 MForm 4 → | Feb 23, 9:03 pm EST | Alain M KaraoglanSee Remarks | 8,763 | — | — | 65,878 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:27 pm EST | Clyde Landon Cobb Jr.See Remarks | 2,022 | — | — | 7,189 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:24 pm EST | Nancy FerraraSee Remarks | 6,179 | — | — | 21,636 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:21 pm EST | Chetlur S RagavanSee Remarks | 10,920 | — | — | 41,061 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:19 pm EST | Kevin D SilvaSee Remarks | 12,917 | — | — | 48,238 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:17 pm EST | Patricia J WalshSee Remarks | 15,627 | — | — | 43,412 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:14 pm EST | Margaret M. ParentSee Remarks | 14,131 | — | — | 24,893 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:12 pm EST | Carolyn M JohnsonSee Remarks | 12,976 | — | — | 35,887 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:10 pm EST | Charles P NelsonCEO, Retirement | 24,576 | — | — | 91,257 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:07 pm EST | Christine HurtsellersSee Remarks | 25,278 | — | — | 57,236 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:05 pm EST | Michael S SmithSee Remarks | 24,014 | — | — | 82,691 | — | |
| Feb 21, 2018 AForm 4/A → | Mar 2, 5:02 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 75,834 | — | — | 303,083 | — | |
| Feb 21, 2018 AMForm 4 → | Feb 23, 9:28 pm EST | Margaret M. ParentSee Remarks | 27,030 | — | — | 49,311 | — | amended |
| Feb 21, 2018 AMForm 4 → | Feb 23, 9:25 pm EST | Patricia J WalshSee Remarks | 30,436 | — | — | 35,515 | — | amended |
| Feb 21, 2018 AMForm 4 → | Feb 23, 9:23 pm EST | Charles P NelsonCEO, Retirement | 48,854 | — | — | 78,638 | — | amended |
| Feb 21, 2018 AMForm 4 → | Feb 23, 9:19 pm EST | Carolyn M JohnsonSee Remarks | 25,913 | — | — | 25,586 | — | amended |
| Feb 21, 2018 AMForm 4 → | Feb 23, 9:17 pm EST | Michael S SmithSee Remarks | 47,700 | — | — | 74,596 | — | amended |
| Feb 21, 2018 AMForm 4 → | Feb 23, 9:14 pm EST | Nancy FerraraSee Remarks | 12,515 | — | — | 27,371 | — | amended |
| Feb 21, 2018 AMForm 4 → | Feb 23, 9:11 pm EST | Chetlur S RagavanSee Remarks | 22,161 | — | — | 29,705 | — | amended |
| Feb 21, 2018 AMForm 4 → | Feb 23, 9:08 pm EST | Christine HurtsellersSee Remarks | 48,827 | — | — | 97,671 | — | amended |
| Feb 21, 2018 AMForm 4 → | Feb 23, 9:06 pm EST | Clyde Landon Cobb Jr.See Remarks | 5,156 | — | — | 6,537 | — | amended |
| Feb 21, 2018 AMForm 4 → | Feb 23, 9:00 pm EST | Kevin D SilvaSee Remarks | 26,044 | — | — | 35,595 | — | amended |
| Feb 21, 2018 AMForm 4 → | Feb 23, 8:56 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 153,125 | — | — | 223,401 | — | amended |
| Feb 15, 2018 AForm 4 → | Feb 20, 6:53 pm EST | Chetlur S RagavanSee Remarks | 9 | $50.55 | $477 | 6,901 | — | |
| Jan 31, 2018 AForm 4 → | Feb 1, 4:22 pm EST | Chetlur S RagavanSee Remarks | 9 | $51.91 | $477 | 6,892 | — | |
| Jan 12, 2018 AForm 4 → | Jan 16, 4:51 pm EST | Chetlur S RagavanSee Remarks | 9 | $54.16 | $477 | 6,883 | — | |
| Dec 29, 2017 AForm 4 → | Jan 2, 2018, 4:54 pm EST | Nancy FerraraSee Remarks | 8 | $49.47 | $400 | 6,766 | — | |
| Dec 29, 2017 AForm 4 → | Jan 2, 2018, 4:50 pm EST | Charles P NelsonCEO, Retirement | 7 | $49.47 | $350 | 1,264 | — | |
| Dec 29, 2017 AForm 4 → | Jan 2, 2018, 4:43 pm EST | Ruth Ann M GillisDirector | 190 | $49.47 | $9,375 | 5,161 | — | |
| Dec 15, 2017 AForm 4 → | Dec 19, 4:43 pm EST | Nancy FerraraSee Remarks | 9 | $45.57 | $400 | 6,757 | — | |
| Dec 15, 2017 AForm 4 → | Dec 19, 4:34 pm EST | Charles P NelsonCEO, Retirement | 8 | $45.57 | $350 | 1,257 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 4:39 pm EST | Charles P NelsonCEO, Retirement | 8 | $44.20 | $350 | 1,249 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 4:37 pm EST | Nancy FerraraSee Remarks | 9 | $44.20 | $400 | 6,748 | — | |
| Nov 15, 2017 AForm 4 → | Nov 16, 4:42 pm EST | Charles P NelsonCEO, Retirement | 8 | $41.42 | $350 | 1,241 | — | |
| Nov 15, 2017 AForm 4 → | Nov 16, 4:37 pm EST | Nancy FerraraSee Remarks | 10 | $41.42 | $400 | 6,739 | — |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2017 JForm 4 → | Aug 8, 2018, 4:24 pm EDT | Kayne Anderson Energy Total Return Fund, Inc.KYE | 1,000,000 | $25.00 | $25,004,000 | 0 | — | plan? late |
| Aug 10, 2017 PForm 4 → | Aug 11, 4:27 pm EDT | ABERDEEN ASIA-PACIFIC INCOME FUND INCFAX | 24,000,000 | $24,000,000.00 | $576,000,000,000,000 | — | — | plan? |
| Sep 7, 2016 PForm 4 → | Sep 9, 4:09 pm EDT | Kayne Anderson Energy Total Return Fund, Inc.KYE | 800,000 | $20,000,000.00 | $16,000,000,000,000 | 800,000 | — | plan? |
| Jan 13, 2016 JForm 4 → | Sep 9, 4:09 pm EDT | Kayne Anderson Energy Total Return Fund, Inc.KYE | 666,667 | $25.15 | $16,765,342 | 0 | — | plan? late |
| Jan 5, 2016 JForm 4 → | Aug 8, 2018, 4:24 pm EDT | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.KMF | 1,050,000 | $25.07 | $26,328,167 | 800,000 | — | plan? late |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.