SEC Form 4 · accession 0001127602-18-010836

Voya Financial, Inc. · VOYA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Mar 6, 2018

Accepted (ET)

Mar 8, 2018 · 8:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001535929

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 6, 2018	M	23,718	—	A	34,546	D
Common Stock	Mar 6, 2018	F	12,625	$52.03	D	21,921	D
Common Stock^F2	Mar 7, 2018	M	27,441	—	A	49,362	D
Common Stock	Mar 7, 2018	F	14,606	$51.69	D	34,756	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3	—	Mar 6, 2018	M	9,119	D	—	—	Common Stock	9,119	56,759	D
Performance Stock Unit^F4	$1.31	Mar 6, 2018	M	11,145	D	—	—	Common Stock	14,599	76,580	D
Restricted Stock Units^F3	—	Mar 7, 2018	M	27,441	D	—	—	Common Stock	27,441	29,318	D

F1Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
F2Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F3The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F4The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Executive Vice President and Chief Operating Officer