SEC Form 4/A · accession 0001127602-18-009745

Voya Financial, Inc. · VOYA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — See Remarks

Period of report

Feb 21, 2018

Accepted (ET)

Mar 2, 2018 · 5:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001535929

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	27,614	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Stock Unit^F2,F1,F3	—	Feb 21, 2018	A	10,920	A	—	—	Common Stock	10,920	41,061	D
Restricted Stock Units^F4	—	holding	—	—	—	—	—	Common Stock	29,705	29,705	D
Deferred Savings Plan Issuer Stock Units^F5	—	holding	—	—	—	—	—	Common Stock	6,901	6,901	D

F1Each stock unit represents a conditional right to receive one share of the company's common stock.
F2Corrects an error in the calculation of the number of units granted that was previously reported.
F3The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.
F4The stock units will vest based on their respective award agreements.
F5Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Executive Vice President and Chief Risk Officer