Company · CIK 0001397911 · SIC 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services · Nasdaq
LPL Financial Holdings Inc. · LPLA
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2026 SForm 4 → | Sep 14, 4:19 pm EDT | Katharine ReepingPrincipal Accounting Officer | 440 | $347.88 | $153,049 | 1,774 | −19.9% | |
| Sep 5, 2026 FForm 4 → | Sep 8, 4:09 pm EDT | Emily FieldGroup Managing Director | 106 | $359.33 | $38,089 | 1,833 | — | |
| Aug 28, 2026 AForm 4 → | Sep 1, 4:18 pm EDT | Corey E. ThomasDirector | 4 | — | — | 14,912 | — | |
| Aug 28, 2026 AForm 4 → | Sep 1, 4:16 pm EDT | Richard P SchifterDirector | 14 | — | — | 39,192 | — | |
| Aug 28, 2026 AForm 4 → | Sep 1, 4:14 pm EDT | James S PutnamDirector | 7 | — | — | 135,298 | — | |
| Aug 28, 2026 AForm 4 → | Sep 1, 4:12 pm EDT | Allison MnookinDirector | 2 | — | — | 11,763 | — | |
| Aug 28, 2026 AForm 4 → | Sep 1, 4:10 pm EDT | William Francis Glavin Jr.Director | 10 | — | — | 24,074 | — | |
| Aug 28, 2026 AForm 4 → | Sep 1, 4:08 pm EDT | Paulett EberhartDirector | 4 | — | — | 17,764 | — | |
| Aug 28, 2026 AForm 4 → | Sep 1, 4:07 pm EDT | Edward C BernardDirector | 3 | — | — | 16,262 | — | |
| Aug 27, 2026 SForm 4 → | Aug 31, 4:20 pm EDT | Aneri JambusariaGroup Managing Director | 308 | $357.36 | $110,067 | 6,107 | −4.80% | 10b5-1 |
| Aug 20, 2026 SForm 4 → | Aug 21, 4:08 pm EDT | Greg GatesGroup Managing Director | 4,119 | $355.38 | $1,463,810 | 23,602 | −14.9% | |
| Aug 20, 2026 MForm 4 → | Aug 21, 4:08 pm EDT | Greg GatesGroup Managing Director | 7,189 | $77.53 | $557,363 | 27,721 | — | |
| Aug 3, 2026 GForm 4 → | Aug 4, 4:16 pm EDT | James S PutnamDirector | 2,000 | — | — | 135,291 | — | |
| Jul 31, 2026 SForm 4 → | Aug 4, 4:14 pm EDT | Matthew EnyediGroup Managing Director | 1,000 | $352.72 | $352,716 | 13,121 | −7.08% | 10b5-1 |
| Jun 17, 2026 SForm 4 → | Jun 22, 4:07 pm EDT | Aneri JambusariaGroup Managing Director | 308 | $306.00 | $94,248 | 6,415 | −4.58% | 10b5-1 |
| Jun 12, 2026 FForm 4 → | Jun 15, 4:45 pm EDT | Greg GatesGroup Managing Director | 232 | $295.66 | $68,593 | 20,532 | — | |
| Jun 12, 2026 FForm 4 → | Jun 15, 4:44 pm EDT | Marc Eliot CohenGroup Managing Director | 44 | $295.66 | $13,009 | 4,356 | — | |
| Jun 4, 2026 AForm 4 → | Jun 8, 4:15 pm EDT | Corey E. ThomasDirector | 7 | — | — | 14,908 | — | |
| Jun 4, 2026 AForm 4 → | Jun 8, 4:13 pm EDT | Richard P SchifterDirector | 19 | — | — | 39,178 | — | |
| Jun 4, 2026 AForm 4 → | Jun 8, 4:11 pm EDT | James S PutnamDirector | 10 | — | — | 137,291 | — | |
| Jun 4, 2026 AForm 4 → | Jun 8, 4:10 pm EDT | Allison MnookinDirector | 3 | — | — | 11,761 | — | |
| Jun 4, 2026 AForm 4 → | Jun 8, 4:08 pm EDT | William Francis Glavin Jr.Director | 15 | — | — | 24,064 | — | |
| Jun 4, 2026 AForm 4 → | Jun 8, 4:06 pm EDT | Paulett EberhartDirector | 5 | — | — | 17,760 | — | |
| Jun 4, 2026 AForm 4 → | Jun 8, 4:05 pm EDT | Edward C BernardDirector | 4 | — | — | 16,259 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 6:43 pm EST | Dayton SemerjianManaging Director | 10,772 | — | — | 10,772 | — | plan? |
| Feb 26, 2019 SForm 4 → | Feb 26, 9:44 pm EST | Michelle OroschakoffManaging Director | 11,593 | $77.11 | $893,936 | 10,777 | −51.8% | plan? |
| Feb 26, 2019 SForm 4 → | Feb 26, 9:31 pm EST | Tracy CalderManaging Director | 10,747 | $77.34 | $831,173 | 10,462 | −50.7% | plan? |
| Feb 26, 2019 SForm 4 → | Feb 26, 9:24 pm EST | Dan H. ArnoldPresident & CEO, Director | 7,113 | $77.34 | $550,119 | 228,846 | −3.01% | plan? |
| Feb 26, 2019 GMForm 4 → | Feb 26, 9:24 pm EST | Dan H. ArnoldPresident & CEO, Director | 9,424 | $32.26 | $199,947 | 235,959 | — | plan? |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:48 pm EST | Richard SteinmeierManaging Director | 2,450 | — | — | 32,593 | — | plan? |
| Feb 25, 2019 AMForm 4 → | Feb 26, 9:44 pm EST | Michelle OroschakoffManaging Director | 8,559 | $36.88 | $221,280 | 22,370 | — | plan? |
| Feb 23, 2019 AFForm 4 → | Feb 26, 9:50 pm EST | George Burton WhiteManaging Director | 6,112 | $77.46 | $243,523 | 29,513 | — | plan? |
| Feb 23, 2019 AFForm 4 → | Feb 26, 9:47 pm EST | Scott SeeseManaging Director | 4,560 | $77.04 | $35,901 | 24,796 | — | plan? |
| Feb 23, 2019 AFForm 4 → | Feb 26, 9:39 pm EST | Sallie R. LarsenManaging Director | 3,628 | $77.46 | $130,436 | 18,092 | — | plan? |
| Feb 23, 2019 AFForm 4 → | Feb 26, 9:37 pm EST | John Andrew KalbaughManaging Director | 5,448 | $77.46 | $232,387 | 22,139 | — | plan? |
| Feb 23, 2019 FForm 4 → | Feb 26, 9:35 pm EST | Thomas GooleyManaging Director | 3,017 | $77.44 | $233,631 | 18,275 | — | plan? |
| Feb 23, 2019 AFForm 4 → | Feb 26, 9:31 pm EST | Tracy CalderManaging Director | 2,179 | $77.38 | $47,432 | 21,209 | — | plan? |
| Feb 23, 2019 AFForm 4 → | Feb 26, 9:25 pm EST | Matthew J AudetteChief Financial Officer | 7,320 | $77.43 | $233,916 | 34,252 | — | plan? |
| Feb 11, 2019 SForm 4 → | Feb 13, 6:12 pm EST | John Andrew KalbaughManaging Director | 40,000 | $76.94 | $3,077,600 | 22,691 | −63.8% | plan? |
| Feb 11, 2019 MForm 4 → | Feb 13, 6:12 pm EST | John Andrew KalbaughManaging Director | 40,000 | $22.08 | $883,200 | 62,691 | — | plan? |
| Feb 4, 2019 SForm 4 → | Feb 6, 5:53 pm EST | Thomas GooleyManaging Director | 43,440 | $74.83 | $3,250,521 | 21,292 | −67.1% | plan? |
| Feb 4, 2019 MForm 4 → | Feb 6, 5:53 pm EST | Thomas GooleyManaging Director | 43,440 | $35.96 | $1,562,001 | 64,732 | — | plan? |
| Jan 16, 2019 SForm 4 → | Jan 18, 6:05 pm EST | Dan H. ArnoldPresident & CEO, Director | 36,774 | $70.00 | $2,574,180 | 232,987 | −13.6% | plan? |
| Jan 16, 2019 MForm 4 → | Jan 18, 6:05 pm EST | Dan H. ArnoldPresident & CEO, Director | 36,774 | $34.61 | $1,272,748 | 269,761 | — | plan? |
| Jan 10, 2019 SForm 4 → | Jan 11, 8:23 pm EST | George Burton WhiteManaging Director | 23,892 | $66.00 | $1,576,872 | 26,689 | −47.2% | plan? |
| Jan 10, 2019 MForm 4 → | Jan 11, 8:23 pm EST | George Burton WhiteManaging Director | 26,892 | $22.23 | $597,765 | 29,689 | — | plan? |
| Dec 12, 2018 SForm 4 → | Dec 14, 8:07 pm EST | James S RiepeDirector | 4,517 | $60.69 | $274,137 | 91,925 | −4.68% | plan? |
| Dec 12, 2018 MForm 4 → | Dec 14, 8:07 pm EST | James S RiepeDirector | 13,500 | $20.27 | $273,600 | 96,442 | — | plan? |
| Dec 12, 2018 SForm 4 → | Dec 14, 8:00 pm EST | Thomas GooleyManaging Director | 29,876 | $60.72 | $1,814,071 | 21,292 | −58.4% | plan? |
| Dec 12, 2018 MForm 4 → | Dec 14, 8:00 pm EST | Thomas GooleyManaging Director | 29,876 | $19.85 | $593,039 | 51,168 | — | plan? |
| Nov 27, 2018 SForm 4 → | Nov 28, 8:35 pm EST | Michelle OroschakoffManaging Director | 6,000 | $63.00 | $378,000 | 13,811 | −30.3% | plan? |
| Nov 27, 2018 MForm 4 → | Nov 28, 8:35 pm EST | Michelle OroschakoffManaging Director | 6,000 | $36.88 | $221,280 | 19,811 | — | plan? |
| Nov 26, 2018 AForm 4 → | Nov 28, 8:27 pm EST | Richard P SchifterDirector | 54 | — | — | 41,381 | — | plan? |
| Nov 26, 2018 AForm 4 → | Nov 28, 8:22 pm EST | James S RiepeDirector | 35 | — | — | 82,942 | — | plan? |
| Nov 26, 2018 AForm 4 → | Nov 28, 8:17 pm EST | James S PutnamDirector | 40 | — | — | 124,858 | — | plan? |
| Nov 26, 2018 AForm 4 → | Nov 28, 8:13 pm EST | William Francis Glavin Jr.Director | 33 | — | — | 9,069 | — | plan? |
| Nov 26, 2018 AForm 4 → | Nov 28, 8:09 pm EST | Paulett EberhartDirector | 9 | — | — | 13,751 | — | plan? |
| Nov 13, 2018 GForm 4 → | Nov 28, 8:31 pm EST | Dan H. ArnoldPresident & CEO, Director | 4,000 | — | — | 232,987 | — | plan? late |
| Nov 8, 2018 SForm 4 → | Nov 13, 5:16 pm EST | George Burton WhiteManaging Director | 23,893 | $66.00 | $1,576,938 | 26,689 | −47.2% | plan? late |
| Nov 8, 2018 MForm 4 → | Nov 13, 5:16 pm EST | George Burton WhiteManaging Director | 26,108 | $22.08 | $576,465 | 50,582 | — | plan? late |
| Oct 30, 2018 FForm 4 → | Oct 31, 6:39 pm EDT | Matthew J AudetteChief Financial Officer | 2,909 | $58.64 | $170,584 | 32,974 | — | plan? |
| Sep 28, 2018 SForm 4 → | Oct 2, 5:50 pm EDT | Sallie R. LarsenManaging Director | 250 | $64.40 | $16,100 | 17,832 | −1.38% | plan? |
| Sep 7, 2018 AForm 4 → | Sep 11, 8:16 pm EDT | Richard SteinmeierManaging Director | 30,143 | — | — | 30,143 | — | plan? |
| Aug 27, 2018 SForm 4 → | Aug 27, 6:05 pm EDT | Michelle OroschakoffManaging Director | 6,000 | $67.11 | $402,660 | 13,811 | −30.3% | plan? |
| Aug 27, 2018 MForm 4 → | Aug 27, 6:05 pm EDT | Michelle OroschakoffManaging Director | 6,000 | $36.88 | $221,280 | 19,811 | — | plan? |
| Aug 23, 2018 AForm 4 → | Aug 27, 6:22 pm EDT | Richard P SchifterDirector | 51 | — | — | 41,327 | — | plan? |
| Aug 23, 2018 AForm 4 → | Aug 27, 6:16 pm EDT | James S RiepeDirector | 32 | — | — | 82,907 | — | plan? |
| Aug 23, 2018 AForm 4 → | Aug 27, 6:09 pm EDT | James S PutnamDirector | 38 | — | — | 124,818 | — | plan? |
| Aug 23, 2018 AForm 4 → | Aug 27, 5:59 pm EDT | William Francis Glavin Jr.Director | 32 | — | — | 9,036 | — | plan? |
| Aug 23, 2018 AForm 4 → | Aug 27, 5:53 pm EDT | Paulett EberhartDirector | 9 | — | — | 13,742 | — | plan? |
| Aug 23, 2018 AForm 4 → | Aug 27, 5:48 pm EDT | Viet D DinhDirector | 51 | — | — | 17,364 | — | plan? |
| Aug 21, 2018 FForm 4 → | Aug 23, 5:27 pm EDT | Scott SeeseManaging Director | 5,133 | $66.38 | $340,729 | 21,168 | — | plan? |
| Aug 6, 2018 FForm 4 → | Aug 8, 5:46 pm EDT | Thomas GooleyManaging Director | 1,134 | $67.22 | $76,227 | 21,292 | — | plan? |
| Aug 1, 2018 SForm 4 → | Aug 3, 5:30 pm EDT | Dan H. ArnoldPresident & CEO, Director | 6,000 | $66.90 | $401,400 | 233,761 | −2.50% | plan? |
| Aug 1, 2018 MForm 4 → | Aug 3, 5:30 pm EDT | Dan H. ArnoldPresident & CEO, Director | 13,226 | $25.14 | $332,452 | 236,987 | — | plan? |
| Jun 14, 2018 SForm 4 → | Jun 15, 6:12 pm EDT | John Andrew KalbaughManaging Director | 1,627 | $70.20 | $114,215 | 22,691 | −6.69% | plan? |
| Jun 13, 2018 FForm 4 → | Jun 15, 6:01 pm EDT | Thomas GooleyManaging Director | 484 | $70.49 | $34,117 | 22,426 | — | plan? |
| Jun 10, 2018 FForm 4 → | Jun 12, 5:39 pm EDT | George Burton WhiteManaging Director | 327 | $71.05 | $23,233 | 24,474 | — | plan? |
| Jun 1, 2018 AForm 4 → | Jun 5, 7:10 pm EDT | Richard P SchifterDirector | 48 | — | — | 41,276 | — | plan? |
| Jun 1, 2018 AForm 4 → | Jun 5, 7:02 pm EDT | James S RiepeDirector | 30 | — | — | 82,875 | — | plan? |
| Jun 1, 2018 AForm 4 → | Jun 5, 6:57 pm EDT | James S PutnamDirector | 36 | — | — | 124,780 | — | plan? |
| Jun 1, 2018 AForm 4 → | Jun 5, 6:47 pm EDT | William Francis Glavin Jr.Director | 30 | — | — | 9,004 | — | plan? |
| Jun 1, 2018 AForm 4 → | Jun 5, 6:39 pm EDT | Paulett EberhartDirector | 8 | — | — | 13,733 | — | plan? |
| Jun 1, 2018 AForm 4 → | Jun 5, 6:30 pm EDT | Viet D DinhDirector | 48 | — | — | 17,313 | — | plan? |
| Jun 1, 2018 AForm 4 → | Jun 5, 6:23 pm EDT | Allison MnookinDirector | 2,131 | — | — | 2,131 | — | plan? |
| May 18, 2018 AForm 4 → | May 22, 6:38 pm EDT | Richard P SchifterDirector | 3,734 | — | — | 41,228 | — | plan? |
| May 18, 2018 AForm 4 → | May 22, 6:30 pm EDT | James S RiepeDirector | 3,734 | — | — | 82,845 | — | plan? |
| May 18, 2018 AForm 4 → | May 22, 6:24 pm EDT | James S PutnamDirector | 2,463 | — | — | 124,744 | — | plan? |
| May 18, 2018 AForm 4 → | May 22, 6:16 pm EDT | Anne M MulcahyDirector | 2,463 | — | — | 22,803 | — | plan? |
| May 18, 2018 AForm 4 → | May 22, 6:11 pm EDT | William Francis Glavin Jr.Director | 3,734 | — | — | 8,974 | — | plan? |
| May 18, 2018 AForm 4 → | May 22, 6:03 pm EDT | Paulett EberhartDirector | 2,463 | — | — | 13,725 | — | plan? |
| May 18, 2018 AForm 4 → | May 22, 5:58 pm EDT | Viet D DinhDirector | 3,734 | — | — | 17,265 | — | plan? |
| May 11, 2018 SForm 4 → | May 15, 5:51 pm EDT | Michelle OroschakoffManaging Director | 6,050 | $69.58 | $420,959 | 13,811 | −30.5% | plan? |
| May 7, 2018 SForm 4 → | May 9, 5:40 pm EDT | Tracy CalderManaging Director | 7,388 | $64.54 | $476,822 | 20,256 | −26.7% | plan? |
| Mar 23, 2018 AForm 4 → | Mar 27, 7:48 pm EDT | Richard P SchifterDirector | 43 | — | — | 37,494 | — | plan? |
| Mar 23, 2018 AForm 4 → | Mar 27, 7:43 pm EDT | James S RiepeDirector | 22 | — | — | 79,111 | — | plan? |
| Mar 23, 2018 AForm 4 → | Mar 27, 7:38 pm EDT | James S PutnamDirector | 43 | — | — | 122,281 | — | plan? |
| Mar 23, 2018 AForm 4 → | Mar 27, 7:31 pm EDT | William Francis Glavin Jr.Director | 21 | — | — | 5,240 | — | plan? |
| Mar 23, 2018 AForm 4 → | Mar 27, 7:19 pm EDT | Viet D DinhDirector | 43 | — | — | 13,531 | — | plan? |
| Mar 14, 2018 SForm 4 → | Mar 15, 9:54 pm EDT | John Andrew KalbaughManaging Director | 1,398 | $64.76 | $90,534 | 24,318 | −5.44% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2026 MForm 4 → | Aug 21, 4:08 pm EDT | Greg GatesGroup Managing Director | 7,189 | — | — | 0 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:50 pm EST | George Burton WhiteManaging Director | 8,909 | — | — | 8,909 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:48 pm EST | Richard SteinmeierManaging Director | 7,355 | — | — | 7,355 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:47 pm EST | Scott SeeseManaging Director | 12,289 | — | — | 12,289 | — | |
| Feb 25, 2019 AMForm 4 → | Feb 26, 9:44 pm EST | Michelle OroschakoffManaging Director | 13,680 | — | — | 10,734 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:39 pm EST | Sallie R. LarsenManaging Director | 5,837 | — | — | 5,837 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:37 pm EST | John Andrew KalbaughManaging Director | 7,349 | — | — | 7,349 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:31 pm EST | Tracy CalderManaging Director | 4,700 | — | — | 4,700 | — | |
| Feb 25, 2019 AForm 4 → | Feb 26, 9:25 pm EST | Matthew J AudetteChief Financial Officer | 12,903 | — | — | 12,903 | — | |
| Feb 25, 2019 AMForm 4 → | Feb 26, 9:24 pm EST | Dan H. ArnoldPresident & CEO, Director | 75,018 | — | — | 20,969 | — | |
| Feb 11, 2019 MForm 4 → | Feb 13, 6:12 pm EST | John Andrew KalbaughManaging Director | 40,000 | — | — | 0 | — | |
| Feb 4, 2019 MForm 4 → | Feb 6, 5:53 pm EST | Thomas GooleyManaging Director | 43,440 | — | — | 13,852 | — | |
| Jan 16, 2019 MForm 4 → | Jan 18, 6:05 pm EST | Dan H. ArnoldPresident & CEO, Director | 36,774 | — | — | 0 | — | |
| Jan 10, 2019 MForm 4 → | Jan 11, 8:23 pm EST | George Burton WhiteManaging Director | 26,892 | — | — | 12,000 | — | |
| Dec 12, 2018 MForm 4 → | Dec 14, 8:07 pm EST | James S RiepeDirector | 13,500 | — | — | 0 | — | |
| Dec 12, 2018 MForm 4 → | Dec 14, 8:00 pm EST | Thomas GooleyManaging Director | 29,876 | — | — | 14,938 | — | |
| Nov 27, 2018 MForm 4 → | Nov 28, 8:35 pm EST | Michelle OroschakoffManaging Director | 6,000 | — | — | 16,734 | — | |
| Nov 8, 2018 MForm 4 → | Nov 13, 5:16 pm EST | George Burton WhiteManaging Director | 26,108 | — | — | 23,892 | — | late |
| Aug 27, 2018 MForm 4 → | Aug 27, 6:05 pm EDT | Michelle OroschakoffManaging Director | 6,000 | — | — | 22,734 | — | |
| Aug 1, 2018 MForm 4 → | Aug 3, 5:30 pm EDT | Dan H. ArnoldPresident & CEO, Director | 13,226 | — | — | 36,774 | — | |
| Mar 13, 2018 MForm 4 → | Mar 15, 9:51 pm EDT | George Burton WhiteManaging Director | 25,000 | — | — | 0 | — | |
| Mar 7, 2018 MForm 4 → | Mar 8, 7:05 pm EST | Dan H. ArnoldPresident & CEO, Director | 10,000 | — | — | 6,000 | — | |
| Mar 2, 2018 MForm 4 → | Mar 2, 5:44 pm EST | James S RiepeDirector | 13,500 | — | — | 0 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:49 pm EST | George Burton WhiteManaging Director | 9,448 | — | — | 9,448 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:43 pm EST | Scott SeeseManaging Director | 12,850 | — | — | 12,850 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:38 pm EST | Michelle OroschakoffManaging Director | 9,448 | — | — | 9,448 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:28 pm EST | William P. Morrissey Jr.Managing Director | 6,047 | — | — | 6,047 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 8:06 pm EST | Sallie R. LarsenManaging Director | 7,105 | — | — | 7,105 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:56 pm EST | John Andrew KalbaughManaging Director | 8,745 | — | — | 8,745 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:47 pm EST | Thomas GooleyManaging Director | 10,582 | — | — | 10,582 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:41 pm EST | Tracy CalderManaging Director | 4,837 | — | — | 4,837 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:35 pm EST | Matthew J AudetteChief Financial Officer | 15,874 | — | — | 15,874 | — | |
| Feb 23, 2018 AForm 4 → | Feb 27, 7:28 pm EST | Dan H. ArnoldPresident & CEO, Director | 77,606 | — | — | 77,606 | — | |
| Feb 5, 2018 MForm 4 → | Feb 7, 5:59 pm EST | William P. Morrissey Jr.Managing Director | 20,000 | — | — | 0 | — | |
| Feb 5, 2018 MForm 4 → | Feb 7, 5:50 pm EST | John Andrew KalbaughManaging Director | 10,000 | — | — | 0 | — | |
| Jan 8, 2018 MForm 4 → | Jan 9, 5:17 pm EST | James S RiepeDirector | 4,500 | — | — | 0 | — | |
| Nov 15, 2017 MForm 4 → | Nov 17, 4:41 pm EST | Dan H. ArnoldPresident & CEO, Director | 3,742 | — | — | 0 | — | |
| Aug 23, 2017 MForm 4 → | Aug 25, 5:46 pm EDT | Dan H. ArnoldPresident & CEO, Director | 17,985 | — | — | 3,742 | — | |
| Jun 2, 2017 MForm 4 → | Jun 5, 8:12 pm EDT | William P. Morrissey Jr.Managing Director | 32,150 | — | — | 0 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:41 pm EDT | George Burton WhiteManaging Director | 15,930 | — | — | 15,930 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:37 pm EDT | Michelle OroschakoffManaging Director | 12,744 | — | — | 12,744 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:32 pm EDT | William P. Morrissey Jr.Managing Director | 12,137 | — | — | 12,137 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:28 pm EDT | Sallie R. LarsenManaging Director | 9,973 | — | — | 9,973 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:22 pm EDT | John Andrew KalbaughManaging Director | 14,676 | — | — | 14,676 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:14 pm EDT | Thomas GooleyManaging Director | 20,778 | — | — | 20,778 | — | |
| Mar 13, 2017 AMForm 4 → | Mar 15, 9:07 pm EDT | Tracy CalderManaging Director | 18,004 | — | — | 8,443 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 9:00 pm EDT | David P. BergersManaging Director | 13,192 | — | — | 13,192 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 8:56 pm EDT | Matthew J AudetteChief Financial Officer | 27,704 | — | — | 27,704 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 8:51 pm EDT | Dan H. ArnoldPresident & CEO, Director | 123,131 | — | — | 123,131 | — | |
| Mar 2, 2017 MForm 4 → | Mar 6, 5:15 pm EST | Mark S CasadyDirector | 2,000 | — | — | 401,329 | — | |
| Feb 23, 2017 MForm 4 → | Feb 23, 9:48 pm EST | John Andrew KalbaughMD, Divisional President NSC | 30,000 | — | — | 0 | — | |
| Feb 22, 2017 MForm 4 → | Feb 23, 9:54 pm EST | George Burton WhiteMD, Investor & Invstmt Solutns | 25,000 | — | — | 0 | — | |
| Feb 22, 2017 MForm 4 → | Feb 23, 9:46 pm EST | Mark S CasadyDirector | 58,628 | — | — | 0 | — | |
| Feb 13, 2017 MForm 4 → | Feb 15, 9:42 pm EST | Mark S CasadyDirector | 632,324 | — | — | 58,628 | — | |
| Jun 13, 2016 AForm 4 → | Jun 15, 4:46 pm EDT | John Andrew KalbaughMD,Rel. Mgmt & Bus. Consulting | 17,076 | — | — | 17,076 | — | |
| Jun 13, 2016 AForm 4 → | Jun 15, 4:43 pm EDT | Thomas GooleyMD, Svc, Trading & Operations | 23,907 | — | — | 23,907 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 9:14 pm EST | George Burton WhiteMD, Research | 64,980 | — | — | 64,980 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 9:10 pm EST | Ryan ParkerMD, Invstmt & Planning Solutns | 50,192 | — | — | 50,192 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 9:06 pm EST | Michelle OroschakoffMD, Chief Risk Officer | 35,851 | — | — | 35,851 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 9:02 pm EST | William P. Morrissey Jr.MD, Business Development | 54,673 | — | — | 54,673 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:57 pm EST | Sallie R. LarsenMD, Chief Human Cap. Officer | 44,592 | — | — | 44,592 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:52 pm EST | John Andrew KalbaughMD,Rel. Mgmt & Bus. Consulting | 67,669 | — | — | 67,669 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:47 pm EST | Thomas GooleyMD, Svc, Trading & Operations | 44,814 | — | — | 44,814 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:41 pm EST | Victor FetterMD, Chief Information Officer | 61,934 | — | — | 61,934 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:29 pm EST | Mark S CasadyChairman & Chief Exec. Officer, Director | 403,329 | — | — | 403,329 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:15 pm EST | Tracy CalderMD, Deputy Chief Risk Officer | 28,681 | — | — | 28,681 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:10 pm EST | Jeffrey R. BuchheisterEVP, Chief Accounting Officer | 15,583 | — | — | 15,583 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 8:05 pm EST | David P. BergersMD, Legal & Gov't Relations | 44,814 | — | — | 44,814 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 7:57 pm EST | Matthew J AudetteChief Financial Officer | 94,110 | — | — | 94,110 | — | |
| Feb 25, 2016 AForm 4 → | Feb 29, 7:51 pm EST | Dan H. ArnoldPresident | 98,031 | — | — | 98,031 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 4:21 pm EST | William P. Morrissey Jr.MD, Divisional Pres. of IAS | 25,000 | — | — | 13,907 | — | |
| Oct 30, 2015 AForm 4 → | Nov 3, 4:21 pm EST | Matthew J AudetteChief Financial Officer | 17,605 | — | — | 17,605 | — | |
| Aug 6, 2015 AForm 4 → | Aug 10, 5:34 pm EDT | Thomas GooleyMD, Svc, Trading & Operations | 20,576 | — | — | 20,576 | — | |
| Jun 10, 2015 MForm 4 → | Jun 12, 5:08 pm EDT | Dan H. ArnoldPresident | 4,273 | — | — | 21,727 | — | |
| Jun 10, 2015 AForm 4 → | Jun 12, 5:02 pm EDT | George Burton WhiteMD, Chief Investment Officer | 6,341 | — | — | 6,341 | — | |
| Jun 2, 2015 MForm 4 → | Jun 4, 5:43 pm EDT | Sharyn HandelsmanMD, Chief Compliance Officer | 6,393 | $30.97 | $197,981 | 8,657 | — | |
| May 28, 2015 MForm 4 → | Jun 1, 5:07 pm EDT | Jeffrey R. BuchheisterEVP, Chief Accounting Officer | 13,360 | — | — | 0 | — | |
| May 18, 2015 MForm 4 → | May 20, 6:19 pm EDT | Lux ThomasActing Chief Financial Officer | 2,000 | — | — | 11,300 | — | |
| Apr 10, 2015 MForm 4 → | Apr 14, 5:07 pm EDT | Lux ThomasActing Chief Financial Officer | 2,000 | — | — | 13,300 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:13 pm EDT | George Burton WhiteMD, Chief Investment Officer | 27,936 | — | — | 27,936 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:09 pm EDT | Mary Frances SchottMD, Client Expernce & Training | 14,018 | — | — | 14,018 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 9:03 pm EDT | Ryan ParkerMD, Invstmt & Planning Solutns | 13,833 | — | — | 13,833 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:57 pm EDT | Michelle OroschakoffMD, Chief Risk Officer | 22,594 | — | — | 6,455 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:52 pm EDT | William P. Morrissey Jr.MD, Independent Advisor Svcs | 14,018 | — | — | 14,018 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:47 pm EDT | Sallie R. LarsenMD, Chief Human Cap. Officer | 21,580 | — | — | 4,980 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:41 pm EDT | John Andrew KalbaughMD, Institution Services | 28,774 | — | — | 10,790 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:30 pm EDT | Mark HellikerMD, Client Support Services | 18,445 | — | — | 18,445 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:25 pm EDT | Victor FetterMD, Chief Information Officer | 30,019 | — | — | 8,577 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:18 pm EDT | Mark S CasadyChairman & Chief Exec. Officer, Director | 400,000 | — | — | 400,000 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:15 pm EDT | Jeffrey R. BuchheisterEVP, Chief Accounting Officer | 5,978 | — | — | 5,978 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:08 pm EDT | David P. BergersMD, Legal & Gov't Relations | 23,056 | — | — | 23,056 | — | |
| Mar 6, 2015 AForm 4 → | Mar 10, 8:04 pm EDT | Dan H. ArnoldChief Financial Officer | 25,362 | — | — | 25,362 | — | |
| Feb 24, 2015 MForm 4 → | Feb 26, 8:05 pm EST | Dan H. ArnoldChief Financial Officer | 5,458 | — | — | 26,000 | — | |
| Feb 19, 2015 MForm 4 → | Feb 23, 4:19 pm EST | Dan H. ArnoldChief Financial Officer | 18,542 | — | — | 31,458 | — |