Insider · CIK 0001583698

David P. Bergers

Files at: LPLA. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 13, 2017 AForm 4 →	Mar 15, 9:00 pm EDT	LPL Financial Holdings Inc.LPLA	3,769	—	—	43,382	—	plan?
Mar 6, 2017 FForm 4 →	Mar 8, 8:07 pm EST	LPL Financial Holdings Inc.LPLA	518	$39.30	$20,357	39,613	—	plan?
Feb 24, 2017 FForm 4 →	Feb 28, 8:16 pm EST	LPL Financial Holdings Inc.LPLA	756	$39.13	$29,582	40,131	—	plan?
Aug 5, 2016 FForm 4 →	Aug 9, 5:18 pm EDT	LPL Financial Holdings Inc.LPLA	1,320	$26.72	$35,270	40,887	—	plan?
Mar 6, 2016 FForm 4 →	Mar 8, 6:31 pm EST	LPL Financial Holdings Inc.LPLA	357	$21.44	$7,654	42,207	—	plan?
Feb 25, 2016 AForm 4 →	Feb 29, 8:05 pm EST	LPL Financial Holdings Inc.LPLA	8,601	—	—	42,564	—	plan?
Feb 24, 2016 FForm 4 →	Feb 26, 7:41 pm EST	LPL Financial Holdings Inc.LPLA	142	$19.35	$2,748	33,963	—	plan?
Aug 5, 2015 FForm 4 →	Aug 7, 4:35 pm EDT	LPL Financial Holdings Inc.LPLA	19,218	$43.66	$839,058	34,105	—	plan?
Mar 6, 2015 AForm 4 →	Mar 10, 8:08 pm EDT	LPL Financial Holdings Inc.LPLA	3,293	—	—	53,323	—	plan?
Feb 24, 2015 FForm 4 →	Feb 26, 8:08 pm EST	LPL Financial Holdings Inc.LPLA	142	$45.58	$6,472	50,030	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 13, 2017 AForm 4 →	Mar 15, 9:00 pm EDT	LPL Financial Holdings Inc.LPLA	13,192	—	—	13,192	—
Feb 25, 2016 AForm 4 →	Feb 29, 8:05 pm EST	LPL Financial Holdings Inc.LPLA	44,814	—	—	44,814	—
Mar 6, 2015 AForm 4 →	Mar 10, 8:08 pm EDT	LPL Financial Holdings Inc.LPLA	23,056	—	—	23,056	—