SEC Form 4 · accession 0001628280-26-043261
LPL Financial Holdings Inc. · LPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Eliot Cohen
Officer — Group Managing Director
Period of report
Jun 12, 2026
Accepted (ET)
Jun 15, 2026 · 4:44 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001397911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2026 | F | 44 | $295.66 | D | 4,356 | D | |
| Common Stock | holding | — | — | — | 19 | I | Held by the Reporting Person's spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 2,159 shares of Common Stock; (ii) 278 restricted stock units that vest in full on February 25, 2027; (iii) 516 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,403 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.
Remarks
The signatory is signing on behalf of Marc Cohen pursuant to a Power of Attorney dated December 11, 2024.