SEC Form 4 · accession 0001628280-26-052585
LPL Financial Holdings Inc. · LPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Enyedi
Officer — Group Managing Director
Period of report
Jul 31, 2026
Accepted (ET)
Aug 4, 2026 · 4:14 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001397911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 31, 2026 | S | 189 | $351.06 | D | 13,932 | D | |
| Common StockF3 | Jul 31, 2026 | S | 463 | $352.77 | D | 13,469 | D | |
| Common StockF4 | Jul 31, 2026 | S | 296 | $353.37 | D | 13,173 | D | |
| Common StockF5 | Jul 31, 2026 | S | 51 | $354.52 | D | 13,122 | D | |
| Common StockF6 | Jul 31, 2026 | S | 1 | $355.51 | D | 13,121 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.81 to $351.45, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.05 to $353.04, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.05 to $353.61, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.18 to $354.63, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
- F6Consists of (i) 9,242 shares of Common Stock; (ii) 597 restricted stock units that vest in full on February 25, 2027; (iii) 1,106 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 2,176 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.
Remarks
The signatory is signing on behalf of Matthew Enyedi pursuant to a Power of Attorney dated December 17, 2024.