SEC Form 4 · accession 0001628280-26-052599
LPL Financial Holdings Inc. · LPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Putnam
Director
Period of report
Aug 3, 2026
Accepted (ET)
Aug 4, 2026 · 4:16 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001397911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2026 | G | 2,000 | $0.00 | D | 135,291 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was a charitable gift of securities by the reporting person.
Remarks
The signatory is signing on behalf of James S. Putnam pursuant to a Power of Attorney dated November 21, 2024.