SEC Form 4 · accession 0001628280-26-041556

LPL Financial Holdings Inc. · LPLA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 4, 2026

Accepted (ET)

Jun 8, 2026 · 4:13 pm EDT

Rule 10b5-1 plan

box not checked

Issuer CIK

0001397911

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 4, 2026	A	19	$0.00	A	39,178	D
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #1
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #2
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #3
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #4
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #5
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #6
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #7
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #8
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #9
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #10
Common Stock^F2	holding	—	—		—	440	I	By Co-Trustee of Grandchild's Trust #11

No Table II lines on this filing.

F1Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
F2The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts.

The signatory is signing on behalf of Richard P. Schifter pursuant to a Power of Attorney dated November 19, 2024.