SEC Form 4 · accession 0001628280-26-060908
LPL Financial Holdings Inc. · LPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emily Field
Officer — Group Managing Director
Period of report
Sep 5, 2026
Accepted (ET)
Sep 8, 2026 · 4:09 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001397911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 5, 2026 | F | 106 | $359.33 | D | 1,833 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 166 shares of Common Stock; (ii) 545 restricted stock units that vest ratably on each of September 5, 2027 and September 5, 2028; and (iii) 1,122 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.
Remarks
The signatory is signing on behalf of Emily Field pursuant to a Power of Attorney dated July 21, 2025.