Company · CIK 0001364742 · SIC 6211 — Security Brokers, Dealers & Flotation Companies

BlackRock Inc. · BLK

Insider activity reported against this company. All insider holders · Files at: ENV, PFSI, PFSI, BlackRock Preferred Partners LLC. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $5.7M · 7sales $391.8M · 78net −$386.0M

Open-market trades as an insider elsewherebuys $0 · 0sales $13.5M · 4net −$13.5M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 19, 2016 AForm 4 →	Jan 21, 5:08 pm EST	Joseph FelicianiPrincipal Accounting Officer	2,727	—	—	11,686	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 5:07 pm EST	Mark McCombeSenior Managing Director	4,305	—	—	40,549	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 5:05 pm EST	Gary ShedlinCFO & Senior Managing Director	4,727	—	—	29,530	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 5:03 pm EST	J. Richard KushelSenior Managing Director	5,200	—	—	158,064	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 5:02 pm EST	Jeff A SmithSenior Managing Director	3,883	—	—	33,000	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 5:01 pm EST	David BlumerSenior Managing Director	3,630	—	—	14,093	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 4:58 pm EST	Robert L. GoldsteinChief Operating Officer	6,416	—	—	90,927	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 4:55 pm EST	Robert W FairbairnSenior Managing Director	3,545	—	—	80,207	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:26 pm EST	Murry GerberDirector	18	—	—	39,009	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:24 pm EST	Ivan G SeidenbergDirector	99	—	—	11,275	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:23 pm EST	John S. VarleyDirector	12	—	—	2,516	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:22 pm EST	Cheryl D MillsDirector	80	—	—	1,168	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:21 pm EST	Domit Marco Antonio SlimDirector	65	—	—	2,980	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:21 pm EST	Deryck C MaughanDirector	97	—	—	9,819	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:18 pm EST	David H KomanskyDirector	18	—	—	9,439	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:17 pm EST	Abdlatif Yousef Al-HamadDirector	58	—	—	5,228	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:16 pm EST	Gordon M. NixonDirector	42	—	—	42	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:15 pm EST	James GrosfeldDirector	90	—	—	521,271	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:15 pm EST	Susan WagnerDirector	18	—	—	511,888	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:14 pm EST	Fabrizio FredaDirector	73	—	—	2,516	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:12 pm EST	Jessica P EinhornDirector	18	—	—	1,775	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:07 pm EST	Pamela DaleyDirector	90	—	—	1,554	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:05 pm EST	Mathis CabiallavettaDirector	25	—	—	1,842	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 5:03 pm EST	Thomas H ObrienDirector	18	—	—	15,296	—	plan?
Nov 30, 2015 GForm 4 →	Dec 1, 4:14 pm EST	Mark McCombeSenior Managing Director	12	—	—	36,244	—	plan?
Nov 23, 2015 GForm 4 →	Nov 25, 1:42 pm EST	J. Richard KushelSenior Managing Director	2,000	—	—	152,864	—	plan?
Nov 18, 2015 GForm 4 →	Nov 20, 4:01 pm EST	James GrosfeldDirector	4,200	—	—	521,181	—	plan?
Nov 16, 2015 GForm 4 →	Nov 18, 4:08 pm EST	Robert L. GoldsteinChief Operating Officer	73	—	—	84,511	—	plan?
Nov 13, 2015 GForm 4 →	Nov 17, 4:01 pm EST	Robert KapitoPresident, Director	2,000	—	—	354,026	—	plan?
Nov 9, 2015 FGForm 4 →	Dec 1, 4:16 pm EST	Gary ShedlinCFO & Senior Managing Director	956	$358.39	$215,392	24,803	—	plan? late
Nov 4, 2015 GForm 4 →	Nov 6, 4:32 pm EST	James GrosfeldDirector	2,800	—	—	525,381	—	plan?
Nov 3, 2015 SForm 4 →	Nov 5, 6:44 pm EST	Laurence FinkChairman and CEO, Director	42,800	$357.56	$15,303,458	1,204,130	−3.43%	plan?
Oct 26, 2015 SForm 4 →	Oct 28, 4:17 pm EDT	Robert KapitoPresident, Director	116,069	$336.95	$39,108,969	356,026	−24.6%	plan?
Oct 26, 2015 MForm 4 →	Oct 28, 4:17 pm EDT	Robert KapitoPresident, Director	148,160	$167.76	$24,855,322	472,095	—	plan?
Oct 15, 2015 GForm 4 →	Oct 19, 4:02 pm EDT	Thomas H ObrienDirector	300	—	—	15,278	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:33 pm EDT	John S. VarleyDirector	15	—	—	2,504	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:31 pm EDT	Domit Marco Antonio SlimDirector	67	—	—	2,915	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:28 pm EDT	Susan WagnerDirector	21	—	—	511,870	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:26 pm EDT	Ivan G SeidenbergDirector	99	—	—	11,176	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:25 pm EDT	Thomas H ObrienDirector	22	—	—	15,578	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:24 pm EDT	Fabrizio FredaDirector	76	—	—	2,443	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:23 pm EDT	Jessica P EinhornDirector	21	—	—	1,757	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:21 pm EDT	Pamela DaleyDirector	90	—	—	1,464	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:18 pm EDT	Mathis CabiallavettaDirector	27	—	—	1,844	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:17 pm EDT	Abdlatif Yousef Al-HamadDirector	50	—	—	5,170	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:15 pm EDT	David H KomanskyDirector	21	—	—	9,421	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:14 pm EDT	James GrosfeldDirector	84	—	—	528,181	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:11 pm EDT	Deryck C MaughanDirector	96	—	—	9,722	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:07 pm EDT	Murry GerberDirector	21	—	—	38,991	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:03 pm EDT	Cheryl D MillsDirector	21	—	—	1,088	—	plan?
Aug 31, 2015 SForm 4 →	Sep 2, 4:01 pm EDT	Robert KapitoPresident, Director	50,000	$303.49	$15,174,690	323,935	−13.4%	plan?
Aug 31, 2015 MForm 4 →	Sep 2, 4:01 pm EDT	Robert KapitoPresident, Director	61,949	$167.76	$10,392,564	373,935	—	plan?
Aug 5, 2015 SForm 4 →	Aug 6, 4:27 pm EDT	Laurence FinkChairman and CEO, Director	19,200	$336.65	$6,463,669	1,246,930	−1.52%	plan?
Aug 5, 2015 MForm 4 →	Aug 6, 4:27 pm EDT	Laurence FinkChairman and CEO, Director	19,200	$167.76	$3,220,992	1,250,830	—	plan?
Aug 3, 2015 GForm 4/A →	Mar 18, 2016, 1:57 pm EDT	Susan WagnerDirector	8,800	—	—	8,800	—	plan?
Aug 3, 2015 GForm 4 →	Aug 5, 5:22 pm EDT	Susan WagnerDirector	8,800	—	—	511,849	—	plan? amended
Jul 31, 2015 SForm 4 →	Aug 4, 5:48 pm EDT	Laurence FinkChairman and CEO, Director	23,730	$337.62	$8,011,813	1,246,930	−1.87%	plan?
Jul 31, 2015 MForm 4 →	Aug 4, 5:48 pm EDT	Laurence FinkChairman and CEO, Director	23,730	$167.76	$3,980,945	1,247,030	—	plan?
Jul 28, 2015 SForm 4 →	Jul 30, 5:56 pm EDT	Laurence FinkChairman and CEO, Director	218,661	$338.55	$74,026,988	1,246,930	−14.9%	plan?
Jul 28, 2015 MForm 4 →	Jul 30, 5:56 pm EDT	Laurence FinkChairman and CEO, Director	218,661	$167.76	$36,682,569	1,259,376	—	plan?
Jul 24, 2015 GForm 4 →	Jul 24, 4:09 pm EDT	Robert L. GoldsteinChief Operating Officer	73	—	—	84,584	—	plan?
Jul 21, 2015 GForm 4 →	Dec 3, 4:05 pm EST	Laurence FinkChairman and CEO, Director	20,020	—	—	1,184,110	—	plan? late
Jul 21, 2015 SForm 4 →	Jul 23, 6:31 pm EDT	Laurence FinkChairman and CEO, Director	102,722	$350.44	$35,997,971	1,246,930	−7.61%	plan?
Jul 21, 2015 MForm 4 →	Jul 23, 6:31 pm EDT	Laurence FinkChairman and CEO, Director	102,722	$167.76	$17,232,643	1,247,130	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:36 pm EDT	Susan WagnerDirector	18	—	—	520,649	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:35 pm EDT	John S. VarleyDirector	12	—	—	2,489	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:34 pm EDT	Domit Marco Antonio SlimDirector	58	—	—	2,848	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:33 pm EDT	Ivan G SeidenbergDirector	84	—	—	11,077	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:31 pm EDT	Thomas H ObrienDirector	18	—	—	15,556	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:30 pm EDT	Cheryl D MillsDirector	18	—	—	1,067	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:27 pm EDT	Deryck C MaughanDirector	82	—	—	9,626	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:26 pm EDT	David H KomanskyDirector	18	—	—	9,400	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:24 pm EDT	James GrosfeldDirector	78	—	—	528,097	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:23 pm EDT	Murry GerberDirector	18	—	—	38,970	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:20 pm EDT	Fabrizio FredaDirector	65	—	—	2,367	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:18 pm EDT	Jessica P EinhornDirector	18	—	—	1,736	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:17 pm EDT	Pamela DaleyDirector	79	—	—	1,374	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:15 pm EDT	Mathis CabiallavettaDirector	21	—	—	1,838	—	plan?
Jun 30, 2015 AForm 4 →	Jul 2, 2:14 pm EDT	Abdlatif Yousef Al-HamadDirector	49	—	—	5,120	—	plan?
Jun 2, 2015 GForm 4 →	Jun 3, 4:41 pm EDT	Robert W FairbairnSenior Managing Director	560	—	—	76,662	—	plan?
May 22, 2015 GForm 4 →	May 26, 6:01 pm EDT	Laurence FinkChairman and CEO, Director	1,356	—	—	1,246,930	—	plan?
May 8, 2015 SForm 4 →	May 8, 4:06 pm EDT	Jeff A SmithSenior Managing Director	350	$370.46	$129,661	29,117	−1.19%	plan?
Apr 27, 2015 GForm 4 →	Apr 29, 4:57 pm EDT	Robert L. GoldsteinChief Operating Officer	12	—	—	84,657	—	plan?
Apr 27, 2015 GForm 4 →	Apr 28, 5:14 pm EDT	Laurence FinkChairman and CEO, Director	935	—	—	1,248,286	—	plan?
Apr 23, 2015 GForm 4 →	Apr 24, 4:34 pm EDT	Charles HallacCo-President	830	—	—	551,506	—	plan?
Apr 17, 2015 GForm 4 →	Apr 21, 4:03 pm EDT	Mark McCombeSenior Managing Director	27	—	—	36,256	—	plan?
Apr 2, 2015 AForm 4 →	Apr 2, 4:59 pm EDT	Deryck C MaughanDirector	502	—	—	9,544	—	plan?
Apr 2, 2015 AForm 4 →	Apr 2, 4:58 pm EDT	Cheryl D MillsDirector	427	—	—	1,049	—	plan?
Apr 2, 2015 AForm 4 →	Apr 2, 4:55 pm EDT	Thomas H ObrienDirector	427	—	—	15,538	—	plan?
Apr 2, 2015 AForm 4 →	Apr 2, 4:22 pm EDT	James GrosfeldDirector	488	—	—	528,019	—	plan?
Apr 2, 2015 AForm 4 →	Apr 2, 4:19 pm EDT	David H KomanskyDirector	428	—	—	9,382	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:40 pm EDT	Ivan G SeidenbergDirector	501	—	—	10,993	—	plan?
Mar 31, 2015 AFForm 4 →	Apr 2, 4:38 pm EDT	Domit Marco Antonio SlimDirector	616	$365.84	$53,778	2,790	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:28 pm EDT	Jessica P EinhornDirector	427	—	—	1,718	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:26 pm EDT	Fabrizio FredaDirector	478	—	—	2,302	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:26 pm EDT	Susan WagnerDirector	427	—	—	520,631	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:25 pm EDT	Murry GerberDirector	427	—	—	38,952	—	plan?
Mar 31, 2015 AFForm 4 →	Apr 2, 4:23 pm EDT	Abdlatif Yousef Al-HamadDirector	608	$365.84	$53,778	5,071	—	plan?
Mar 31, 2015 AFForm 4 →	Apr 2, 4:22 pm EDT	Mathis CabiallavettaDirector	580	$365.84	$53,778	2,181	—	plan?
Mar 31, 2015 AForm 4 →	Apr 2, 4:20 pm EDT	Pamela DaleyDirector	492	—	—	1,295	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Aug 5, 2016 MForm 4 →	Aug 9, 4:38 pm EDT	Susan WagnerDirector	13,076	—	—	0	—
Aug 3, 2016 MForm 4 →	Aug 5, 4:02 pm EDT	Susan WagnerDirector	25,000	—	—	13,076	—
Jul 29, 2016 MForm 4 →	Aug 2, 4:37 pm EDT	Susan WagnerDirector	79,346	—	—	38,076	—
Jul 15, 2016 MForm 4 →	Jul 18, 6:39 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	0	—
Jun 1, 2016 MForm 4 →	Jun 3, 4:00 pm EDT	Susan WagnerDirector	8,665	—	—	117,422	—
May 31, 2016 MForm 4 →	Jun 1, 4:47 pm EDT	J. Richard KushelSenior Managing Director	8,007	—	—	8,000	—
Apr 15, 2016 MForm 4 →	Apr 19, 6:00 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	16,007	—
Feb 26, 2016 MForm 4 →	Mar 1, 6:10 pm EST	J. Richard KushelSenior Managing Director	4,000	—	—	24,007	—
Oct 26, 2015 MForm 4 →	Oct 28, 4:17 pm EDT	Robert KapitoPresident, Director	148,160	—	—	0	—
Aug 31, 2015 MForm 4 →	Sep 2, 4:01 pm EDT	Robert KapitoPresident, Director	61,949	—	—	148,160	—
Aug 5, 2015 MForm 4 →	Aug 6, 4:27 pm EDT	Laurence FinkChairman and CEO, Director	19,200	—	—	0	—
Jul 31, 2015 MForm 4 →	Aug 4, 5:48 pm EDT	Laurence FinkChairman and CEO, Director	23,730	—	—	19,200	—
Jul 28, 2015 MForm 4 →	Jul 30, 5:56 pm EDT	Laurence FinkChairman and CEO, Director	218,661	—	—	42,930	—
Jul 21, 2015 MForm 4 →	Jul 23, 6:31 pm EDT	Laurence FinkChairman and CEO, Director	102,722	—	—	261,591	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Jun 30, 2015 SForm 4/A →	Jul 27, 1:55 pm EDT	BlackRock Preferred Partners LLCno symbol	84,000	$10.43	$876,120	485,980	−14.7%	plan?
Jun 30, 2015 SForm 4 →	Jul 1, 9:01 am EDT	BlackRock Preferred Partners LLCno symbol	84,000	—	—	485,980	—	plan? amended
Mar 31, 2015 SForm 4/A →	Apr 28, 1:56 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	$10.57	$4,228,000	569,980	−41.2%	plan?
Mar 31, 2015 SForm 4 →	Apr 2, 4:14 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	—	—	569,980	—	plan? amended
Dec 31, 2014 SForm 4/A →	Jan 29, 2015, 10:08 am EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.29	$4,116,000	969,980	−29.2%	plan?
Dec 31, 2014 SForm 4 →	Jan 5, 2015, 4:10 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	—	—	969,980	—	plan? amended
Sep 30, 2014 SForm 4/A →	Jan 7, 2015, 4:34 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.75	$4,300,000	1,369,980	−22.6%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	0	—
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	0	—