SEC Form 4 · accession 0001127602-15-030473

BlackRock Inc. · BLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Laurence Fink

Officer — Chairman and CEO · Director

Period of report

Nov 3, 2015

Accepted (ET)

Nov 5, 2015 · 6:44 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001364742

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Shares Of Common Stock (par Value $0.01 Per Share)^F1,F2	Nov 3, 2015	S	415	$353.7499	D	1,246,515	D
Shares Of Common Stock (par Value $0.01 Per Share)^F3,F2	Nov 3, 2015	S	2,083	$354.6988	D	1,244,432	D
Shares Of Common Stock (par Value $0.01 Per Share)^F4,F2	Nov 3, 2015	S	1,643	$355.9766	D	1,242,789	D
Shares Of Common Stock (par Value $0.01 Per Share)^F5,F2	Nov 3, 2015	S	5,042	$356.9801	D	1,237,747	D
Shares Of Common Stock (par Value $0.01 Per Share)^F6,F2	Nov 3, 2015	S	7,545	$358.0021	D	1,230,202	D
Shares Of Common Stock (par Value $0.01 Per Share)^F7,F2	Nov 3, 2015	S	4,972	$358.8731	D	1,225,230	D
Shares Of Common Stock (par Value $0.01 Per Share)^F8,F2	Nov 3, 2015	S	2,300	$359.7887	D	1,222,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F9,F2	Nov 4, 2015	S	1,527	$356.1834	D	1,221,403	D
Shares Of Common Stock (par Value $0.01 Per Share)^F10,F2	Nov 4, 2015	S	5,562	$356.8871	D	1,215,841	D
Shares Of Common Stock (par Value $0.01 Per Share)^F11,F2	Nov 4, 2015	S	7,375	$357.9851	D	1,208,466	D
Shares Of Common Stock (par Value $0.01 Per Share)^F12,F2	Nov 4, 2015	S	925	$358.8826	D	1,207,541	D
Shares Of Common Stock (par Value $0.01 Per Share)^F13,F2	Nov 4, 2015	S	200	$360.095	D	1,207,341	D
Shares Of Common Stock (par Value $0.01 Per Share)^F2	Nov 4, 2015	S	100	$360.84	D	1,207,241	D
Shares Of Common Stock (par Value $0.01 Per Share)^F14,F2	Nov 5, 2015	S	700	$355.88	D	1,206,541	D
Shares Of Common Stock (par Value $0.01 Per Share)^F15,F2	Nov 5, 2015	S	1,506	$357.1609	D	1,205,035	D
Shares Of Common Stock (par Value $0.01 Per Share)^F16,F2	Nov 5, 2015	S	705	$357.8016	D	1,204,330	D
Shares Of Common Stock (par Value $0.01 Per Share)^F17,F2	Nov 5, 2015	S	200	$358.68	D	1,204,130	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1This transaction was executed in multiple trades at prices ranging from $353.19 to $354.10. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F10This transaction was executed in multiple trades at prices ranging from $356.56 to $357.48. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F11This transaction was executed in multiple trades at prices ranging from $357.57 to $358.57. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F12This transaction was executed in multiple trades at prices ranging from $358.73 to $359.03. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F13This transaction was executed in multiple trades at prices ranging from $359.80 to $360.39. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F14This transaction was executed in multiple trades at prices ranging from $355.45 to $356.37. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F15This transaction was executed in multiple trades at prices ranging from $356.53 to $357.53. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F16This transaction was executed in multiple trades at prices ranging from $357.61 to $357.95. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F17This transaction was executed in multiple trades at prices ranging from $358.65 to $358.71. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F2Includes (i) 10,962 Restricted Stock Units vesting on 1/31/16, (ii) 18,596 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 11,618 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (v) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 24,322 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
F3This transaction was executed in multiple trades at prices ranging from $354.25 to $355.04. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F4This transaction was executed in multiple trades at prices ranging from $355.39 to $356.36. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F5This transaction was executed in multiple trades at prices ranging from $356.46 to $357.43. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F6This transaction was executed in multiple trades at prices ranging from $357.48 to $358.48. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F7This transaction was executed in multiple trades at prices ranging from $358.49 to $359.49. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F8This transaction was executed in multiple trades at prices ranging from $359.50 to $359.99. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F9This transaction was executed in multiple trades at prices ranging from $355.54 to $356.54. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.