SEC Form 4 · accession 0001127602-16-037549
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Feliciani
Officer — Principal Accounting Officer
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (par Value $0.01 Per Share)F1,F2 | Jan 19, 2016 | A | 1,096 | $0.00 | A | 10,055 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F3,F4 | Jan 19, 2016 | A | 1,631 | $0.00 | A | 11,686 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects an award value of $324,680 converted to a number of Restricted Stock Units by dividing the approved award value by $296.120, which was the average of the high and low price per share of Common Stock on January 19, 2016. This grant was approved by the Management Development and Compensation Committee on January 13, 2016. Restricted Stock Units vest in equal installments on 1/31/17, 1/31/18 and 1/31/19.
- F2Includes (i) 306 Restricted Stock Units vesting on 1/31/16, (ii) 1,805 Restricted Stock Units vesting on 1/31/16, (iii) 600 Restricted Stock Units vesting in equal installments on 1/31/16 and 1/31/17, (iv) 944 Restricted Stock Units vesting in equal installments on 1/31/16, 1/31/17 and 1/31/18, (v) 1,096 Restricted Stock Units vesting in equal installments on 1/31/17, 1/31/18 and 1/31/19, (vi) 1,316 Restricted Stock Units vesting on 1/31/17 and (vii) 1,404 Restricted Stock units vesting on 1/31/18. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- F3Reflects an award value of $483,000 converted to a number of Restricted Stock Units by dividing the approved award value by $296.120, which was the average of the high and low price per share of Common Stock on January 19, 2016. This grant was approved by the Management Development and Compensation Committee on January 13, 2016. Restricted Stock Units vest on 1/31/19.
- F4Includes (i) 306 Restricted Stock Units vesting on 1/31/16, (ii) 1,805 Restricted Stock Units vesting on 1/31/16, (iii) 600 Restricted Stock Units vesting in equal installments on 1/31/16 and 1/31/17, (iv) 944 Restricted Stock Units vesting in equal installments on 1/31/16, 1/31/17 and 1/31/18, (v) 1,096 Restricted Stock Units vesting in equal installments on 1/31/17, 1/31/18 and 1/31/19, (vi) 1,316 Restricted Stock Unit is vesting on 1/31/17, (vii) 1,404 Restricted Stock units vesting on 1/31/18 and (viii) 1,631 Restricted Stock Units vesting on 1/31/19. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.