SEC Form 4 · accession 0001127602-15-032867
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Shedlin
Officer — CFO & Senior Managing Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 1, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (par Value $0.01 Per Share)F1 | Nov 9, 2015 | G | 355 | $0.00 | D | 25,404 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F2,F3 | Nov 30, 2015 | F | 601 | $358.39 | D | 24,803 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 1,160 Restricted Stock Units vesting on 11/30/15, (ii) 2,372 Restricted Stock Units vesting on 1/31/16, (iii) 2,508 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iv) 4,144 Restricted Stock Units vesting in installments on 1/31/16, 1/31/17 and 1/31/18 and (v) 7,680 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- F2Represents the withholding by BlackRock of Common Stock to satisfy tax obligation on the vesting of the reporting person's Restricted Stock Units granted under the Plan.
- F3Includes (i) 2,372 Restricted Stock Units vesting on 1/31/16, (ii) 2,508 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 4,144 Restricted Stock Units vesting in installments on 1/31/16, 1/31/17 and 1/31/18 and (iv) 7,680 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.