Company · CIK 0001137774 · SIC 6311 — Life Insurance · NYSE

PRUDENTIAL FINANCIAL INC · PRU

Insider activity reported against this company. All insider holders · Files at: PGIM, TYG, TTP, EMO, CBA, NTG, KED, KYE and 1 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $617k · 6sales $179.2M · 57net −$178.6M

Open-market trades as an insider elsewherebuys $1541000.12B · 4sales $0 · 0net $1541000.12B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 10, 2015 MForm 4/A →	May 5, 3:29 pm EDT	Stephen PelletierExecutive Vice President	4,117	—	—	4,117	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:49 pm EST	Sharon C TaylorSenior Vice President	6,426	$78.08	$120,165	55,767	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:47 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	65,258	$78.08	$1,491,562	338,388	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:45 pm EST	Nicholas C SilitchSenior Vice President	904	$78.08	$22,409	2,727	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:44 pm EST	Scott SleysterSenior Vice President	6,078	$78.08	$113,763	21,146	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:42 pm EST	Stephen PelletierExecutive Vice President	4,739	$78.08	$94,477	2,319	—	plan? amended
Feb 10, 2015 FMForm 4 →	Feb 12, 6:42 pm EST	Barbara KosterSenior Vice President	5,720	$78.08	$107,438	33,154	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:40 pm EST	Mark B GrierVice Chairman, Director	50,249	$78.08	$1,125,211	300,328	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:40 pm EST	Charles F LowreyExecutive Vice President	31,985	$78.08	$801,491	62,820	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:37 pm EST	Robert FalzonEVP and CFO	3,573	$78.08	$66,993	23,602	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:37 pm EST	Richard F LambertSenior Vice President	370	$78.08	$7,652	7,044	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:36 pm EST	Susan L BlountEVP & General Counsel	12,099	$78.08	$223,933	33,737	—	plan?
Feb 1, 2015 DMForm 4 →	Feb 3, 4:19 pm EST	James A UnruhDirector	62	$75.88	$4,705	29,656	—	plan?
Jan 1, 2015 DMForm 4 →	Jan 5, 1:20 pm EST	James A UnruhDirector	62	$90.46	$5,609	29,656	—	plan?
May 29, 2014 GForm 5 →	Feb 10, 2015, 11:35 am EST	John R Strangfeld Jr.Chief Executive Officer, Director	3,786	—	—	311,336	—	plan?
Oct 30, 2013 PForm 4 →	Jul 19, 2018, 2:56 pm EDT	Thomas J Baltimore Jr.Director	65	$81.72	$5,312	65	—	plan? late
Jun 13, 2012 SForm 4 →	Jul 19, 2018, 2:56 pm EDT	Thomas J Baltimore Jr.Director	315	$54.44	$17,149	0	−100%	plan? late

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 16, 2017 AForm 4 →	Mar 20, 4:43 pm EDT	Stephen PelletierExecutive Vice President	210	$111.62	$23,440	32,028	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:41 pm EDT	Michael TodmanDirector	27	$111.62	$3,014	2,006	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:40 pm EDT	Douglas A ScovannerDirector	76	$111.62	$8,483	2,006	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:39 pm EDT	Christine A PoonDirector	89	$111.62	$9,934	2,006	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:38 pm EDT	Sandra PianaltoDirector	24	$111.62	$2,679	2,006	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:36 pm EDT	George PazDirector	27	$111.62	$3,014	2,198	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:33 pm EDT	Peter R LighteDirector	27	$111.62	$3,014	2,201	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:32 pm EDT	Karl J KrapekDirector	298	$111.62	$33,263	2,006	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:30 pm EDT	Martina HundmejeanDirector	103	$111.62	$11,497	2,006	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:28 pm EDT	James CullenDirector	293	$111.62	$32,705	2,006	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:20 pm EDT	Gilbert F CasellasDirector	199	$111.62	$22,212	2,006	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:10 pm EDT	Thomas J Baltimore Jr.Director	252	$111.62	$28,128	2,006	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:08 pm EDT	Thomas J Baltimore Jr.Director	252	$111.62	$28,128	2,006	—
Mar 2, 2017 MForm 4 →	Mar 3, 3:17 pm EST	Barbara KosterSenior Vice President	23,994	—	—	0	—
Feb 27, 2017 MForm 4 →	Feb 28, 1:03 pm EST	Richard F LambertSenior Vice President	17,488	—	—	0	—
Feb 17, 2017 MForm 4 →	Feb 21, 3:52 pm EST	Timothy P HarrisEVP and General Counsel	8,534	—	—	0	—
Feb 16, 2017 MForm 4 →	Feb 21, 3:55 pm EST	Stephen PelletierExecutive Vice President	67,774	—	—	0	—
Feb 16, 2017 MForm 4 →	Feb 21, 3:51 pm EST	Robert AxelSVP and Controller	9,412	—	—	0	—
Feb 14, 2017 AMForm 4 →	Feb 16, 6:04 pm EST	Sharon C TaylorSenior Vice President	15,991	—	—	5,121	—
Feb 14, 2017 AMForm 4 →	Feb 16, 6:04 pm EST	Scott SleysterSenior Vice President	20,363	—	—	7,397	—
Feb 14, 2017 AMForm 4 →	Feb 16, 6:02 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	130,924	—	—	0	—
Feb 14, 2017 AMForm 4 →	Feb 16, 6:01 pm EST	Nicholas C SilitchSenior Vice President	22,061	—	—	7,397	—
Feb 14, 2017 AMForm 4 →	Feb 16, 5:59 pm EST	Timothy P HarrisEVP and General Counsel	17,746	—	—	9,202	—
Feb 14, 2017 AMForm 4 →	Feb 16, 5:59 pm EST	Stephen PelletierExecutive Vice President	56,265	—	—	0	—
Feb 14, 2017 AMForm 4 →	Feb 16, 5:57 pm EST	Charles F LowreyExecutive Vice President	66,312	—	—	14,225	—
Feb 14, 2017 AMForm 4 →	Feb 16, 5:55 pm EST	Mark B GrierVice Chairman, Director	105,419	—	—	22,760	—
Feb 14, 2017 AMForm 4 →	Feb 16, 5:54 pm EST	Richard F LambertSenior Vice President	12,506	—	—	0	—
Feb 14, 2017 AMForm 4 →	Feb 16, 5:53 pm EST	Robert FalzonEVP and CFO	49,654	—	—	11,380	—
Feb 14, 2017 AMForm 4 →	Feb 16, 5:53 pm EST	Barbara KosterSenior Vice President	11,690	—	—	0	—
Feb 14, 2017 AMForm 4 →	Feb 16, 5:51 pm EST	Robert AxelSVP and Controller	4,544	—	—	0	—
Feb 11, 2017 MForm 4 →	Feb 14, 1:35 pm EST	Timothy P HarrisEVP and General Counsel	2,717	—	—	0	—
Feb 11, 2017 MForm 4 →	Feb 14, 1:32 pm EST	Robert AxelSVP and Controller	1,087	—	—	0	—
Jan 24, 2017 IForm 4 →	Jan 26, 10:50 am EST	Karl J KrapekDirector	4,388	$104.49	$458,502	24,039	—
Jan 1, 2017 AForm 4 →	Jan 3, 2:09 pm EST	Karl J KrapekDirector	636	$104.06	$66,182	28,427	—
Jan 1, 2017 AForm 4 →	Jan 3, 2:07 pm EST	Thomas J Baltimore Jr.Director	367	$104.06	$38,190	26,542	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:32 pm EST	Michael TodmanDirector	26	$107.08	$2,784	1,993	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:31 pm EST	Douglas A ScovannerDirector	73	$107.08	$7,817	1,993	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:26 pm EST	Christine A PoonDirector	85	$107.08	$9,102	1,993	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:25 pm EST	Sandra PianaltoDirector	23	$107.08	$2,463	1,993	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:20 pm EST	George PazDirector	26	$107.08	$2,784	2,184	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:18 pm EST	Peter R LighteDirector	26	$107.08	$2,784	2,187	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:15 pm EST	Karl J KrapekDirector	312	$107.08	$33,409	1,993	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:12 pm EST	Martina HundmejeanDirector	99	$107.08	$10,601	1,993	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:07 pm EST	James CullenDirector	284	$107.08	$30,411	1,993	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:04 pm EST	Gilbert F CasellasDirector	192	$107.08	$20,559	1,993	—
Dec 15, 2016 AForm 4 →	Dec 19, 2:02 pm EST	Thomas J Baltimore Jr.Director	332	$107.08	$35,551	1,993	—
Dec 15, 2016 AForm 4 →	Dec 19, 1:56 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	266	$107.08	$28,483	41,598	—
Dec 15, 2016 AForm 4 →	Dec 19, 1:50 pm EST	Scott SleysterSenior Vice President	478	$107.08	$51,184	74,674	—
Dec 15, 2016 AForm 4 →	Dec 19, 1:47 pm EST	Stephen PelletierExecutive Vice President	204	$107.08	$21,844	31,847	—
Nov 14, 2016 MForm 4 →	Nov 16, 3:19 pm EST	Barbara KosterSenior Vice President	22,368	—	—	0	—
Nov 10, 2016 MForm 4 →	Nov 14, 3:43 pm EST	Stephen PelletierExecutive Vice President	3,040	—	—	0	—
Nov 10, 2016 MForm 4 →	Nov 14, 3:29 pm EST	Mark B GrierVice Chairman, Director	66,310	—	—	0	—
Nov 10, 2016 MForm 4 →	Nov 14, 3:25 pm EST	Robert AxelSVP and Controller	1,474	—	—	0	—
Nov 9, 2016 MForm 4 →	Nov 14, 3:54 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	490,938	—	—	0	—	late amended
Nov 9, 2016 MForm 4 →	Nov 14, 3:47 pm EST	Sharon C TaylorSenior Vice President	21,030	—	—	0	—	late
Nov 9, 2016 MForm 4 →	Nov 14, 3:45 pm EST	Scott SleysterSenior Vice President	17,124	—	—	0	—	late
Nov 9, 2016 MForm 4 →	Nov 14, 3:37 pm EST	Charles F LowreyExecutive Vice President	123,617	—	—	0	—	late
Nov 9, 2016 MForm 4 →	Nov 14, 3:33 pm EST	Richard F LambertSenior Vice President	2,912	—	—	0	—	late
Nov 9, 2016 MForm 4 →	Nov 14, 3:32 pm EST	Barbara KosterSenior Vice President	21,336	—	—	0	—	late
Nov 9, 2016 MForm 4 →	Nov 14, 3:30 pm EST	Timothy P HarrisEVP and General Counsel	5,527	—	—	0	—	late
Nov 9, 2016 MForm 4 →	Nov 14, 3:26 pm EST	Robert FalzonEVP and CFO	15,007	—	—	7,504	—	late
Nov 7, 2016 MForm 4 →	Nov 9, 4:15 pm EST	Nicholas C SilitchSenior Vice President	56,740	—	—	0	—
Oct 14, 2016 MForm 4 →	Oct 18, 1:25 pm EDT	Scott SleysterSenior Vice President	9,379	—	—	4,690	—
Oct 10, 2016 MForm 4 →	Oct 12, 3:45 pm EDT	Sharon C TaylorSenior Vice President	92,029	—	—	0	—
Oct 5, 2016 MForm 4 →	Oct 7, 3:06 pm EDT	Robert FalzonEVP and CFO	10,106	—	—	20,213	—
Oct 5, 2016 MForm 4 →	Oct 7, 3:03 pm EDT	Charles F LowreyExecutive Vice President	35,795	—	—	0	—
Oct 5, 2016 MForm 4 →	Oct 7, 3:01 pm EDT	Timothy P HarrisEVP and General Counsel	8,317	—	—	0	—
Oct 1, 2016 AForm 4 →	Oct 4, 2:21 pm EDT	Karl J KrapekDirector	811	$81.65	$66,218	27,610	—
Oct 1, 2016 AForm 4 →	Oct 4, 2:17 pm EDT	Thomas J Baltimore Jr.Director	468	$81.65	$38,212	25,913	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:34 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	351	$80.45	$28,238	41,522	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:33 pm EDT	Scott SleysterSenior Vice President	630	$80.45	$50,684	74,537	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:31 pm EDT	Stephen PelletierExecutive Vice President	269	$80.45	$21,641	31,789	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:28 pm EDT	Michael TodmanDirector	35	$80.45	$2,816	1,980	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:26 pm EDT	Douglas A ScovannerDirector	98	$80.45	$7,884	1,980	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:24 pm EDT	Christine A PoonDirector	113	$80.45	$9,091	1,980	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:22 pm EDT	Sandra PianaltoDirector	32	$80.45	$2,574	1,980	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:20 pm EDT	George PazDirector	35	$80.45	$2,816	1,980	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:15 pm EDT	Peter R LighteDirector	35	$80.45	$2,816	1,980	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:03 pm EDT	Karl J KrapekDirector	407	$80.45	$32,743	1,980	—
Sep 15, 2016 AForm 4 →	Sep 19, 5:01 pm EDT	Martina HundmejeanDirector	132	$80.45	$10,619	1,980	—
Sep 15, 2016 AForm 4 →	Sep 19, 4:58 pm EDT	James CullenDirector	375	$80.45	$30,169	1,980	—
Sep 15, 2016 AForm 4 →	Sep 19, 4:56 pm EDT	Gilbert F CasellasDirector	254	$80.45	$20,434	1,980	—
Sep 15, 2016 AForm 4 →	Sep 19, 4:55 pm EDT	Thomas J Baltimore Jr.Director	223	$80.45	$17,940	1,980	—
Sep 9, 2016 MForm 4 →	Sep 13, 3:54 pm EDT	Sharon C TaylorSenior Vice President	14,226	—	—	16,996	—
Sep 9, 2016 MForm 4 →	Sep 13, 3:49 pm EDT	Stephen PelletierExecutive Vice President	39,617	—	—	0	—
Sep 9, 2016 MForm 4 →	Sep 13, 3:47 pm EDT	Charles F LowreyExecutive Vice President	41,644	—	—	0	—
Aug 8, 2016 MForm 4 →	Aug 10, 2:27 pm EDT	Robert FalzonEVP and CFO	38,760	—	—	0	—
Jul 1, 2016 AForm 4 →	Jul 6, 1:26 pm EDT	Karl J KrapekDirector	928	$71.34	$66,204	26,568	—
Jul 1, 2016 AForm 4 →	Jul 6, 1:24 pm EDT	Thomas J Baltimore Jr.Director	536	$71.34	$38,238	25,316	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:58 pm EDT	Stephen PelletierExecutive Vice President	298	$71.74	$21,379	31,594	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:56 pm EDT	Scott SleysterSenior Vice President	701	$71.74	$50,290	74,081	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:54 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	390	$71.74	$27,979	41,268	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:52 pm EDT	Michael TodmanDirector	38	$71.74	$2,726	1,962	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:50 pm EDT	Peter R LighteDirector	38	$71.74	$2,726	1,962	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:48 pm EDT	George PazDirector	38	$71.74	$2,726	1,962	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:47 pm EDT	Douglas A ScovannerDirector	108	$71.74	$7,748	1,962	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:45 pm EDT	Sandra PianaltoDirector	34	$71.74	$2,439	1,962	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:44 pm EDT	Christine A PoonDirector	126	$71.74	$9,039	1,962	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:42 pm EDT	Martina HundmejeanDirector	145	$71.74	$10,402	1,962	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:40 pm EDT	Karl J KrapekDirector	441	$71.74	$31,637	1,962	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 15, 2026 PForm 4 →	Jul 17, 1:20 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	6,000,000	$10.00	$60,000,000	3,000,000	—
Nov 16, 2018 JForm 4 →	Nov 20, 4:28 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	150	—	—	0	—	plan?
Oct 16, 2018 PForm 4 →	Oct 18, 3:35 pm EDT	TORTOISE MLP FUND, INC.NTG	48,880,000	$8,224,223.04	$402,000,022,000,000	—	—	plan?
Aug 6, 2018 JForm 4 →	Aug 8, 4:44 pm EDT	Kayne Anderson Energy Total Return Fund, Inc.KYE	3,488,257	$1.00	$3,488,257	—	—	plan?
Aug 6, 2018 JForm 4 →	Aug 8, 3:49 pm EDT	KAYNE ANDERSON ENERGY DEVELOPMENT COKED	1,000,000	$25.00	$25,000,000	0	—	plan?
Dec 13, 2017 PForm 4 →	Dec 14, 4:40 pm EST	TORTOISE MLP FUND, INC.NTG	33,600,000	$25,297,620.24	$850,000,040,000,000	—	—	plan?
Sep 25, 2017 PForm 4 →	Sep 26, 1:45 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	25,000,000	$11,560,000.00	$289,000,000,000,000	—	—	plan?
Feb 24, 2016 JForm 4 →	Feb 26, 3:40 pm EST	ClearBridge Energy MLP Fund Inc.CEM	572	$103,085.76	$58,965,056	160	—	plan?
Feb 23, 2016 JForm 4 →	Feb 25, 4:59 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	210	$103,137.18	$21,658,808	24	—	plan?
Feb 17, 2016 JForm 4 →	Feb 19, 2:53 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	150	$103,067.05	$15,460,057	205	—	plan?
Dec 30, 2015 JForm 4 →	Jan 4, 2016, 4:33 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	240	$102,490.00	$24,597,600	140	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.