SEC Form 4 · accession 0001127602-16-062835
PRUDENTIAL FINANCIAL INC · PRU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Sleyster
Officer — Senior Vice President
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137774
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation SharesF1,F2 | $0.00 | Sep 15, 2016 | A | 630 | A | — | — | Common Stock | 630 | 74,537 | D |
Explanation of responses
- F1Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
- F2Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.