Company · CIK 0001094831 · SIC 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services · Nasdaq

BGC Group, Inc. · BGC

Insider activity reported against this company. All insider holders · Files at: NMRK. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $333k · 2sales $237k · 2net $95k

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 28, 2026 DForm 4 →	Aug 31, 4:34 pm EDT	Jean-Pierre AubinCo-Chief Executive Officer	373,191	$12.12	$4,523,075	1,082,071	—
Mar 5, 2019 AForm 4 →	Mar 7, 4:53 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	8,980	$6.24	$56,035	10,927,857	—	plan?
Feb 28, 2019 AForm 4 →	Mar 4, 4:57 pm EST	Stephen M MerkelEVP and General Counsel	93,560	—	—	233,172	—	plan?
Dec 31, 2018 AForm 4 →	Jan 3, 2019, 5:45 pm EST	Stephen M MerkelEVP, General Counsel and Sec'y	113,032	—	—	139,612	—	plan?
Nov 23, 2018 CForm 4 →	Nov 27, 8:52 pm EST	CF GROUP MANAGEMENT INCDirector, 10% Owner	22,072,546	—	—	761,652	—	plan?
Nov 23, 2018 CForm 4 →	Nov 27, 8:51 pm EST	L. P. Cantor FitzgeraldDirector, 10% Owner	20,646,732	—	—	45,122,728	—	plan?
Oct 29, 2018 PForm 4 →	Oct 31, 4:06 pm EDT	Sean GalvinChief Accounting Officer	20,000	$11.08	$221,600	20,000	—	plan?
Aug 30, 2018 CGForm 4 →	Nov 27, 8:52 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	22,136,143	—	—	761,652	—	plan? late
Aug 2, 2018 PForm 4 →	Aug 3, 10:50 am EDT	William J MoranDirector	10,000	$11.09	$110,900	63,846	+18.6%	plan?
Jun 20, 2018 AForm 4 →	Jun 22, 4:15 pm EDT	David RichardsDirector	4,030	—	—	11,056	—	plan?
Jun 20, 2018 AForm 4 →	Jun 22, 4:11 pm EDT	Linda A BellDirector	4,030	—	—	23,985	—	plan?
Jun 20, 2018 AForm 4 →	Jun 22, 4:08 pm EDT	William J MoranDirector	4,030	—	—	53,846	—	plan?
Jun 20, 2018 AForm 4 →	Jun 22, 3:21 pm EDT	Stephen T CurwoodDirector	4,030	—	—	29,832	—	plan?
May 22, 2018 GForm 4 →	Aug 3, 3:31 pm EDT	Stephen M MerkelEVP, General Counsel and Sec'y	5,848	—	—	26,580	—	plan? late
May 3, 2018 JForm 4 →	May 4, 6:41 pm EDT	Stephen M MerkelEVP, General Counsel and Sec'y	15,600	—	—	6,258	—	plan?
May 3, 2018 JForm 4 →	May 4, 6:32 pm EDT	Howard W LutnickChairman and CEO, Director, 10% Owner	6,082,560	—	—	21,671,429	—	plan?
May 3, 2018 JForm 4 →	May 4, 6:30 pm EDT	CF GROUP MANAGEMENT INCDirector, 10% Owner	3,826,511	—	—	10,366,753	—	plan?
May 3, 2018 JForm 4 →	May 4, 6:28 pm EDT	L. P. Cantor FitzgeraldDirector, 10% Owner	3,711,675	—	—	10,366,753	—	plan?
Mar 12, 2018 AForm 4 →	Mar 14, 6:22 pm EDT	Howard W LutnickChairman and CEO, Director, 10% Owner	979,344	—	—	12,442,358	—	plan?
Feb 26, 2018 AForm 4 →	Feb 28, 5:33 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	7,883	$13.17	$103,819	24,870,684	—	plan?
Dec 19, 2017 AForm 4 →	Dec 21, 5:55 pm EST	David RichardsDirector	4,603	—	—	7,026	—	plan?
Dec 13, 2017 ADForm 4 →	Dec 21, 6:24 pm EST	L. P. Cantor FitzgeraldDirector, 10% Owner	131,383,529	—	—	15,840,049	—	plan? late
Nov 29, 2017 FMForm 4 →	Dec 1, 6:27 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	1,852,552	$13.31	$24,665,444	11,463,014	—	plan?
Oct 4, 2017 GMForm 4 →	Oct 4, 5:35 pm EDT	John H DaltonDirector	21,255	$10.23	$72,480	15,040	—	plan?
Oct 2, 2017 SForm 4 →	Oct 3, 5:03 pm EDT	Linda A BellDirector	13,650	$14.70	$200,678	19,955	−40.6%	plan?
Jun 6, 2017 AForm 4 →	Jun 8, 6:13 pm EDT	John H DaltonDirector	4,136	—	—	132,537	—	plan?
Jun 6, 2017 AForm 4 →	Jun 8, 6:06 pm EDT	William J MoranDirector	4,136	—	—	49,816	—	plan?
Jun 6, 2017 AForm 4 →	Jun 8, 6:03 pm EDT	Stephen T CurwoodDirector	4,136	—	—	25,802	—	plan?
Jun 6, 2017 AForm 4 →	Jun 8, 6:00 pm EDT	Linda A BellDirector	4,136	—	—	33,605	—	plan?
Feb 2, 2017 DForm 4 →	Feb 3, 6:12 pm EST	Shaun D LynnPresident	167,654	$11.07	$1,855,930	5,368	—	plan?
Dec 13, 2016 GForm 4 →	Mar 1, 2018, 7:28 pm EST	Stephen M MerkelEVP, General Counsel and Sec'y	16,350	—	—	23,086	—	plan? late
Nov 11, 2016 FMForm 4 →	Nov 15, 6:19 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	1,548,936	$9.09	$14,079,998	11,366,630	—	plan?
Nov 10, 2016 GMForm 4 →	Nov 14, 6:12 pm EST	John H DaltonDirector	22,602	$3,771.44	$56,827,983	7,955	—	plan?
Sep 30, 2016 DForm 4 →	Sep 30, 6:06 pm EDT	Stephen M MerkelEVP, General Counsel and Sec'y	20,765	$8.75	$181,694	0	—	plan?
Sep 23, 2016 JForm 4 →	Sep 27, 5:26 pm EDT	CF GROUP MANAGEMENT INCDirector, 10% Owner	2,322,676	—	—	14,252,875	—	plan?
Sep 23, 2016 JForm 4 →	Sep 27, 5:23 pm EDT	L. P. Cantor FitzgeraldDirector, 10% Owner	2,228,860	—	—	14,252,875	—	plan?
Aug 16, 2016 AForm 4 →	Aug 19, 4:30 pm EDT	Howard W LutnickChief Executive Officer, Director, 10% Owner	36,405	$8.77	$319,272	29,371,402	—	plan? late
Jun 24, 2016 GJForm 4 →	Sep 27, 5:38 pm EDT	Howard W LutnickChairman and CEO, Director, 10% Owner	3,702,326	—	—	27,412,581	—	plan? late
Jun 22, 2016 AForm 4 →	Jun 24, 9:09 pm EDT	John H DaltonDirector	5,650	—	—	128,401	—	plan?
Jun 22, 2016 AForm 4 →	Jun 24, 10:33 am EDT	William J MoranDirector	5,650	—	—	45,680	—	plan?
Jun 22, 2016 AForm 4 →	Jun 24, 10:26 am EDT	Stephen T CurwoodDirector	5,650	—	—	21,666	—	plan?
Jun 22, 2016 AForm 4 →	Jun 24, 10:23 am EDT	Linda A BellDirector	5,650	—	—	29,469	—	plan?
Apr 26, 2016 GJForm 4 →	Sep 27, 6:15 pm EDT	Stephen M MerkelEVP, General Counsel and Sec'y	42,831	—	—	4,131	—	plan? late
Mar 9, 2016 FMForm 4 →	Mar 11, 5:58 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	482,597	$8.72	$4,210,003	10,412,016	—	plan?
Mar 8, 2016 DForm 4 →	Mar 9, 6:03 pm EST	Stephen T CurwoodDirector	4,000	$8.89	$35,560	16,016	—	plan?
Feb 24, 2016 DForm 4 →	Mar 2, 4:40 pm EST	Anthony Graham SadlerChief Financial Officer	30,794	$8.40	$258,670	21,010	—	plan? late
Feb 23, 2016 DGForm 4 →	Feb 25, 6:39 pm EST	CF GROUP MANAGEMENT INCDirector, 10% Owner	5,970,639	$8.72	$43,600,000	16,521,272	—	plan?
Feb 23, 2016 DGForm 4 →	Feb 25, 6:01 pm EST	L. P. Cantor FitzgeraldDirector, 10% Owner	5,970,639	$8.72	$43,600,000	16,521,272	—	plan?
Feb 19, 2016 DForm 4 →	Feb 23, 9:02 pm EST	Shaun D LynnPresident	431,782	$8.40	$3,626,969	173,022	—	plan?
Feb 11, 2016 DGForm 4 →	Feb 25, 9:49 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	6,029,256	$8.72	$43,600,000	29,078,669	—	plan? late
Dec 23, 2015 DGForm 4 →	Feb 26, 2016, 7:04 pm EST	Stephen M MerkelEVP, General Counsel and Sec'y	120,650	$8.40	$1,008,000	61,502	—	plan? late
Dec 21, 2015 JForm 4 →	Dec 24, 9:36 am EST	CF GROUP MANAGEMENT INCDirector, 10% Owner	2,618,965	—	—	23,493,516	—	plan? late
Dec 21, 2015 JForm 4 →	Dec 24, 9:36 am EST	CF GROUP MANAGEMENT INCDirector, 10% Owner	2,618,965	—	—	23,493,516	—	plan? late
Dec 21, 2015 JForm 4 →	Dec 23, 9:50 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	4,683,351	—	—	23,493,516	—	plan?
Dec 21, 2015 JForm 4 →	Dec 23, 9:35 pm EST	L. P. Cantor FitzgeraldDirector, 10% Owner	2,503,522	—	—	22,493,516	—	plan?
Dec 21, 2015 DJForm 4 →	Dec 23, 8:42 pm EST	Stephen M MerkelEVP, General Counsel and Sec'y	56,206	$9.73	$273,442	6,357	—	plan?
Jul 20, 2015 MForm 4 →	Jul 21, 5:44 pm EDT	Albert M WeisDirector	10,000	$8.86	$88,600	310,418	—	plan?
Jul 17, 2015 FGMForm 4 →	Jul 21, 5:43 pm EDT	John H DaltonDirector	20,421	$9.05	$177,206	421	—	plan?
Jun 8, 2015 SForm 4 →	Jun 10, 6:08 pm EDT	Stephen T CurwoodDirector	4,000	$9.16	$36,640	20,016	−16.7%	plan?
Jun 2, 2015 AForm 4 →	Jun 3, 4:46 pm EDT	John H DaltonDirector	5,476	—	—	122,751	—	plan?
Jun 2, 2015 AForm 4 →	Jun 2, 5:30 pm EDT	Linda A BellDirector	5,476	—	—	23,819	—	plan?
Jun 2, 2015 AForm 4 →	Jun 2, 5:12 pm EDT	Albert M WeisDirector	5,476	—	—	300,418	—	plan?
Jun 2, 2015 AForm 4 →	Jun 2, 5:10 pm EDT	William J MoranDirector	5,476	—	—	40,030	—	plan?
Jun 2, 2015 AForm 4 →	Jun 2, 4:45 pm EDT	Stephen T CurwoodDirector	5,476	—	—	24,016	—	plan?
Apr 13, 2015 AForm 4 →	Apr 16, 9:57 pm EDT	Howard W LutnickChairman and CEO, Director, 10% Owner	24,042,599	—	—	36,314,311	—	plan? late
Apr 13, 2015 AForm 4 →	Apr 16, 9:51 pm EDT	CF GROUP MANAGEMENT INCDirector, 10% Owner	24,042,599	—	—	24,042,599	—	plan? late
Apr 13, 2015 AForm 4 →	Apr 16, 9:43 pm EDT	L. P. Cantor FitzgeraldDirector, 10% Owner	24,042,599	—	—	24,042,599	—	plan? late
Jan 30, 2015 DForm 4 →	Mar 6, 7:17 pm EST	Stephen M MerkelEVP, General Counsel and Sec'y	16,354	$7.83	$128,052	119,166	—	plan? late
Jan 14, 2015 GForm 4 →	Mar 6, 7:02 pm EST	Stephen M MerkelEVP, General Counsel and Sec'y	3,840	—	—	135,520	—	plan? late

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 1, 2019 DForm 4 →	Mar 5, 6:26 pm EST	Shaun D LynnPresident	750,308	—	—	0	—
Mar 1, 2019 DForm 4 →	Mar 5, 6:25 pm EST	Sean A WindeattCOO and Interim CFO	139,265	—	—	0	—
Dec 31, 2018 AForm 4 →	Jan 3, 2019, 5:44 pm EST	Shaun D LynnPresident	750,308	—	—	750,308	—
Dec 31, 2018 AForm 4 →	Jan 3, 2019, 5:43 pm EST	Sean A WindeattChief Operating Officer	139,265	—	—	139,265	—
Apr 2, 2018 DForm 4 →	Apr 4, 5:39 pm EDT	Stephen M MerkelEVP, General Counsel and Sec'y	110,000	$12.79	$1,406,900	0	—
Feb 28, 2018 AForm 4 →	Mar 1, 7:28 pm EST	Stephen M MerkelEVP, General Counsel and Sec'y	110,000	—	—	110,000	—
Dec 13, 2017 AForm 4 →	Dec 21, 6:24 pm EST	L. P. Cantor FitzgeraldDirector, 10% Owner	23,801,347	—	—	23,801,347	—	late
Nov 29, 2017 MForm 4 →	Dec 1, 6:27 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	1,000,000	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 9, 6:06 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	1,179,788	—	—	36,549,932	—
Nov 7, 2017 AForm 4 →	Nov 9, 5:54 pm EST	CF GROUP MANAGEMENT INCDirector, 10% Owner	1,179,788	—	—	36,549,932	—
Nov 7, 2017 AForm 4 →	Nov 9, 5:51 pm EST	L. P. Cantor FitzgeraldDirector, 10% Owner	1,179,788	—	—	36,549,932	—
Oct 4, 2017 MForm 4 →	Oct 4, 5:35 pm EDT	John H DaltonDirector	7,085	—	—	0	—
Nov 11, 2016 MForm 4 →	Nov 15, 6:19 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	800,000	—	—	0	—
Nov 10, 2016 MForm 4 →	Nov 14, 6:12 pm EST	John H DaltonDirector	7,534	—	—	0	—
Nov 7, 2016 AForm 4 →	Nov 9, 8:21 pm EST	CF GROUP MANAGEMENT INCDirector, 10% Owner	624,762	—	—	35,363,486	—
Nov 7, 2016 AForm 4 →	Nov 9, 8:20 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	624,762	—	—	35,363,486	—
Nov 7, 2016 AForm 4 →	Nov 9, 8:19 pm EST	L. P. Cantor FitzgeraldDirector, 10% Owner	624,762	—	—	35,363,486	—
Mar 9, 2016 MForm 4 →	Mar 11, 5:58 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	250,000	—	—	0	—
Feb 24, 2016 AForm 4 →	Feb 26, 6:50 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	1,892,291	—	—	851,531	—
Nov 4, 2015 AForm 4 →	Dec 4, 5:53 pm EST	CF GROUP MANAGEMENT INCDirector, 10% Owner	1,775,481	$3.70	$6,569,280	34,697,576	—	late
Nov 4, 2015 AForm 4 →	Dec 4, 5:47 pm EST	Howard W LutnickChairman and CEO, Director, 10% Owner	1,775,481	$3.70	$6,569,280	34,697,576	—	late
Nov 4, 2015 AForm 4 →	Dec 4, 5:45 pm EST	L. P. Cantor FitzgeraldDirector, 10% Owner	1,775,481	$3.70	$6,569,280	34,697,576	—	late
Oct 29, 2015 DForm 4 →	Nov 2, 5:24 pm EST	Stephen M MerkelEVP, General Counsel and Sec'y	15,519	$8.70	$135,085	0	—
Jul 27, 2015 AForm 4 →	Jul 29, 5:23 pm EDT	Stephen M MerkelEVP, General Counsel and Sec'y	15,519	—	—	6,983	—
Jul 20, 2015 MForm 4 →	Jul 21, 5:44 pm EDT	Albert M WeisDirector	10,000	—	—	0	—
Jul 17, 2015 MForm 4 →	Jul 21, 5:43 pm EDT	John H DaltonDirector	10,000	—	—	0	—
Jun 5, 2015 AForm 4 →	Jun 9, 9:14 pm EDT	CF GROUP MANAGEMENT INCDirector, 10% Owner	25,748,294	—	—	25,359,482	—
Jun 5, 2015 AForm 4 →	Jun 9, 9:11 pm EDT	Howard W LutnickChairman and CEO, Director, 10% Owner	25,748,294	—	—	25,748,294	—
Jun 5, 2015 AForm 4 →	Jun 9, 9:09 pm EDT	L. P. Cantor FitzgeraldDirector, 10% Owner	25,359,482	—	—	25,359,482	—
Jan 30, 2015 ADForm 4 →	Mar 6, 7:17 pm EST	Stephen M MerkelEVP, General Counsel and Sec'y	285,714	$8.98	$1,282,785	0	—	late

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 23, 2018 AJMForm 4 →	Nov 27, 9:45 pm EST	NEWMARK GROUP, INC.NMRK	174,910,057	—	—	0	—	plan?
Dec 13, 2017 ADForm 4 →	Dec 21, 6:21 pm EST	NEWMARK GROUP, INC.NMRK	131,383,529	—	—	15,840,049	—	plan? late

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 23, 2018 JMForm 4 →	Nov 27, 9:45 pm EST	NEWMARK GROUP, INC.NMRK	16,606,726	—	—	0	—
Mar 6, 2018 AForm 4 →	Mar 8, 7:32 pm EST	NEWMARK GROUP, INC.NMRK	16,606,726	$14.57	$241,959,998	16,606,726	—