SEC Form 4 · accession 0001437749-15-013825

BGC Group, Inc. · BGC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 20, 2015

Accepted (ET)

Jul 21, 2015 · 5:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001094831

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, par value $0.01 per share^F1	Jul 20, 2015	M	10,000	$8.86	A	310,418	D
Class A Common Stock, par value $0.01 per share^F2	holding	—	—		—	2,000	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$8.86	Jul 20, 2015	M	10,000	D	Jul 16, 2006	Jul 20, 2015	Class A Common Stock, par value $0.01 per share	10,000	0	D

F1Includes 9,047 shares of Class A Common Stock represented by 9,047 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Sixth Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 9,047 RSUs, (a) 5,476 RSUs were granted on June 2, 2015, of which (i) 2,738 RSUs will vest on June 2, 2016 and (ii) 2,738 RSUs will vest on June 2, 2017, and (b) 3,571 RSUs were granted on June 3, 2014, all of which will vest on June 3, 2016, in each case provided that the reporting person continues to serve as a member of the Board of Directors on such dates.
F2The 2,000 shares of Class A Common Stock held indirectly by the reporting person consist of (a) 1,000 shares held by the reporting person's spouse and (b) 1,000 shares held in trust for the benefit of the reporting person's children.