SEC Form 4 · accession 0001437749-17-001651
BGC Group, Inc. · BGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shaun D Lynn
Officer — President
Period of report
Feb 2, 2017
Accepted (ET)
Feb 3, 2017 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per share | Feb 2, 2017 | D | 167,654 | $11.07 | D | 5,368 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A common stock, par value $0.01 share, of BGC Partners, Inc. (the "Company"), which were sold by the reporting person to the Company in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. This transaction was included in the Company's stock repurchase authorization and was approved by the Compensation Committee of the Board of Directors