SEC Form 4 · accession 0001437749-19-000234

BGC Group, Inc. · BGC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, General Counsel and Sec'y

Period of report

Dec 31, 2018

Accepted (ET)

Jan 3, 2019 · 5:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001094831

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, par value $0.01 per share^F1	Dec 31, 2018	A	113,032	—	A	139,612	D
Class A Common Stock, par value $0.01 per share^F2	holding	—	—		—	6,258	I	By various trusts
Class A Common Stock, par value $0.01 per share^F3	holding	—	—		—	23,581	I	By 401(k) plan
Class A Common Stock, par value $0.01 per share	holding	—	—		—	2,250	I	By reporting person's spouse

No Table II lines on this filing.

F1On December 31, 2018, BGC Partners, Inc. (the "Company") granted to the reporting person 113,032 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") following the redemption and cancellation of an aggregate of 113,032 non-exchangeable limited partnership interests of BGC Holdings, L.P. The grant was partial compensation for services provided by the reporting person to the Company during 2018. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
F2Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee.
F3Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of December 31, 2018.