SEC Form 4 · accession 0001437749-15-011735
BGC Group, Inc. · BGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Dalton
Director
Period of report
Jun 2, 2015
Accepted (ET)
Jun 3, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1,F2 | Jun 2, 2015 | A | 5,476 | $0.00 | A | 122,751 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 5,476 shares of Class A Common Stock are represented by 5,476 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Sixth Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,476 RSUs, 2,738 RSUs will vest on June 2, 2016 and 2,738 RSUs will vest on June 2, 2017, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.
- F2Includes (i) 3,571 RSUs granted on June 3, 2014, which will vest on June 3, 2016; and (ii) 4,570 RSUs granted on June 4, 2014, which will vest on June 4, 2015, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.