SEC Form 4 · accession 0001437749-18-014387
BGC Group, Inc. · BGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Moran
Director
Period of report
Aug 2, 2018
Accepted (ET)
Aug 3, 2018 · 10:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1 | Aug 2, 2018 | P | 10,000 | $11.09 | A | 63,846 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 4,030 RSUs granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "Plan") on June 20, 2018 of which 2,015 RSUs will vest on June 20, 2019 and 2,015 RSUs will vest on June 20, 2020; (ii) 2,068 RSUs granted under the Plan on June 6, 2017, all of which will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.