SEC Form 4 · accession 0001437749-15-013824

BGC Group, Inc. · BGC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 17, 2015

Accepted (ET)

Jul 21, 2015 · 5:43 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001094831

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, par value $0.01 per share^F1	Jul 17, 2015	M	10,000	$8.86	A	132,751	D
Class A Common Stock, par value $0.01 per share^F2,F1	Jul 17, 2015	F	9,579	$9.25	D	123,172	D
Class A Common Stock, par value $0.01 per share^F3,F1	Jul 17, 2015	G	421	$0.00	D	122,751	D
Class A Common Stock, par value $0.01 per share^F3	Jul 17, 2015	G	421	$0.00	A	421	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$8.86	Jul 17, 2015	M	10,000	D	Jul 16, 2006	Jul 20, 2015	Class A Common Stock, par value $0.01 per share	10,000	0	D

F1Includes 5,476 shares of Class A Common Stock represented by 5,476 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Sixth Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,476 RSUs, 2,738 RSUs will vest on June 2, 2016 and 2,738 RSUs will vest on June 2, 2017, provided in each case that the reporting person continues to serve as a member of the Board of Directors on such date.
F2Reflects 9,579 shares of Class A Common Stock withheld by the Issuer at the fair market value of $9.25 per share on the date of exercise to pay the exercise price for the 10,000 options exercised by the reporting person.
F3Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.