SEC Form 4 · accession 0001437749-15-004388
BGC Group, Inc. · BGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Merkel
Officer — EVP, General Counsel and Sec'y
Period of report
Jan 14, 2015
Accepted (ET)
Mar 6, 2015 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1 | Jan 14, 2015 | G | 1,280 | $0.00 | D | 138,000 | D | |
| Class A Common Stock, par value $0.01 per shareF1 | Jan 14, 2015 | G | 1,280 | $0.00 | D | 136,720 | D | |
| Class A Common Stock, par value $0.01 per shareF1 | Jan 14, 2015 | G | 1,280 | $0.00 | D | 135,520 | D | |
| Class A Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 14,966 | I | By 401(k) plan | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 2,250 | I | By reporting person's spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a gift of 1,280 shares of BGC Partners, Inc. (the "Company") Class A Common Stock, par value $0.01 per share ("Class A Common Stock") by the reporting person to a charitable organization.
- F2Represents shares of Class A Common Stock held under the Company's 401(k) plan based on a plan statement dated as of February 27, 2015.