SEC Form 4 · accession 0001437749-15-012133
BGC Group, Inc. · BGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Curwood
Director
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1 | Jun 8, 2015 | S | 4,000 | $9.16 | D | 20,016 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 9,047 shares of Class A Common Stock represented by 9,047 restricted stock units ("RSUs") granted under the PGC Partners, Inc. (the "Company") Long Term Inventive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 9,047 RSUs, (i) 3,571 shares were granted on June 3, 2014, all of which will vest on June 3, 2016; and (ii) 5,476 RSUs granted on June 2, 2015, of which 2,738 RSUs will vest on June 2, 2016 and 2,738 RSUs will vest on June 2, 2017, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.