Company · CIK 0001023844 · SIC 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services
NATIONAL HOLDINGS CORP · NHLD
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2019 FForm 4 → | Mar 6, 7:48 pm EST | Michael A MullenCEO and Chairman of the Board, Director | 26,540 | $2.75 | $72,985 | 149,460 | — | plan? late |
| Feb 12, 2019 FMForm 4 → | Mar 6, 7:48 pm EST | Michael Evan SingerDirector | 40,898 | $3.13 | $38,821 | 16,092 | — | plan? late |
| Feb 12, 2019 MForm 4 → | Mar 6, 7:48 pm EST | Eli SaligDirector | 60,593 | — | — | 60,593 | — | plan? late |
| Feb 12, 2019 MForm 4 → | Mar 6, 7:48 pm EST | Daniel HumeDirector | 28,495 | — | — | 28,495 | — | plan? late |
| Feb 12, 2019 MForm 4 → | Mar 6, 7:47 pm EST | Neil HerskowitzDirector | 60,593 | — | — | 60,593 | — | plan? late |
| Feb 12, 2019 MForm 4 → | Mar 6, 7:47 pm EST | Robert B FagensonDirector | 28,495 | — | — | 373,354 | — | plan? late |
| Feb 11, 2019 JForm 4 → | Feb 13, 7:56 pm EST | NHC Holdings, LLC +110% Owner | 3,149,496 | $3.25 | $10,235,862 | 6,159,550 | — | plan? |
| Feb 1, 2019 PForm 4 → | Feb 14, 6:25 pm EST | Daniel Asher10% Owner | 878,932 | $3.25 | $2,856,509 | 2,464,806 | +55.4% | plan? late |
| Jan 30, 2019 PForm 4 → | Feb 6, 4:19 pm EST | Daniel Asher10% Owner | 2,180 | $3.16 | $6,880 | 1,586,874 | +0.14% | plan? late |
| Jan 29, 2019 PForm 4 → | Jan 30, 4:41 pm EST | Daniel Asher10% Owner | 200 | $3.11 | $622 | 1,584,694 | +0.01% | plan? |
| Jan 28, 2019 PForm 4 → | Jan 29, 5:04 pm EST | Daniel Asher10% Owner | 1,412 | $3.11 | $4,387 | 1,584,494 | +0.09% | plan? |
| Jan 24, 2019 PForm 4 → | Jan 25, 4:49 pm EST | Daniel Asher10% Owner | 1,800 | $3.10 | $5,574 | 1,583,261 | +0.11% | plan? |
| Jan 18, 2019 PForm 4 → | Jan 22, 4:23 pm EST | Daniel Asher10% Owner | 3,421 | $3.25 | $11,118 | 1,581,282 | +0.22% | plan? |
| Jan 15, 2019 SForm 4 → | Jan 17, 4:25 pm EST | Daniel Asher10% Owner | 200 | $3.27 | $654 | 1,574,657 | −0.01% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 17, 4:25 pm EST | Daniel Asher10% Owner | 15,039 | $3.23 | $48,621 | 1,577,861 | +0.96% | plan? late |
| Dec 27, 2018 FMForm 4 → | Jan 31, 2019, 6:18 pm EST | John C. DeSenaChief Operating Officer | 8,374 | $3.20 | $6,797 | 10,316 | — | plan? late |
| Jul 19, 2018 FMForm 4 → | Jan 31, 2019, 6:15 pm EST | Glenn C. WormanPresident and CFO | 34,889 | $3.21 | $28,363 | 17,195 | — | plan? late |
| Jan 3, 2018 FMForm 4 → | Jan 31, 2019, 6:14 pm EST | Michael A MullenCEO and Chairman of the Board, Director | 252,566 | $3.14 | $138,892 | 176,000 | — | plan? late |
| Sep 12, 2016 UForm 4 → | Sep 14, 4:30 pm EDT | Mark GoldwasserDirector | 147,069 | $3.25 | $477,974 | 0 | — | plan? |
| Sep 12, 2016 UForm 4 → | Sep 13, 4:33 pm EDT | Robert B FagensonCEO and Executive Chairman, Director | 550,061 | $3.25 | $1,787,698 | 33,394 | — | plan? |
| Sep 12, 2016 UForm 4 → | Sep 13, 4:33 pm EDT | Glenn C. WormanChief Operating Officer | 10,000 | $3.25 | $32,500 | 0 | — | plan? |
| Sep 12, 2016 UForm 4 → | Sep 13, 4:33 pm EDT | Alan B LevinChief Financial Officer | 14,050 | $3.25 | $45,663 | 0 | — | plan? |
| Sep 12, 2016 UForm 4 → | Sep 13, 4:32 pm EDT | Frederic B Powers IIIDirector | 167,667 | $3.25 | $544,918 | 0 | — | plan? |
| Sep 12, 2016 UForm 4 → | Sep 13, 4:32 pm EDT | Frank PlimptonDirector | 151,129 | $3.25 | $491,169 | 0 | — | plan? |
| Sep 12, 2016 UForm 4 → | Sep 13, 4:32 pm EDT | Frederick Gerald WassermanDirector | 5,093 | $3.25 | $16,552 | 5,092 | — | plan? |
| Sep 12, 2016 UForm 4 → | Sep 13, 4:32 pm EDT | James CiociaDirector | 18,685 | $3.25 | $60,726 | 18,685 | — | plan? |
| Sep 12, 2016 UForm 4 → | Sep 13, 4:32 pm EDT | Richard AbbeDirector | 430,991 | $3.25 | $1,400,721 | 0 | — | plan? |
| Sep 12, 2016 UForm 4 → | Sep 13, 4:32 pm EDT | Joshua SilvermanDirector | 414,323 | $3.25 | $1,346,550 | 414,323 | — | plan? |
| Oct 13, 2015 PForm 4 → | Oct 14, 9:10 pm EDT | Glenn C. WormanExecutive VP - Finance | 7,900 | $2.40 | $18,952 | 10,000 | +376% | plan? |
| Oct 9, 2015 PForm 4 → | Oct 13, 4:15 pm EDT | Robert B FagensonCEO and Executive Chairman, Director | 2,000 | $2.42 | $4,830 | 12,000 | +20.0% | plan? |
| Oct 9, 2015 PForm 4 → | Oct 13, 4:15 pm EDT | Glenn C. WormanExecutive VP - Finance | 2,100 | $2.38 | $4,998 | 2,100 | — | plan? |
| Sep 19, 2015 MForm 4 → | Nov 19, 5:53 pm EST | Alan B LevinChief Financial Officer | 1,666 | — | — | 14,050 | — | plan? late |
| Mar 4, 2015 PForm 4/A → | May 20, 5:11 pm EDT | Robert B FagensonCEO and Executive Chairman, Director | 1,000 | $4.50 | $4,500 | 811,468 | +0.12% | plan? |
| Mar 4, 2015 PForm 4 → | Mar 6, 4:17 pm EST | Robert B FagensonCEO and Executive Chairman, Director | 1,000 | $4.50 | $4,500 | 8,024,672 | +0.01% | plan? amended |
| Mar 3, 2015 PForm 4 → | Mar 4, 4:15 pm EST | Robert B FagensonCEO and Executive Chairman, Director | 1,000 | $4.60 | $4,600 | 8,023,627 | +0.01% | plan? |
| Feb 25, 2015 PForm 4 → | Feb 26, 4:19 pm EST | Robert B FagensonCEO and Executive Chairman, Director | 1,000 | $4.50 | $4,500 | 8,022,627 | +0.01% | plan? |
| Feb 24, 2015 PForm 4 → | Feb 25, 4:15 pm EST | Robert B FagensonCEO and Executive Chairman, Director | 2,000 | $4.40 | $8,800 | 8,021,627 | +0.02% | plan? |
| Feb 23, 2015 PForm 4 → | Feb 24, 4:15 pm EST | Robert B FagensonCEO and Executive Chairman, Director | 5,000 | $4.31 | $21,538 | 8,019,627 | +0.06% | plan? |
| Jan 2, 2015 PForm 4 → | Jan 6, 1:01 pm EST | Mark GoldwasserPresident, Director | 40,000 | $0.47 | $18,800 | 21,204 | — | plan? |
| Sep 19, 2013 MForm 4 → | Jan 22, 2015, 6:28 pm EST | Alan B LevinChief Financial Officer | 33,334 | — | — | 123,834 | — | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2019 AForm 4 → | Mar 6, 7:48 pm EST | Athanassios MichasDirector | 50,000 | — | — | 50,000 | — | late |
| Feb 13, 2019 AForm 4 → | Feb 26, 5:06 pm EST | Barbara CreaghDirector | 50,000 | — | — | 50,000 | — | late |
| Feb 13, 2019 AForm 4 → | Feb 25, 8:49 pm EST | Jeff GaryDirector | 50,000 | — | — | 50,000 | — | late |
| Nov 1, 2018 AMForm 4 → | Jan 31, 2019, 6:18 pm EST | John C. DeSenaChief Operating Officer | 184,865 | — | — | 340,847 | — | late |
| Feb 12, 2018 AMForm 4 → | Mar 6, 2019, 7:48 pm EST | Michael Evan SingerDirector | 89,088 | — | — | 32,098 | — | late |
| Feb 12, 2018 AMForm 4 → | Mar 6, 2019, 7:48 pm EST | Eli SaligDirector | 121,186 | — | — | 0 | — | late |
| Feb 12, 2018 AMForm 4 → | Mar 6, 2019, 7:48 pm EST | Daniel HumeDirector | 89,088 | — | — | 32,098 | — | late |
| Feb 12, 2018 AMForm 4 → | Mar 6, 2019, 7:47 pm EST | Neil HerskowitzDirector | 121,186 | — | — | 0 | — | late |
| Feb 12, 2018 AMForm 4 → | Mar 6, 2019, 7:47 pm EST | Robert B FagensonDirector | 89,088 | — | — | 32,098 | — | late |
| Jan 3, 2018 AMForm 4 → | Jan 31, 2019, 6:14 pm EST | Michael A MullenCEO and Chairman of the Board, Director | 883,867 | — | — | 1,092,201 | — | late |
| Jul 19, 2017 AMForm 4 → | Jan 31, 2019, 6:15 pm EST | Glenn C. WormanPresident and CFO | 585,877 | — | — | 533,793 | — | late |
| Sep 19, 2015 MForm 4 → | Nov 19, 5:53 pm EST | Alan B LevinChief Financial Officer | 1,666 | — | — | 0 | — | late |
| May 7, 2015 AForm 4 → | May 12, 10:01 am EDT | Glenn C. WormanExecutive VP - Finance | 180,000 | — | — | 180,000 | — | late |
| Sep 19, 2013 AMForm 4 → | Jan 22, 2015, 6:28 pm EST | Alan B LevinChief Financial Officer | 83,334 | — | — | 16,666 | — | late |