SEC Form 4 · accession 0001251859-19-000010
NATIONAL HOLDINGS CORP · NHLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Asher
10% Owner
Period of report
Jan 30, 2019
Accepted (ET)
Feb 6, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2019 | P | 1,580 | $3.1394 | A | 1,586,274 | D | |
| Common Stock | Feb 4, 2019 | P | 600 | $3.20 | A | 1,586,874 | D |
Table II — derivative securities
No Table II lines on this filing.