SEC Form 4 · accession 0001437749-16-038639
NATIONAL HOLDINGS CORP · NHLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn C. Worman
Officer — Chief Operating Officer
Period of report
Sep 12, 2016
Accepted (ET)
Sep 13, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per share | Sep 12, 2016 | U | 10,000 | $3.25 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.