Insider holders · CIK 0001023844
NATIONAL HOLDINGS CORP · NHLD
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| NHC Holdings, LLC10% Owner | 6,159,550 | 6,159,550 | 12,319,100 | Feb 13, 2019 · 7:56 pm EST | Form 4 |
| B. Riley Financial, Inc.10% Owner | 6,159,550 | 6,159,550 | 12,319,100 | Feb 13, 2019 · 7:56 pm EST | Form 4 |
| FBIO Acquisition, Inc.10% Owner | 7,037,482 | 16,294 | 7,053,776 | Sep 22, 2016 · 6:56 pm EDT | Form 3 |
| Opus Point Healthcare Innovations (Offshore) Fund Ltd.10% Owner | 7,037,482 | 16,294 | 7,053,776 | Sep 22, 2016 · 6:56 pm EDT | Form 3 |
| Opus Point Partners, LLC10% Owner | 7,037,482 | 16,294 | 7,053,776 | Sep 22, 2016 · 6:56 pm EDT | Form 3 |
| Fortress Biotech, Inc.10% Owner | 7,037,482 | 16,294 | 7,053,776 | Sep 22, 2016 · 6:56 pm EDT | Form 3 |
| Michael S WeissDirector | 7,037,482 | 16,294 | 7,053,776 | Sep 22, 2016 · 6:56 pm EDT | Form 3 |
| Lindsay A Rosenwald M.D.10% Owner | 7,037,482 | 16,294 | 7,053,776 | Sep 22, 2016 · 6:56 pm EDT | Form 3 |
| Daniel Asher10% Owner | 1,586,874 | 2,464,806 | 4,051,680 | Feb 14, 2019 · 6:25 pm EST | Form 4 |
| Mark D Kleinrelationship not stated | 31,226 | 482,277 | 513,503 | Dec 10, 2015 · 7:53 pm EST | Form 3 |
| Joshua SilvermanDirector | — | 414,323 | 414,323 | Sep 13, 2016 · 4:32 pm EDT | Form 4 |
| Robert B FagensonDirector | 373,354 | 33,394 | 406,748 | Mar 6, 2019 · 7:47 pm EST | Form 4 |
| Michael A MullenCEO and Chairman of the Board | 149,460 | — | 149,460 | Mar 6, 2019 · 7:48 pm EST | Form 4 |
| Neil HerskowitzDirector | 60,593 | — | 60,593 | Mar 6, 2019 · 7:47 pm EST | Form 4 |
| Eli SaligDirector | 60,593 | — | 60,593 | Mar 6, 2019 · 7:48 pm EST | Form 4 |
| Robert Antin Children Irrevocable Trust dtd 1/1/01relationship not stated | — | 47,296 | 47,296 | Dec 11, 2015 · 6:04 pm EST | Form 3/A |
| B. Riley & Co., LLC 401(K) Profit Sharing Planrelationship not stated | — | 47,296 | 47,296 | Dec 11, 2015 · 6:04 pm EST | Form 3/A |
| B. RILEY CAPITAL MANAGEMENT, LLCrelationship not stated | — | 47,296 | 47,296 | Dec 11, 2015 · 6:04 pm EST | Form 3/A |
| BRC Partners Opportunity Fund, LPrelationship not stated | — | 47,296 | 47,296 | Dec 11, 2015 · 6:04 pm EST | Form 3/A |
| B. Riley & Co., LLCrelationship not stated | — | 47,296 | 47,296 | Dec 11, 2015 · 6:04 pm EST | Form 3/A |
| Bryant R Rileyrelationship not stated | — | 47,296 | 47,296 | Dec 11, 2015 · 6:04 pm EST | Form 3/A |
| Daniel HumeDirector | 28,495 | — | 28,495 | Mar 6, 2019 · 7:48 pm EST | Form 4 |
| James CiociaDirector | 18,685 | — | 18,685 | Sep 13, 2016 · 4:32 pm EDT | Form 4 |
| Glenn C. WormanPresident and CFO | 17,195 | — | 17,195 | Jan 31, 2019 · 6:15 pm EST | Form 4 |
| Michael Evan SingerDirector | 16,092 | — | 16,092 | Mar 6, 2019 · 7:48 pm EST | Form 4 |
| John C. DeSenaChief Operating Officer | 10,316 | — | 10,316 | Jan 31, 2019 · 6:18 pm EST | Form 4 |
| Frederick Gerald WassermanDirector | 5,092 | — | 5,092 | Sep 13, 2016 · 4:32 pm EDT | Form 4 |
| Barbara CreaghDirector | 0 | — | 0 | Feb 26, 2019 · 5:05 pm EST | Form 3 |
| Frederic B Powers IIIDirector | — | 0 | 0 | Sep 13, 2016 · 4:32 pm EDT | Form 4 |
| Richard AbbeDirector | — | 0 | 0 | Sep 13, 2016 · 4:32 pm EDT | Form 4 |
| Alan B LevinChief Financial Officer | 0 | — | 0 | Sep 13, 2016 · 4:33 pm EDT | Form 4 |
| Jeff GaryDirector | 0 | — | 0 | Feb 25, 2019 · 8:49 pm EST | Form 3 |
| Athanassios MichasDirector | 0 | — | 0 | Mar 6, 2019 · 7:44 pm EST | Form 3 |
| Frank PlimptonDirector | 0 | — | 0 | Sep 13, 2016 · 4:32 pm EDT | Form 4 |
| Mark GoldwasserDirector | 0 | 0 | 0 | Sep 14, 2016 · 4:30 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.