SEC Form 4 · accession 0001437749-19-004256
NATIONAL HOLDINGS CORP · NHLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Mullen
Officer — CEO and Chairman of the Board · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 6, 2019 · 7:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | F | 26,540 | $2.75 | D | 149,460 | D |
Table II — derivative securities
No Table II lines on this filing.