SEC Form 4 · accession 0001251859-19-000008
NATIONAL HOLDINGS CORP · NHLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Asher
10% Owner
Period of report
Jan 28, 2019
Accepted (ET)
Jan 29, 2019 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | P | 812 | $3.1049 | A | 1,583,894 | D | |
| Common Stock | Jan 28, 2019 | P | 600 | $3.11 | A | 1,584,494 | D |
Table II — derivative securities
No Table II lines on this filing.