SEC Form 4 · accession 0001437749-15-018353
NATIONAL HOLDINGS CORP · NHLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn C. Worman
Officer — Executive VP - Finance
Period of report
Oct 13, 2015
Accepted (ET)
Oct 14, 2015 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per share | Oct 13, 2015 | P | 100 | $2.367 | A | 2,200 | D | |
| Common Stock, par value $0.02 per share | Oct 13, 2015 | P | 300 | $2.385 | A | 2,500 | D | |
| Common Stock, par value $0.02 per share | Oct 13, 2015 | P | 100 | $2.395 | A | 2,600 | D | |
| Common Stock, par value $0.02 per share | Oct 13, 2015 | P | 7,400 | $2.40 | A | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.