SEC Form 4 · accession 0001437749-19-003422
NATIONAL HOLDINGS CORP · NHLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara Creagh
Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 26, 2019 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023844
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 13, 2019 | A | 50,000 | A | — | — | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of National Holdings Corporation's (the "Company") common stock.
- F2The restricted stock units vest in three equal annual installments beginning February 13, 2020. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.