Form4insider filings, from the source

Daily feed · SEC Form 4 filings

All insider purchases — Jan 3, 2019

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

105 filings · trading day Jan 3, 2019Download CSVQuotes for these symbols ↗
TradeReported (ET)CompanyInsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 28, 2018 PForm 4 →Jan 2, 2019, 6:04 pm ESTINTERNATIONAL FLAVORS & FRAGRANCES INCIFFWinder Investment Pte Ltd10% Owner52,200$132.31$6,906,51019,486,458+0.27% plan?
Nov 28, 2018 PForm 4 →Jan 2, 2019, 4:54 pm ESTPENN VIRGINIA CORPPVACMangrove Partners Master Fund, Ltd. +210% Owner52,500$57.75$3,031,8751,667,997+3.25% plan? late
Dec 31, 2018 PForm 4 →Jan 3, 2019, 9:12 am ESTGenius Brands International, Inc.GNUSAndy HeywardChief Executive Officer, Director, 10% Owner620,401$3.12$1,935,651990,728+168% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:20 pm ESTNeonode Inc.NEONUlf RosbergDirector, 10% Owner1,138,796$1.60$1,822,0741,589,956+252% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:46 pm ESTNuverra Environmental Solutions, Inc.NESGates Capital Management, L.P. +310% Owner117,696$9.58$1,127,6127,045,370+1.70% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:10 pm ESTNuverra Environmental Solutions, Inc.no symbolAscribe Management LLC +410% Owner116,313$9.61$1,117,7687,021,879+1.68% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:14 pm ESTNuverra Environmental Solutions, Inc.no symbolAscribe Capital LLC +510% Owner116,313$9.61$1,117,7687,021,879+1.68% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 8:18 pm ESTSelect Interior Concepts, Inc.SICB. Riley Financial, Inc. +410% Owner129,756$6.65$862,9382,679,273+5.09% plan?
Nov 15, 2018 PForm 4 →Jan 3, 2019, 2:15 pm ESTCREATIVE REALITIES, INC.CREXJoseph M. Manko Jr.Director142,850$3.50$499,975308,923+86.0% plan? late
Jan 2, 2019 PForm 4 →Jan 2, 5:18 pm ESTBarings BDC, Inc.BBDCBARINGS LLC10% Owner48,461$9.21$446,20512,649,088+0.38% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:15 pm ESTAmerican Assets Trust, Inc.AATErnest S RadyChairman, CEO & President, Director, 10% Owner10,805$39.84$430,471200,627+5.69% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:32 pm ESTSequential Brands Group, Inc.SQBGPRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. +110% Owner480,818$0.7098$341,3058,760,706+5.81% plan?
Dec 31, 2018 PForm 4 →Jan 3, 2019, 3:27 pm ESTMid-Con Energy Partners, LPMCEPJohn C Goff +210% Owner380,000$0.7798$296,324160,000— plan? amended
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:16 pm ESTQUANTA SERVICES INCPWRVincent D FosterDirector9,000$29.99$269,910243,858+3.83% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 5:24 pm ESTREVLON INC /DE/REVRonald O PerelmanDirector, 10% Owner10,000$25.15$251,48945,348,821+0.02% plan?
Jan 2, 2019 PForm 4 →Jan 2, 4:32 pm ESTE.W. SCRIPPS CoSSPMary Peirce10% Owner14,215$16.07$228,391488,362+3.00% plan?
Jan 2, 2019 PForm 4 →Jan 3, 3:48 pm ESTGLOBAL MACRO TRUSTno symbolGregg BuckbinderOther9$19,250.00$179,314245+3.95% plan?
Dec 31, 2018 PForm 4 →Jan 3, 2019, 9:22 am ESTSITE Centers Corp.SITCDavid R LukesPresident & CEO, Director15,000$11.00$165,000240,015+6.67% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 6:15 pm ESTMETHODE ELECTRONICS INCMEIRonald L.G. TsoumasVP Finance and CFO5,735$24.98$143,2609,300+161% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 6:22 pm ESTBOK FINANCIAL CORP ET ALBOKFJoseph A. Gottron IIEVP, Chief Information Officer1,900$72.69$138,1038,456+29.0% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:15 pm ESTCOVANTA HOLDING CORPCVAMichael Joseph de CastroEVP Supply Chain10,000$13.36$133,63078,008+14.7% plan?
Jan 2, 2019 PForm 4 →Jan 3, 7:51 am ESTOpko Health, Inc.OPKPhillip Md Et Al Frost +1CEO & Chairman, Director, 10% Owner40,000$3.24$129,71324,695,177+0.16% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 6:09 pm ESTWIRELESS TELECOM GROUP INCWTTJoseph M. Manko Jr. +310% Owner72,372$1.73$125,3992,185,804+3.42% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 9:01 pm ESTAerpio Pharmaceuticals, Inc.ARPOMuneer A SatterDirector, 10% Owner60,000$1.80$108,1105,498,017+1.10% plan?
Jan 2, 2019 PForm 4 →Jan 3, 11:19 am ESTREED'S, INC.REEDJohn BelloDirector50,000$2.00$100,0001,183,982+4.41% plan?
Dec 11, 2018 PForm 4 →Jan 3, 2019, 3:47 pm ESTZivo Bioscience, Inc.ZIVOChristopher D. MaggioreDirector, 10% Owner724,500$0.1228$88,98521,214,020+3.54% plan? late
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:20 pm ESTCue Biopharma, Inc.CUEChristopher A MarlettDirector18,521$4.64$85,93789,602+26.1% plan?
Dec 31, 2018 PForm 4 →Jan 3, 2019, 8:07 am ESTWIZARD ENTERTAINMENT, INC.WIZDPaul L. KesslerExecutive Chairman, Director, 10% Owner522,070$0.163$85,09750,680,606+1.04% plan?
Jan 3, 2019 PForm 4 →Jan 3, 12:36 pm ESTQHY GROUPQHYGMao XuChairman and CEO, Director, 10% Owner8,229,930$0.01$82,29941,149,649+25.0% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:55 pm ESTMCCLATCHY COMNIChatham Asset Management, LLC10% Owner10,000$8.12$81,1571,075,182+0.94% plan?
Jan 2, 2019 PForm 4 →Jan 3, 11:27 am ESTDNP SELECT INCOME FUND INCDNPDavid J VitaleDirector7,000$10.44$73,08023,281+43.0% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:29 pm ESTBlackRock 2022 Global Income Opportunity TrustBGIORichard M RiederOther8,275$8.36$69,178504,949+1.67% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:22 pm ESTNeonode Inc.NEONHakan PerssonChief Executive Officer34,375$1.60$55,00034,375— plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:12 pm ESTRegulus Therapeutics Inc.RGLSStelios PapadopoulosDirector50,000$1.09$54,570835,073+6.37% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:31 pm ESTDESTINATION XL GROUP, INC.DXLGCANNELL CAPITAL LLC10% Owner24,227$2.10$50,8235,170,722+0.47% plan?
Jan 2, 2019 PForm 4 →Jan 3, 10:25 am ESTAxonic Alternative Income FundAAIDXPeter SchendelOther2,000$25.00$50,0002,000— plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 6:47 pm ESTAzurRx BioPharma, Inc.AZRXJohan M. SpoorPRESIDENT AND CEO, Director38,583$1.30$49,969338,617+12.9% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:21 pm ESTNeonode Inc.NEONAndreas BungeDirector29,000$1.60$46,400104,000+38.7% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:25 pm ESTEVOLUTION PETROLEUM CORPEPMMarran H. OgilvieDirector6,800$6.81$46,30836,667+22.8% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:29 pm ESTBLACKROCK MUNIYIELD NEW JERSEY FUND, INC.MYJTheodore R Jaeckel Jr.Other3,442$12.95$44,57426,902+14.7% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 5:42 pm ESTTRANSATLANTIC PETROLEUM LTD.TATJonathon FiteDirector40,000$1.05$42,1881,915,548+2.13% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:00 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYThomas T RankinOther646$61.95$40,022541— plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:00 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYClaiborne R RankinDirector645$61.96$39,961539— plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:27 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYChloe O RankinOther645$61.96$39,961539— plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:26 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYChloe O RankinOther608$61.36$37,307534— plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:15 pm ESTCherry Hill Mortgage Investment CorpCHMIJeffrey B LownPresident, Director2,000$17.42$34,8409,350+27.2% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:18 pm ESTCue Biopharma, Inc.CUEAnthony DigiandomenicoDirector7,000$4.62$32,34057,000+14.0% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 6:44 pm ESTAzurRx BioPharma, Inc.AZRXMaged ShenoudaCHIEF FINANCIAL OFFICER, Director20,000$1.31$26,21462,500+47.1% plan?
Jun 29, 2012 PForm 4 →Jan 3, 2019, 11:46 am ESTLMP CAPITAL & INCOME FUND INC.SCDMark McAllisterOther2,000$12.87$25,7382,000— plan? late
Dec 31, 2018 PForm 4 →Jan 2, 2019, 5:06 pm ESTLiberty Media CorpBATRAGAMCO INVESTORS, INC. ET AL +310% Owner1,000$24.82$24,8171,000— plan?
Dec 31, 2018 PForm 4 →Jan 3, 2019, 9:16 am ESTVuzix CorpVUZIEdward William Kay Jr.Director5,000$4.79$23,95965,000+8.33% plan?
Jan 2, 2019 PForm 4 →Jan 3, 3:32 pm ESTGLOBAL MACRO TRUSTno symbolMark FitzsimmonsOther3$7,000.00$23,709161+2.15% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:10 pm ESTPLAINS GP HOLDINGS LPPAGPOscar K BrownDirector1,000$19.82$19,82015,000+7.14% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 6:00 pm ESTProvention Bio, Inc.PRVBFrancisco LeonChief Scientific Officer, Director10,000$1.64$16,4002,547,500+0.39% plan?
Jan 3, 2019 PForm 4 →Jan 3, 2:21 pm ESTTORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZBrian Alan KessensPresident1,000$16.30$16,3002,000+100% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:58 pm ESTAzurRx BioPharma, Inc.AZRXCharles J CasamentoDirector9,000$1.41$12,69056,500+18.9% plan?
Jan 2, 2019 PForm 4 →Jan 3, 7:52 am ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTSAdam Scott MalamedExecutive VP and COO, Director5,000$2.38$11,8751,242,517+0.40% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 7:16 pm ESTREGIONAL HEALTH PROPERTIES, INCRHE-ACharles L Frischer10% Owner5,092$2.25$11,457381,693+1.35% plan?
Jan 3, 2019 PForm 4 →Jan 3, 2:23 pm ESTTORTOISE PIPELINE & ENERGY FUND, INC.TTPBrian Alan KessensPresident850$12.81$10,8892,000+73.9% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:05 pm ESTAGREE REALTY CORPADCJohn Rakolta Jr.Director162$59.39$9,621208,678+0.08% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:09 pm ESTU.S. GOLD CORP.USAUDavid RectorCOO, Corporate Secretary10,000$0.8384$8,384428,000+2.39% plan?
Dec 21, 2018 PForm 4 →Jan 3, 2019, 1:09 pm ESTNYMOX PHARMACEUTICAL CORPNYMXErik DanielsenCFO6,000$1.35$8,08520,900+40.3% plan? late
Dec 19, 2018 PForm 4 →Jan 3, 2019, 1:05 pm ESTNYMOX PHARMACEUTICAL CORPNYMXErik DanielsenCFO5,000$1.54$7,71114,900+50.5% plan? late
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:24 pm ESTNeonode Inc.NEONGoran Lindqvist LarsCFO4,375$1.60$7,0009,375+87.5% plan?
Jan 3, 2019 PForm 4 →Jan 3, 11:16 am ESTGuggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)GPMMaynard F. OliveriusDirector1,000$6.84$6,84019,854+5.30% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:29 pm ESTMID PENN BANCORP INCMPBMatthew G De SotoDirector271$23.02$6,23813,611+2.03% plan?
Jan 2, 2019 PForm 4 →Jan 3, 3:41 pm ESTGLOBAL MACRO TRUSTno symbolHarvey BekerOther2$3,500.00$5,929108+1.59% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 8:37 pm ESTONE STOP SYSTEMS, INC.OSSDavid RaunDirector2,500$2.05$5,12512,500+25.0% plan?
Dec 31, 2018 PForm 4 →Jan 3, 2019, 3:04 pm ESTAMARILLO BIOSCIENCES INCAMARStephen T ChenPresident, Chairman & CEO, Director, 10% Owner17,000$0.2465$4,190488,000+3.61% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:21 pm ESTMID PENN BANCORP INCMPBNoble C Quandel Jr.Director130$23.02$2,99370,317+0.19% plan?
Jan 3, 2019 PForm 4 →Jan 3, 11:25 am ESTGuggenheim Taxable Municipal Managed Duration TrustGBABRonald E Toupin Jr.Director132$22.22$2,9331,543+9.36% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:40 pm ESTHunt Companies Finance Trust, Inc.HCFTNeil A. CumminsDirector1,000$2.85$2,85035,794+2.87% plan?
Jan 3, 2019 PForm 4 →Jan 3, 11:29 am ESTGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOFRonald E Toupin Jr.Director150$18.67$2,8012,212+7.27% plan?
Jan 3, 2019 PForm 4 →Jan 3, 11:27 am ESTGuggenheim Credit Allocation FundGGMRonald E Toupin Jr.Director150$18.66$2,7991,895+8.60% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:16 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYMatthew M RankinOther45$61.66$2,775539+9.11% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:29 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYElizabeth B RankinOther45$61.66$2,775539+9.11% plan?
Jan 3, 2019 PForm 4 →Jan 3, 11:22 am ESTFIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDFMORonald E Toupin Jr.Director300$9.08$2,7233,619+9.04% plan?
Jan 3, 2019 PForm 4 →Jan 3, 11:31 am ESTGuggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)GPMRonald E Toupin Jr.Director400$6.78$2,71311,676+3.55% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:23 pm ESTMID PENN BANCORP INCMPBJoel L. FrankDirector108$23.02$2,4862,603+4.33% plan?
Jan 2, 2019 PForm 4 →Jan 3, 11:46 am ESTRGC RESOURCES INCRGCORaymond D Smoot Jr.Director78$29.80$2,33337,465+0.21% plan?
Jan 2, 2019 PForm 4 →Jan 3, 9:09 am ESTHILLS BANCORPORATIONHBIA.PKSteven R RoppSr VP, Director Comm'l Banking42$53.55$2,25015,252+0.28% plan?
Dec 31, 2018 PForm 4 →Jan 3, 2019, 12:07 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYLynne T RankinOther35$61.98$2,169538+6.96% plan?
Dec 31, 2018 PForm 4 →Jan 3, 2019, 12:26 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYJames T RankinOther35$61.98$2,169538+6.96% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:53 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYJames T RankinOther32$61.33$1,962532+6.40% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 5:00 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYLynne T RankinOther32$61.33$1,962532+6.40% plan?
Jan 2, 2019 PForm 4 →Jan 3, 3:21 pm ESTFIRST MERCHANTS CORPFRMEGary LehmanDirector49$34.17$1,66738,353+0.13% plan?
Jan 2, 2019 PForm 4 →Jan 3, 11:07 am ESTRGC RESOURCES INCRGCONancy H AgeeDirector50$29.80$1,50032,043+0.16% plan?
Dec 31, 2018 PForm 4 →Jan 3, 2019, 12:14 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYThomas Parker RankinOther18$61.99$1,116455+4.12% plan?
Jan 2, 2019 PForm 4 →Jan 2, 5:17 pm ESTDPW Holdings, Inc.DPWAult & Company, Inc.See Remark, Director10,000$0.1091$1,091295,357+3.50% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:18 pm ESTMID PENN BANCORP INCMPBGregory M KerwinDirector44$23.02$1,01330,330+0.15% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:47 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYThomas Parker RankinOther16$61.33$981450+3.69% plan?
Dec 27, 2018 PForm 4 →Jan 3, 2019, 3:52 pm ESTENDONOVO THERAPEUTICS, INC.ENDVMichael Scott MannPresident41,100$0.0188$77226,660,697+0.15% plan? late
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:30 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYMargaret Pollard RankinOther11$61.68$678538+2.09% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:33 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYVested Trust for Margaret Pollard RankinOther11$61.68$678538+2.09% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:36 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYJames T. Rankin Jr.Other11$61.68$678538+2.09% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:39 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYVested Trust for James T. Rankin, Jr.Other11$61.68$678538+2.09% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:39 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYWilliam A RankinOther11$61.68$678539+2.08% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:42 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYMatthew M. Rankin & James T. Rankin Co-Trustees for William Alexander Rankin U/A/D May 10, 2007Other11$61.68$678539+2.08% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:45 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYMary M RankinOther11$61.68$678539+2.08% plan?
Dec 28, 2018 PForm 4 →Jan 2, 2019, 4:49 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYMatthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10, 2007Other11$61.68$678539+2.08% plan?
Jan 2, 2019 PForm 4 →Jan 3, 3:54 pm ESTGLOBAL MACRO TRUSTno symbolGeorge E CrappleOther1$1,050.00$53334+1.54% plan?
Jan 2, 2019 PForm 4 →Jan 3, 3:21 pm ESTFIRST MERCHANTS CORPFRMEPatrick A ShermanDirector15$34.17$50036,676+0.04% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 4:26 pm ESTMID PENN BANCORP INCMPBRobert A AbelDirector21$23.02$483505+4.34% plan?
Jan 2, 2019 PForm 4 →Jan 3, 2:34 pm ESTBAR HARBOR BANKSHARESBHBMatthew L CarasDirector10$22.60$2269,452+0.11% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 6:22 pm ESTLive Current Media Inc.LIVCAmir VahabzadehDirector102$0.06$63,809,620+0.00% plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.