SEC Form 4 · accession 0001127602-19-000230

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas T Rankin

Other

Period of report

Dec 31, 2018

Accepted (ET)

Jan 2, 2019 · 4:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 31, 2018	P	1	$61.81	A	69	I	Proportionate interest in shares held by RA5 held by RMI
Class A Common Stock^F1,F2	Dec 31, 2018	P	4	$61.81	A	585	I	Proportionate Interest in shares held by RAV
Class A Common Stock^F1,F2	Dec 31, 2018	P	56	$61.81	A	26,224	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock^F1,F2	Dec 31, 2018	P	56	$61.81	A	26,224	I	Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock^F1,F2	Dec 31, 2018	P	56	$61.81	A	26,224	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock^F1,F3	Dec 31, 2018	P	1	$62.35	A	586	I	Proportionate Interest in shares held by RAV
Class A Common Stock^F1,F3	Dec 31, 2018	P	20	$62.35	A	26,244	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock^F1,F3	Dec 31, 2018	P	20	$62.35	A	26,244	I	Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock^F1,F3	Dec 31, 2018	P	20	$62.35	A	26,244	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock^F1,F2	Dec 31, 2018	P	1	$61.81	A	85	I	Proportionate interest in shares held by RA6 held by RMI
Class A Common Stock^F1,F2	Dec 31, 2018	P	98	$61.81	A	26,342	I	Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock^F1,F2	Dec 31, 2018	P	98	$61.81	A	26,342	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock^F1,F2	Dec 31, 2018	P	98	$61.81	A	26,342	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock^F1,F2	Dec 31, 2018	P	2	$61.81	A	249	I	Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1,F2	Dec 31, 2018	P	4	$61.81	A	539	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 31, 2018	P	36	$62.35	A	26,378	I	Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock^F1,F3	Dec 31, 2018	P	36	$62.35	A	26,378	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock^F1,F3	Dec 31, 2018	P	36	$62.35	A	26,378	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock^F1,F3	Dec 31, 2018	P	1	$62.35	A	250	I	Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1,F3	Dec 31, 2018	P	2	$62.35	A	541	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F4	holding	—	—		—	3,622	I	Held by Spouse
Class A Common Stock^F4	holding	—	—		—	14,343	I	Spouses proportionate interest in shares held by RA1
Class A Common Stock^F4	holding	—	—		—	1,843	I	spouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock	holding	—	—		—	7	D
Class A Common Stock	holding	—	—		—	19	I	proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stock	holding	—	—		—	25,324	I	proportionate interest in shares held in RA1
Class A Common Stock	holding	—	—		—	34,849	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	65,824	I	Proportionate LP interest in shares held in RA4
Class A Common Stock	holding	—	—		—	1,975	I	Proportionate interest in shares held in RMI
Class A Common Stock	holding	—	—		—	152,776	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4,F5	—	holding	—	—	—	—	—	Class A Common Stock	3,622	3,622	I
Class B Common Stock^F4,F5	—	holding	—	—	—	—	—	Class A Common Stock	25,657	25,657	I
Class B Common Stock^F4,F5	—	holding	—	—	—	—	—	Class A Common Stock	1,843	1,843	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	7	7	D
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	45,300	45,300	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	34,849	34,849	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	104,286	104,286	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	145,912	145,912	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19.
F32018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45.
F4Reporting Person disclaims beneficial ownership of all such shares.
F5N/A