SEC Form 4 · accession 0001209191-19-000388
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathon Fite
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2,F3,F4 | Dec 31, 2018 | J | 135,452 | $1.0188 | A | 1,875,548 | I | By KMF Investments Partners, LP |
| Common SharesF5,F6,F3,F4 | Dec 31, 2018 | P | 40,000 | $1.0547 | A | 1,915,548 | I | By KMF Investments Partners, LP |
| Common Shares | holding | — | — | — | 28,146 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1KMF Investments Partners, LP received 135,452 common shares of the Issuer as a dividend on 69,000 shares of the Issuer's 12% Series A Convertible Redeemable Preferred Shares owned by KMF Investments Partners, LP on the dividend record date.
- F2The common shares were issued at a price of $1.0188 per share, which was equal to the 15-day volume weighted average price through the close of trading of the common shares on the NYSE American on December 14, 2018.
- F3The reporting person is a co-owner of the general partner of KMF Investments Partners, LP, which owns the reported securities, and is also a limited partner of KMF Investments Partners, LP.
- F4The reporting person disclaims beneficial ownership of the securities covered by this statement except to the extent of his pecuniary interest therein, and the inclusion of the securities covered by this statement herein shall not be deemed an admission of beneficial ownership of the securities covered by this statement for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
- F5The price reported in Column 4 is a weighted average price. These common shares were purchased in multiple transactions at prices ranging from $1.01 to $1.08, inclusive.
- F6The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares purchased at each separate price within the ranges set forth in the footnotes to this statement.