SEC Form 4 · accession 0001179110-19-000099
Guggenheim Credit Allocation Fund · GGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald E Toupin Jr.
Director · Other
Period of report
Jan 3, 2019
Accepted (ET)
Jan 3, 2019 · 11:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2019 | P | 150 | $18.663 | A | 1,895 | D |
Table II — derivative securities
No Table II lines on this filing.