SEC Form 4 · accession 0001209191-19-000355
Neonode Inc. · NEON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andreas Bunge
Director
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 28, 2018 | P | 29,000 | $1.60 | A | 104,000 | I | by A.B. Aniara Ltd, an entity wholly owned by Andreas Bunge |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 1, 2018, the common stock of Neonode Inc. underwent a 1-for-10 reverse split, resulting in the reporting person's ownership of 750,000 shares of common stock immediately prior to the reverse split being converted into 75,000 shares of common stock immediately after the reverse split.
- F2Reflects a change in form of indirect ownership since previous beneficial ownership statement on Form 3 due to a distribution to A.B. Aniara Ltd from its subsidiary Merkatura AB of 75,000 shares of Neonode common stock. Mr. Bunge is the 100% beneficial owner of both A.B. Aniara Ltd and Merkatura AB.