SEC Form 4 · accession 0001127602-19-000273

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Elizabeth B Rankin

Other

Period of report

Dec 28, 2018

Accepted (ET)

Jan 2, 2019 · 4:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Dec 28, 2018	P	1	$61.09	A	91	I	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F2,F3	Dec 28, 2018	P	2	$61.09	A	447	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 28, 2018	P	3	$61.09	A	532	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 28, 2018	P	3	$61.09	A	531	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 28, 2018	P	3	$61.09	A	531	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4,F3	Dec 28, 2018	P	3	$61.63	A	450	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 28, 2018	P	3	$61.63	A	535	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 28, 2018	P	2	$61.63	A	533	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 28, 2018	P	2	$61.63	A	533	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5,F3	Dec 31, 2018	P	1	$62.35	A	92	I	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F6,F3	Dec 31, 2018	P	4	$61.81	A	454	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F6	Dec 31, 2018	P	4	$61.81	A	539	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F6	Dec 31, 2018	P	4	$61.81	A	537	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F6	Dec 31, 2018	P	4	$61.81	A	537	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5,F3	Dec 31, 2018	P	1	$62.35	A	455	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	1	$62.35	A	540	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	2	$62.35	A	539	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	2	$62.35	A	539	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	722	D
Class A Common Stock	holding	—	—		—	2,058	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F3	holding	—	—		—	1,860	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F3	holding	—	—		—	645	I	Reporting Person's spouse is co-trustee of a Trust fbo minor child.
Class A Common Stock^F3	holding	—	—		—	500	I	Held by Reporting Person's spouse.
Class A Common Stock^F3	holding	—	—		—	9,000	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F3	holding	—	—		—	10,838	I	Held through a trust of which the Reporting Person's spouse is trustee
Class A Common Stock^F3	holding	—	—		—	1,712	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F3	holding	—	—		—	563	I	Reporting Person's spouse is co-trustee of a Trust fbo minor child.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	722	722	D
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	2,058	2,058	I
Class B Common Stock^F3,F7	—	holding	—	—	—	—	—	Class A Common Stock	1,860	1,860	I
Class B Common Stock^F3,F7	—	holding	—	—	—	—	—	Class A Common Stock	645	645	I
Class B Common Stock^F3,F7	—	holding	—	—	—	—	—	Class A Common Stock	500	500	I
Class B Common Stock^F3,F7	—	holding	—	—	—	—	—	Class A Common Stock	9,000	9,000	I
Class B Common Stock^F3,F7	—	holding	—	—	—	—	—	Class A Common Stock	11,170	11,170	I
Class B Common Stock^F3,F7	—	holding	—	—	—	—	—	Class A Common Stock	1,712	1,712	I
Class B Common Stock^F3,F7	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49.
F3Reporting Person disclaims beneficial ownership of all such shares.
F42018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09.
F52018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45.
F62018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19.
F7N/A