| Dec 28, 2018 AForm 4 → | Jan 2, 2019, 5:58 pm EST | AzurRx BioPharma, Inc.AZRX | 7,500 | $1.29 | $9,675 | 64,000 | — | plan? |
| Dec 28, 2018 PForm 4 → | Jan 2, 2019, 5:58 pm EST | AzurRx BioPharma, Inc.AZRX | 9,000 | $1.41 | $12,690 | 56,500 | +18.9% | plan? |
| Nov 15, 2018 PForm 4 → | Nov 15, 7:24 pm EST | Eton Pharmaceuticals, Inc.ETON | 5,000 | $6.00 | $30,000 | 68,420 | +7.88% | plan? |
| Nov 15, 2018 CForm 4 → | Nov 15, 7:24 pm EST | Eton Pharmaceuticals, Inc.ETON | 8,675 | — | — | 63,420 | — | plan? |
| Sep 28, 2018 AForm 4 → | Oct 1, 8:05 pm EDT | AzurRx BioPharma, Inc.AZRX | 7,500 | $2.57 | $19,275 | 47,500 | — | plan? |
| Jun 29, 2018 AForm 4 → | Jul 16, 7:22 pm EDT | AzurRx BioPharma, Inc.AZRX | 7,500 | — | — | 40,000 | — | plan? late |
| Jun 21, 2018 AForm 4 → | Jun 25, 4:18 pm EDT | International Stem Cell CORPISCO.OB | 4,328 | — | — | 14,431 | — | plan? |
| May 16, 2018 GForm 4 → | May 16, 6:55 pm EDT | International Stem Cell CORPISCO.OB | 12,280 | — | — | 10,103 | — | plan? |
| Mar 30, 2018 AForm 4 → | Apr 4, 1:31 pm EDT | International Stem Cell CORPISCO.OB | 5,527 | — | — | 22,383 | — | plan? late |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:16 pm EDT | AzurRx BioPharma, Inc.AZRX | 7,500 | $3.14 | $23,550 | 32,500 | — | plan? |
| Jan 9, 2018 GForm 4 → | Feb 1, 3:12 pm EST | International Stem Cell CORPISCO.OB | 34,000 | — | — | 16,856 | — | plan? late |
| Dec 29, 2017 AForm 4 → | Jan 2, 2018, 5:17 pm EST | International Stem Cell CORPISCO.OB | 5,175 | — | — | 50,856 | — | plan? |
| Dec 20, 2017 AForm 5 → | Feb 13, 2018, 5:31 pm EST | AzurRx BioPharma, Inc.AZRX | 7,500 | — | — | 25,000 | — | plan? |
| Oct 19, 2017 AForm 4 → | Oct 23, 5:44 pm EDT | AzurRx BioPharma, Inc.AZRX | 17,500 | — | — | 17,500 | — | plan? |
| Sep 29, 2017 AForm 4 → | Oct 2, 7:48 pm EDT | International Stem Cell CORPISCO.OB | 4,415 | — | — | 45,681 | — | plan? |
| Jun 30, 2017 AForm 4 → | Jul 5, 5:48 pm EDT | International Stem Cell CORPISCO.OB | 7,127 | — | — | 41,266 | — | plan? |
| Mar 31, 2017 AForm 4 → | Apr 3, 1:14 pm EDT | International Stem Cell CORPISCO.OB | 4,642 | — | — | 34,139 | — | plan? |
| Dec 30, 2016 AForm 4 → | Dec 30, 2:55 pm EST | International Stem Cell CORPISCO.OB | 7,523 | — | — | 29,497 | — | plan? |
| Oct 13, 2016 AForm 4 → | Oct 14, 3:39 pm EDT | International Stem Cell CORPISCO.OB | 1,334 | — | — | 21,974 | — | plan? |
| Sep 30, 2016 AForm 4 → | Sep 30, 4:52 pm EDT | International Stem Cell CORPISCO.OB | 4,391 | — | — | 20,640 | — | plan? |
| Jun 30, 2016 AForm 4 → | Jun 30, 5:54 pm EDT | International Stem Cell CORPISCO.OB | 4,042 | — | — | 16,249 | — | plan? |
| Mar 31, 2016 AForm 4 → | Apr 4, 5:07 pm EDT | International Stem Cell CORPISCO.OB | 2,104 | — | — | 12,207 | — | plan? |
| Dec 31, 2015 AForm 4 → | Dec 31, 2:39 pm EST | International Stem Cell CORPISCO | 2,403 | — | — | 10,103 | — | plan? |
| Dec 14, 2015 PForm 4 → | Dec 16, 4:22 pm EST | RELMADA THERAPEUTICS, INC.RLMD | 4,200 | $2.97 | $12,464 | 4,200 | — | plan? |
| Sep 30, 2015 AForm 4 → | Oct 2, 11:03 am EDT | International Stem Cell CORPISCO | 2,011 | — | — | 7,700 | — | plan? |
| Jun 30, 2015 AForm 4 → | Jul 2, 1:11 pm EDT | International Stem Cell CORPISCO | 181,767 | — | — | 853,344 | — | plan? |
| Apr 8, 2015 AForm 4 → | Apr 8, 8:45 pm EDT | International Stem Cell CORPISCO.OB | 99,946 | — | — | 671,577 | — | plan? |
| Mar 6, 2015 AForm 4 → | Mar 23, 8:40 pm EDT | International Stem Cell CORPISCO.OB | 76,958 | — | — | 571,611 | — | plan? late |