SEC Form 4 · accession 0001209191-19-000353
Neonode Inc. · NEON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ulf Rosberg
Director · 10% Owner
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2018 | P | 1,138,796 | $1.60 | A | 1,589,956 | I | By UMR Invest AB, an entity wholly owned by Ulf Rosberg |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 1, 2018, the common stock of Neonode Inc. underwent a 1-for-10 reverse split, resulting in the reporting person's ownership of 4,511,604 shares of common stock immediately prior to the reverse split being converted into 451,160 shares of common stock immediately after the reverse split.